0001127602-13-003216.txt : 20130130
0001127602-13-003216.hdr.sgml : 20130130
20130130180502
ACCESSION NUMBER: 0001127602-13-003216
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130128
FILED AS OF DATE: 20130130
DATE AS OF CHANGE: 20130130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buckminster Douglas E.
CENTRAL INDEX KEY: 0001477675
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 13560147
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: M/S 01-50-01
CITY: NEW YORK
STATE: NY
ZIP: 10285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-01-28
0000004962
AMERICAN EXPRESS CO
AXP
0001477675
Buckminster Douglas E.
BELGRAVE HOUSE
76 BUCKINGHAM PALACE ROAD
LONDON
1
Pres, Int'l Consumer & SBS
Common Stock
2013-01-28
4
A
0
1968
A
55368.967
D
Common Stock
2013-01-28
4
F
0
932
59.07
D
54436.967
D
Common Stock
2013-01-28
4
A
0
52493
A
106929.967
D
Common Stock
2013-01-28
4
F
0
24856
59.07
D
82073.967
D
Common Stock
2013-01-29
4
F
0
5137
59.45
D
76936.967
D
Common Stock
12035.12
I
401(k) Trust
Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
/s/ Michael G. Kuchs, attorney-in-fact
2013-01-30