-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C2lHBa345H2DIJzS4QHBfRyldgBJeIXhm+GPNFFfOkCMa2F6AKK+NOVIeMyDKa5N 0m/C7YoVxPD8qWbb1vlJQA== 0001095449-10-000022.txt : 20100212 0001095449-10-000022.hdr.sgml : 20100212 20100212164227 ACCESSION NUMBER: 0001095449-10-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Saratoga Research & Investment Management CENTRAL INDEX KEY: 0001477872 IRS NUMBER: 770401310 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13757 FILM NUMBER: 10600125 BUSINESS ADDRESS: STREET 1: 14471 BIG BASIN WAY STREET 2: SUITE E CITY: SARATOGA STATE: CA ZIP: 95070 BUSINESS PHONE: (408) 741-2333 MAIL ADDRESS: STREET 1: 14471 BIG BASIN WAY STREET 2: SUITE E CITY: SARATOGA STATE: CA ZIP: 95070 13F-HR 1 f13f2009-12.txt FORM 13F FOR DECEMBER 31, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Saratoga Research & Investment Management Address: 14471 Big Basin Way, Suite E Saratoga, CA 95070 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin P. Tanner Title: President Phone: (408) 741-2333 Signature, Place, and Date of Signing: /s/ Kevin P. Tanner Saratoga, CA Date February 11, 2010 - ------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 49 Form 13F Information Table Value Total: $164,221,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 5330 64470 SH Sole 64470 Abbott Labs COM 002824100 2705 50110 SH Sole 50110 Adobe Systems COM 00724F101 5557 151080 SH Sole 151080 Automatic Data Processing COM 053015103 5334 124565 SH Sole 124565 Becton, Dickinson & Co COM 075887109 2608 33070 SH Sole 33070 Berkshire Hathaway B (pre 50-1 COM 084670207 4571 1391 SH Sole 1391 Bristol-Myers Squibb COM 110122108 278 11014 SH Sole 11014 Brown-Forman Cl B COM 115637209 2741 51165 SH Sole 51165 C. R. Bard COM 067383109 257 3300 SH Sole 3300 C.H. Robinson Worldwide COM 12541W209 2512 42770 SH Sole 42770 Chevron Corp New COM 166764100 2435 31625 SH Sole 31625 Cisco Systems COM 17275R102 2630 109840 SH Sole 109840 Coca-Cola COM 191216100 5869 102962 SH Sole 102962 Colgate-Palmolive COM 194162103 2603 31680 SH Sole 31680 Consolidated Edison COM 209111103 223 4900 SH Sole 4900 Diageo PLC COM 25243Q205 262 3775 SH Sole 3775 Dionex Corp COM 254546104 2615 35390 SH Sole 35390 Expeditors Int'l of WA COM 302130109 3629 104385 SH Sole 104385 Exxon Mobil COM 30231G102 4455 65331 SH Sole 65331 FactSet Research Sys COM 303075105 2556 38805 SH Sole 38805 General Dynamics COM 369550108 5751 84365 SH Sole 84365 Int'l Business Machines COM 459200101 5352 40889 SH Sole 40889 Johnson & Johnson COM 478160104 5577 86580 SH Sole 86580 Lincare Holdings COM 532791100 3281 88350 SH Sole 88350 McDonalds COM 580135101 5223 83645 SH Sole 83645 Medtronic COM 585055106 5837 132720 SH Sole 132720 Microsoft COM 594918104 6474 212395 SH Sole 212395 NIKE COM 654106103 5275 79840 SH Sole 79840 Nestle SA Spons ADR COM 641069406 5112 105275 SH Sole 105275 Novo Nordisk ADR COM 670100205 4951 77535 SH Sole 77535 Omnicom Group COM 681919106 5425 138565 SH Sole 138565 Oracle COM 68389X105 5498 224124 SH Sole 224124 Paychex COM 704326107 5060 165135 SH Sole 165135 Pepsico COM 713448108 311 5110 SH Sole 5110 Procter & Gamble COM 742718109 5164 85171 SH Sole 85171 Southern Copper COM 84265V105 598 18160 SH Sole 18160 Spectra Energy COM 847560109 252 12275 SH Sole 12275 Stryker COM 863667101 5689 112935 SH Sole 112935 Sysco Corp COM 871829107 2484 88900 SH Sole 88900 Tupperware COM 899896104 219 4700 SH Sole 4700 United Technologies COM 913017109 6103 87934 SH Sole 87934 Wal-Mart Stores COM 931142103 5003 93605 SH Sole 93605 Kinder Morgan Energy Prtns ETP 494550106 201 3300 SH Sole 3300 Oneok Partners LP ETP 68268N103 250 4010 SH Sole 4010 Annaly Capital Mgmt REIT 035710409 240 13805 SH Sole 13805 SPDR Gold Trust ETF 78463V107 4472 41669 SH Sole 41669 iShares Silver Trust ETF 46428Q109 4577 276760 SH Sole 276760 iShares Tr Goldman Sachs Corp ETF 464287242 422 4055 SH Sole 4055 iShares iBoxx High Yield Bond ETF 464288513 250 2845 SH Sole 2845
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