0001209191-13-048138.txt : 20131011 0001209191-13-048138.hdr.sgml : 20131011 20131011132901 ACCESSION NUMBER: 0001209191-13-048138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131010 FILED AS OF DATE: 20131011 DATE AS OF CHANGE: 20131011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: rue21, inc. CENTRAL INDEX KEY: 0001471458 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 251311645 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 800 COMMONWEALTH DRIVE, SUITE 100 CITY: WARRENDALE STATE: PA ZIP: 15086 BUSINESS PHONE: 724-776-9780 MAIL ADDRESS: STREET 1: 800 COMMONWEALTH DRIVE, SUITE 100 CITY: WARRENDALE STATE: PA ZIP: 15086 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bugnar John Perry CENTRAL INDEX KEY: 0001476481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34536 FILM NUMBER: 131147570 MAIL ADDRESS: STREET 1: 800 COMMONWEALTH DRIVE STREET 2: SUITE 100 CITY: WARRENDALE STATE: PA ZIP: 15086 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-10-10 0 0001471458 rue21, inc. RUE 0001476481 Bugnar John Perry RUE21, INC. 800 COMMONWEALTH DR WARRENDALE PA 15086 0 1 0 0 Senior VP/Director of Stores Common Stock 2013-10-10 4 D 0 106582 42.00 D 0 D Stock Options 8.00 2013-10-10 4 D 0 30000 34.00 D 2012-01-04 2018-01-04 Common Stock 30000 0 D Stock Options 11.80 2013-10-10 4 D 0 14740 30.20 D 2013-07-24 2019-07-24 Common Stock 14740 0 D Stock Options 34.27 2013-10-10 4 D 0 10000 7.73 D 2020-04-05 Common Stock 10000 0 D Stock Options 30.12 2013-10-10 4 D 0 6500 11.88 D 2021-05-01 Common Stock 6500 0 D Stock Options 27.26 2013-10-10 4 D 0 3000 14.74 D 2022-03-19 Common Stock 3000 0 D Stock Options 27.79 2013-10-10 4 D 0 4900 14.21 D 2023-03-26 Common Stock 4900 0 D Restricted Stock Units 2013-10-10 4 D 0 1167 42.00 D Common Stock 1167 0 D Pursuant to the Agreement and Plan of Merger by and among rue21, inc., Parent, and Rhodes Merger Sub, Inc., dated as of May 23, 2013 (the "Merger Agreement"), on the effective date of the merger contemplated by the Merger Agreement (the "Merger"), each of these shares of Common Stock, restricted stock units, and earned performance share units was automatically converted into the right to receive a cash payment of $42.00. Pursuant to the Merger Agreement, on the effective date of the Merger, each of these Stock Options, whether vested or unvested, was cancelled in exchange for a cash payment representing the excess of $42.00 over the exercise price of the Stock Option. Pursuant to the Merger Agreement, on the eeffective date of the Merger, each of these unvested Restricted Stock Units previously reported on Table II was cancelled in exchange for a cash payment of $42.00. Each of these unvested Restricted Stock Units previously reported on Table II represented a contingent right to receive one share of Common Stock. /s/ Stacy Siegal, Attorney-in-Fact 2013-10-11