0001095449-11-000059.txt : 20110808 0001095449-11-000059.hdr.sgml : 20110808 20110805183906 ACCESSION NUMBER: 0001095449-11-000059 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110808 DATE AS OF CHANGE: 20110805 EFFECTIVENESS DATE: 20110808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Saratoga Research & Investment Management CENTRAL INDEX KEY: 0001477872 IRS NUMBER: 770401310 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13757 FILM NUMBER: 111015316 BUSINESS ADDRESS: STREET 1: 14471 BIG BASIN WAY STREET 2: SUITE E CITY: SARATOGA STATE: CA ZIP: 95070 BUSINESS PHONE: (408) 741-2333 MAIL ADDRESS: STREET 1: 14471 BIG BASIN WAY STREET 2: SUITE E CITY: SARATOGA STATE: CA ZIP: 95070 13F-HR 1 f13f2011-06.txt FORM 13F FOR JUNE 30, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Saratoga Research & Investment Management Address: 14471 Big Basin Way, Suite E Saratoga, CA 95070 13F File Number: 028-13757 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin P. Tanner Title: President Phone: (408) 741-2333 Signature, Place, and Date of Signing: /s/ Kevin P. Tanner Saratoga, CA Date August 3, 2011 ------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 51 Form 13F Information Table Value Total: $465,896,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 17575 185290 SH Sole 157105 28185 Abbott Labs COM 002824100 8279 157339 SH Sole 136389 20950 Adobe Systems COM 00724F101 8260 262634 SH Sole 223764 38870 Altria Group COM 02209S103 238 9000 SH Sole 4300 4700 Automatic Data Processing COM 053015103 17731 336570 SH Sole 283135 53435 Becton, Dickinson & Co COM 075887109 8619 100028 SH Sole 85748 14280 Berkshire Hathaway B COM 084670702 7178 92747 SH Sole 79667 13080 Bristol-Myers Squibb COM 110122108 268 9265 SH Sole 3640 5625 Brown-Forman Cl B COM 115637209 7794 104345 SH Sole 83280 21065 C. R. Bard COM 067383109 8473 77127 SH Sole 64722 12405 C.H. Robinson Worldwide COM 12541W209 4867 61730 SH Sole 45675 16055 Cisco Systems COM 17275R102 13949 893562 SH Sole 780602 112960 Coca-Cola COM 191216100 17714 263243 SH Sole 224573 38670 Cognizant Tech Solutions COM 192446102 3110 42405 SH Sole 39220 3185 Colgate-Palmolive COM 194162103 6509 74463 SH Sole 60283 14180 Diageo PLC COM 25243Q205 309 3780 SH Sole 1475 2305 Ecolab Inc COM 278865100 613 10875 SH Sole 10875 FactSet Research Sys COM 303075105 6824 66695 SH Sole 50645 16050 General Dynamics COM 369550108 10554 141625 SH Sole 117025 24600 Int'l Business Machines COM 459200101 18379 107135 SH Sole 91010 16125 Johnson & Johnson COM 478160104 16990 255417 SH Sole 221997 33420 Kellogg Company COM 487836108 8391 151675 SH Sole 130245 21430 Lorillard Inc COM 544147101 250 2300 SH Sole 1100 1200 McCormick & Co COM 579780206 9134 184265 SH Sole 156425 27840 McDonalds COM 580135101 18313 217180 SH Sole 184485 32695 Medtronic COM 585055106 15325 397733 SH Sole 339443 58290 Microsoft COM 594918104 15897 611423 SH Sole 528678 82745 NIKE COM 654106103 15703 174520 SH Sole 145845 28675 Nestle SA Spons ADR COM 641069406 9653 155563 SH Sole 116888 38675 Novo Nordisk ADR COM 670100205 20250 161635 SH Sole 133705 27930 Omnicom Group COM 681919106 17378 360842 SH Sole 307132 53710 Oracle COM 68389X105 17826 541646 SH Sole 455483 86163 Paychex COM 704326107 5086 165552 SH Sole 123232 42320 Pepsico COM 713448108 6514 92486 SH Sole 86926 5560 Procter & Gamble COM 742718109 16102 253291 SH Sole 217201 36090 Southern Copper Corp COM 84265V105 498 15150 SH Sole 6000 9150 Spectra Energy COM 847560109 337 12280 SH Sole 4300 7980 St Jude Medical COM 790849103 465 9745 SH Sole 9745 Stericycle COM 858912108 572 6415 SH Sole 6415 Stryker COM 863667101 16802 286288 SH Sole 243693 42595 Sysco Corp COM 871829107 16746 537077 SH Sole 464252 72825 Total System Services COM 891906109 6698 360510 SH Sole 334525 25985 Tupperware COM 899896104 317 4700 SH Sole 3000 1700 United Technologies COM 913017109 14340 162020 SH Sole 145520 16500 Varian Medical Systems COM 92220P105 9005 128613 SH Sole 110323 18290 Wal-Mart Stores COM 931142103 14787 278261 SH Sole 239091 39170 Kinder Morgan Energy Prtns LP ETP 494550106 258 3555 SH Sole 1850 1705 Oneok Partners LP ETP 68268N103 337 3950 SH Sole 2050 1900 Hatteras Financial Corp REIT 41902R103 242 8555 SH Sole 3235 5320 SPDR Gold Trust ETF 78463V107 13051 89390 SH Sole 74254 15136 iShares Silver Trust ETF 46428Q109 11386 336475 SH Sole 282360 54115