0000899243-17-016091.txt : 20170612 0000899243-17-016091.hdr.sgml : 20170612 20170612160703 ACCESSION NUMBER: 0000899243-17-016091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170612 FILED AS OF DATE: 20170612 DATE AS OF CHANGE: 20170612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pfenex Inc. CENTRAL INDEX KEY: 0001478121 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 271356759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10790 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-352-4400 MAIL ADDRESS: STREET 1: 10790 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grenfell-Gardner Jason CENTRAL INDEX KEY: 0001555152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36540 FILM NUMBER: 17906369 MAIL ADDRESS: STREET 1: 105 LINCOLN AVENUE CITY: BUENA STATE: NJ ZIP: 08310 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-12 0 0001478121 Pfenex Inc. PFNX 0001555152 Grenfell-Gardner Jason C/O PFENEX INC., 10790 ROSELLE STREET SAN DIEGO CA 92121 1 0 0 0 Common Stock 2017-06-12 4 P 0 10000 4.5058 A 10000 D Represents the weighted average share price of an aggregate total of 10,000 shares purchased in the price range of $4.34 to $4.60 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. /s/ Patricia Lady, as Attorney-in-Fact 2017-06-12