0000899243-15-004366.txt : 20150902
0000899243-15-004366.hdr.sgml : 20150902
20150902165144
ACCESSION NUMBER: 0000899243-15-004366
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150901
FILED AS OF DATE: 20150902
DATE AS OF CHANGE: 20150902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pfenex Inc.
CENTRAL INDEX KEY: 0001478121
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 271356759
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10790 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-352-4400
MAIL ADDRESS:
STREET 1: 10790 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liang Bertrand C.
CENTRAL INDEX KEY: 0001507123
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36540
FILM NUMBER: 151090009
MAIL ADDRESS:
STREET 1: 4365 EXECUTIVE DRIVE, SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-01
0
0001478121
Pfenex Inc.
PFNX
0001507123
Liang Bertrand C.
C/O PFENEX INC., 10790 ROSELLE STREET
SAN DIEGO
CA
92121
1
1
0
0
Chief Executive Officer
Common Stock
2015-09-01
4
S
0
4700
20.9766
D
537280
D
Common Stock
2015-09-01
4
S
0
300
21.78
D
536980
D
The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on July 24, 2014.
Represents the weighted average share price of an aggregate total of 4,700 shares sold in the price range of $20.66 to $21.66 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $21.74 to $21.80 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ Patricia Lady, as Attorney-in-Fact
2015-09-02