0001095449-11-000038.txt : 20110429 0001095449-11-000038.hdr.sgml : 20110429 20110429140941 ACCESSION NUMBER: 0001095449-11-000038 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110429 DATE AS OF CHANGE: 20110429 EFFECTIVENESS DATE: 20110429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Saratoga Research & Investment Management CENTRAL INDEX KEY: 0001477872 IRS NUMBER: 770401310 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13757 FILM NUMBER: 11793202 BUSINESS ADDRESS: STREET 1: 14471 BIG BASIN WAY STREET 2: SUITE E CITY: SARATOGA STATE: CA ZIP: 95070 BUSINESS PHONE: (408) 741-2333 MAIL ADDRESS: STREET 1: 14471 BIG BASIN WAY STREET 2: SUITE E CITY: SARATOGA STATE: CA ZIP: 95070 13F-HR 1 f13f2011-03.txt 13F FOR DECEMBER 30, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Saratoga Research & Investment Management Address: 14471 Big Basin Way, Suite E Saratoga, CA 95070 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin P. Tanner Title: President Phone: (408) 741-2333 Signature, Place, and Date of Signing: /s/ Kevin P. Tanner Saratoga, CA Date April 20, 2011 ------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 53 Form 13F Information Table Value Total: $384,007,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 14124 151061 SH Sole 122740 28321 Abbott Labs COM 002824100 6219 126789 SH Sole 105979 20810 Adobe Systems COM 00724F101 7156 215805 SH Sole 176415 39390 Altria Group COM 02209S103 234 9000 SH Sole 4300 4700 Automatic Data Processing COM 053015103 14344 279561 SH Sole 225325 54236 Becton, Dickinson & Co COM 075887109 6466 81208 SH Sole 66908 14300 Berkshire Hathaway B COM 084670702 6061 72470 SH Sole 59420 13050 Bristol-Myers Squibb COM 110122108 245 9265 SH Sole 3640 5625 Brown-Forman Cl B COM 115637209 6994 102395 SH Sole 80860 21535 C. R. Bard COM 067383109 6122 61615 SH Sole 49110 12505 C.H. Robinson Worldwide COM 12541W209 4677 63095 SH Sole 46685 16410 Chevron Corp New COM 166764100 200 1865 SH Sole 740 1125 Cisco Systems COM 17275R102 12003 699865 SH Sole 586435 113430 Coca-Cola COM 191216100 14367 216570 SH Sole 177088 39482 Cognizant Tech Solutions COM 192446102 3553 43645 SH Sole 40460 3185 Colgate-Palmolive COM 194162103 5710 70698 SH Sole 56343 14355 Diageo PLC COM 25243Q205 288 3780 SH Sole 1475 2305 Dionex Corp COM 254546104 940 7965 SH Sole 7965 0 Dionex Corp (Tendered) COM 254546989 481 4090 SH Sole 1115 2975 Dionex Corp (Tendered) COM 254992704 3586 30380 SH Sole 28940 1440 Dionex Corp (Tendered) COM 254TND908 1226 10395 SH Sole 780 9615 FactSet Research Sys COM 303075105 7187 68620 SH Sole 52110 16510 General Dynamics COM 369550108 9251 120830 SH Sole 95130 25700 Int'l Business Machines COM 459200101 14426 88465 SH Sole 72120 16345 Johnson & Johnson COM 478160104 12124 204621 SH Sole 171165 33456 Kellogg Company COM 487836108 6671 123575 SH Sole 101965 21610 Lorillard Inc COM 544147101 219 2300 SH Sole 1100 1200 McCormick & Co COM 579780206 7333 153320 SH Sole 125185 28135 McDonalds COM 580135101 13461 176915 SH Sole 143980 32935 Medtronic COM 585055106 13139 333913 SH Sole 275663 58250 Microsoft COM 594918104 12093 476277 SH Sole 392866 83411 NIKE COM 654106103 10768 142245 SH Sole 112955 29290 Nestle SA Spons ADR COM 641069406 9169 159313 SH Sole 119563 39750 Novo Nordisk ADR COM 670100205 17354 138575 SH Sole 109635 28940 Omnicom Group COM 681919106 14371 292924 SH Sole 238493 54431 Oracle COM 68389X105 15063 450549 SH Sole 362621 87928 Paychex COM 704326107 5212 166055 SH Sole 122900 43155 Pepsico COM 713448108 4147 64377 SH Sole 59987 4390 Procter & Gamble COM 742718109 12474 202506 SH Sole 166186 36320 Southern Copper Corp COM 84265V105 610 15150 SH Sole 6000 9150 Spectra Energy COM 847560109 334 12280 SH Sole 4300 7980 Stryker COM 863667101 14263 234588 SH Sole 190978 43610 Sysco Corp COM 871829107 11919 430300 SH Sole 357475 72825 Total System Services COM 891906109 5182 287550 SH Sole 265325 22225 Tupperware COM 899896104 281 4700 SH Sole 3000 1700 United Technologies COM 913017109 10232 120871 SH Sole 105240 15631 Varian Medical Systems COM 92220P105 6988 103318 SH Sole 84753 18565 Wal-Mart Stores COM 931142103 11916 228932 SH Sole 189761 39171 Kinder Morgan Energy Prtns LP ETP 494550106 263 3555 SH Sole 1850 1705 Oneok Partners LP ETP 68268N103 325 3950 SH Sole 2050 1900 Annaly Capital Mgmt REIT 035710409 237 13575 SH Sole 5100 8475 SPDR Gold Trust ETF 78463V107 10520 75221 SH Sole 59830 15391 iShares Silver Trust ETF 46428Q109 11479 312195 SH Sole 257070 55125