-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N+S+Ec5pCdVh5bz20WG7HJmckPh9LZq4EUeIBD1mcFoLsfVZhPWpGDctb89aeVeT sytjL2WxXeRsZAtMrJpJvQ== 0001095449-10-000086.txt : 20100514 0001095449-10-000086.hdr.sgml : 20100514 20100514135122 ACCESSION NUMBER: 0001095449-10-000086 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Saratoga Research & Investment Management CENTRAL INDEX KEY: 0001477872 IRS NUMBER: 770401310 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13757 FILM NUMBER: 10832200 BUSINESS ADDRESS: STREET 1: 14471 BIG BASIN WAY STREET 2: SUITE E CITY: SARATOGA STATE: CA ZIP: 95070 BUSINESS PHONE: (408) 741-2333 MAIL ADDRESS: STREET 1: 14471 BIG BASIN WAY STREET 2: SUITE E CITY: SARATOGA STATE: CA ZIP: 95070 13F-HR 1 f13f2010-03.txt FORM 13F FOR MARCH 31, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Saratoga Research & Investment Management Address: 14471 Big Basin Way, Suite E Saratoga, CA 95070 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin P. Tanner Title: President Phone: (408) 741-2333 Signature, Place, and Date of Signing: /s/ Kevin P. Tanner Saratoga, CA Date May 5, 2010 - ------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 48 Form 13F Information Table Value Total: $172,454,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 5018 60046 SH Sole 36610 23436 Abbott Labs COM 002824100 2848 54070 SH Sole 35635 18435 Adobe Systems COM 00724F101 2678 75715 SH Sole 47925 27790 Automatic Data Processing COM 053015103 6108 137345 SH Sole 87015 50330 Becton, Dickinson & Co COM 075887109 2818 35795 SH Sole 24055 11740 Berkshire Hathaway B New COM 084670702 5864 72160 SH Sole 47080 25080 Bristol-Myers Squibb COM 110122108 274 10265 SH Sole 3640 6625 Brown-Forman Cl B COM 115637209 3259 54820 SH Sole 34365 20455 C. R. Bard COM 067383109 2931 33840 SH Sole 22330 11510 C.H. Robinson Worldwide COM 12541W209 2884 51640 SH Sole 35710 15930 Cisco Systems COM 17275R102 2356 90517 SH Sole 56852 33665 Coca-Cola COM 191216100 6062 110222 SH Sole 73782 36440 Cognizant Tech Solutions COM 192446102 279 5470 SH Sole 5105 365 Colgate-Palmolive COM 194162103 2934 34410 SH Sole 21755 12655 Diageo PLC COM 25243Q205 255 3780 SH Sole 1475 2305 Dionex Corp COM 254546104 2914 38970 SH Sole 25700 13270 FactSet Research Sys COM 303075105 3090 42120 SH Sole 26450 15670 General Dynamics COM 369550108 6143 79570 SH Sole 54695 24875 Int'l Business Machines COM 459200101 5699 44434 SH Sole 29574 14860 Johnson & Johnson COM 478160104 6081 93266 SH Sole 62845 30421 Lincare Holdings COM 532791100 4013 89410 SH Sole 56550 32860 McCormick & Co COM 579780206 3057 79705 SH Sole 53900 25805 McDonalds COM 580135101 6031 90395 SH Sole 59155 31240 Medtronic COM 585055106 6241 138600 SH Sole 90955 47645 Microsoft COM 594918104 6584 224786 SH Sole 147520 77266 NIKE COM 654106103 5628 76575 SH Sole 47945 28630 Nestle SA Spons ADR COM 641069406 6057 118070 SH Sole 80460 37610 Novo Nordisk ADR COM 670100205 6472 83920 SH Sole 55855 28065 Omnicom Group COM 681919106 5854 150830 SH Sole 100090 50740 Oracle COM 68389X105 6127 238304 SH Sole 155886 82418 Paychex COM 704326107 5794 188615 SH Sole 124405 64210 Pepsico COM 713448108 549 8298 SH Sole 5478 2820 Procter & Gamble COM 742718109 6071 95957 SH Sole 62582 33375 Southern Copper Corp COM 84265V105 480 15150 SH Sole 6000 9150 Spectra Energy COM 847560109 277 12280 SH Sole 4300 7980 Stryker COM 863667101 6738 117755 SH Sole 76475 41280 Sysco Corp COM 871829107 3093 104840 SH Sole 68820 36020 Total System Services COM 891906109 781 49880 SH Sole 37900 11980 Tupperware COM 899896104 227 4700 SH Sole 3000 1700 United Technologies COM 913017109 2831 38465 SH Sole 25214 13251 Varian Medical Systems COM 92220P105 2990 54045 SH Sole 36850 17195 Wal-Mart Stores COM 931142103 5721 102890 SH Sole 67590 35300 Kinder Morgan Energy Prtns ETP 494550106 233 3555 SH Sole 1850 1705 Oneok Partners LP ETP 68268N103 242 3950 SH Sole 2050 1900 Annaly Capital Mgmt REIT 035710409 233 13575 SH Sole 5100 8475 SPDR Gold Trust ETF 78463V107 4654 42719 SH Sole 28735 13984 iShares Silver Trust ETF 46428Q109 4546 265240 SH Sole 180230 85010 iShares Tr Goldman Sachs Corp ETF 464287242 435 4115 SH Sole 1560 2555
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