0001127602-14-003358.txt : 20140129 0001127602-14-003358.hdr.sgml : 20140129 20140129180638 ACCESSION NUMBER: 0001127602-14-003358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140127 FILED AS OF DATE: 20140129 DATE AS OF CHANGE: 20140129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buckminster Douglas E. CENTRAL INDEX KEY: 0001477675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 14558065 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: M/S 01-50-01 CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-01-27 0000004962 AMERICAN EXPRESS CO AXP 0001477675 Buckminster Douglas E. BELGRAVE HOUSE 76 BUCKINGHAM PALACE ROAD LONDON 1 Pres, Int'l Consumer & SBS Common Stock 2014-01-27 4 A 0 1969 85.72 A 56114.35 D Common Stock 2014-01-27 4 F 0 912 85.72 D 55202.35 D Common Stock 2014-01-27 4 A 0 20174 85.72 A 75376.35 D Common Stock 2014-01-27 4 F 0 9340 85.72 D 66036.35 D Common Stock 12194.32 I 401(k) Trust Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. /s/ Michael G. Kuchs, attorney-in-fact 2014-01-29