0001476417-13-000005.txt : 20130424 0001476417-13-000005.hdr.sgml : 20130424 20130424124225 ACCESSION NUMBER: 0001476417-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130424 DATE AS OF CHANGE: 20130424 EFFECTIVENESS DATE: 20130424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SummitAlliance Capital Management, LLC CENTRAL INDEX KEY: 0001476417 IRS NUMBER: 752966280 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13751 FILM NUMBER: 13778517 BUSINESS ADDRESS: STREET 1: 14785 PRESTON ROAD, STE. 1000 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 972-663-4300 MAIL ADDRESS: STREET 1: 14785 PRESTON ROAD, STE. 1000 CITY: DALLAS STATE: TX ZIP: 75254 13F-HR 1 form13fhr.txt 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2013 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [x] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Argentus Partners, LLC Address: 14785 Preston Rd Suite 1000 Dallas Tx, 75254 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Chris Cokinis Title: Chief Compliance Officer Phone: 972-663-4334 Signature, Place, and Date of Signing: /s/ Chris Cokinis Dallas, TX 04/24/2013 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name --------------- --------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 380 Form 13F Information Table Value Total: $ 868,040 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ ------------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ ------------------- --------- -------- ---------- --- ---- ---------- -------- ---- ------ ---------- NUVEEN NY MUN VALUE FD COM 67062M105 355 35083 SH SOLE 0 0 35083 * ISHARES TR BARCLYS TIPS BD 464287176 3194 26339 SH SOLE 0 0 26339 * PROCTER & GAMBLE CO COM 742718109 1994 25875 SH SOLE 0 0 25875 * LOCKHEED MARTIN CORP COM 539830109 1647 17064 SH SOLE 0 0 17064 * GENERAL ELECTRIC CO COM 369604103 1406 60834 SH SOLE 0 0 60834 * KELLOGG CO COM 487836108 810 12576 SH SOLE 0 0 12576 * STARWOOD PPTY TR INC COM 85571B105 1216 43790 SH SOLE 0 0 43790 * GENUINE PARTS CO COM 372460105 1549 19863 SH SOLE 0 0 19863 * FRANCE TELECOM SPONSORED ADR 35177Q105 482 47465 SH SOLE 0 0 47465 * AMERICAN EXPRESS CO COM 025816109 1067 15814 SH SOLE 0 0 15814 * WAL-MART STORES INC COM 931142103 1620 21644 SH SOLE 0 0 21644 * ISHARES INC MSCI SWITZ CAPP 464286749 517 17625 SH SOLE 0 0 17625 * CONAGRA FOODS INC COM 205887102 401 11208 SH SOLE 0 0 11208 * ISHARES TR BARCLYS 1-3 YR 464287457 1718 20343 SH SOLE 0 0 20343 NUVEEN AMT-FREE MUN INCOME F COM 670657105 200 13638 SH SOLE 0 0 13638 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 368 24034 SH SOLE 0 0 24034 GEOPETRO RESOURCES CO COM 37248H304 2 28000 SH SOLE 0 0 28000 * ISHARES INC MSCI BRAZIL CAPP 464286400 661 12129 SH SOLE 0 0 12129 * AUTOMATIC DATA PROCESSING IN COM 053015103 745 11450 SH SOLE 0 0 11450 NUVEEN QUALITY PFD INCOME FD COM 67072C105 113 11995 SH SOLE 0 0 11995 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 696 51414 SH SOLE 0 0 51414 * SAMSON OIL & GAS LTD SPON ADR 796043107 38 71150 SH SOLE 0 0 71150 BLACKROCK MUNICIPL INC QLTY COM 092479104 479 30253 SH SOLE 0 0 30253 * PROSHARES TR PSHS SHRT S&P500 74347R503 571 18605 SH SOLE 0 0 18605 * SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 857 10802 SH SOLE 0 0 10802 * ISHARES INC MSCI MALAYSIA 464286830 758 50637 SH SOLE 0 0 50637 * HONEYWELL INTL INC COM 438516106 1720 22828 SH SOLE 0 0 22828 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 327 31621 SH SOLE 0 0 31621 NUVEEN TEX QUALITY INCOME MU COM 670983105 1511 96395 SH SOLE 0 0 96395 * SPECTRA ENERGY CORP COM 847560109 434 14119 SH SOLE 0 0 14119 * ISHARES TR US PFD STK IDX 464288687 1095 27014 SH SOLE 0 0 27014 * BP PLC SPONSORED ADR 055622104 449 10612 SH SOLE 0 0 10612 * XILINX INC COM 983919101 1186 31071 SH SOLE 0 0 31071 * DELL INC COM 24702R101 148 10339 SH SOLE 0 0 10339 * CONOCOPHILLIPS COM 20825C104 3451 57419 SH SOLE 0 0 57419 * MCCORMICK & CO INC COM NON VTG 579780206 1062 14444 SH SOLE 0 0 14444 * FRANCE TELECOM SPONSORED ADR 35177Q105 482 47465 SH SOLE 0 0 47465 * EMERSON ELEC CO COM 291011104 717 12831 SH SOLE 0 0 12831 * SPDR S&P 500 ETF TR TR UNIT 78462F103 3995 25502 SH SOLE 0 0 25502 * SIRIUS XM RADIO INC COM 82967N108 41 13235 SH SOLE 0 0 13235 * TEXAS INSTRS INC COM 882508104 954 26877 SH SOLE 0 0 26877 * ISHARES TR BARCLYS MBS BD 464288588 4090 37895 SH SOLE 0 0 37895 ESSEX RENT CORP COM 297187106 83 18477 SH SOLE 0 0 18477 * CVS CAREMARK CORPORATION COM 126650100 650 11822 SH SOLE 0 0 11822 NUVEEN MUN VALUE FD INC COM 670928100 1228 120908 SH SOLE 0 0 120908 * JOHNSON & JOHNSON COM 478160104 4324 53036 SH SOLE 0 0 53036 * ALTRIA GROUP INC COM 02209S103 1844 53622 SH SOLE 0 0 53622 * MAIN STREET CAPITAL CORP COM 56035L104 656 20453 SH SOLE 0 0 20453 * SPDR SERIES TRUST BRC HGH YLD BD 78464A417 4778 116217 SH SOLE 0 0 116217 PIMCO MUN INCOME FD II COM 72200W106 145 11269 SH SOLE 0 0 11269 * SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2111 45880 SH SOLE 0 0 45880 * VANGUARD INDEX FDS REIT ETF 922908553 774 10973 SH SOLE 0 0 10973 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 252 10350 SH SOLE 0 0 10350 * XEROX CORP COM 984121103 103 11946 SH SOLE 0 0 11946 * ISHARES INC MSCI UTD KINGD 464286699 389 21299 SH SOLE 0 0 21299 * HORMEL FOODS CORP COM 440452100 1460 35326 SH SOLE 0 0 35326 * TRIANGLE PETE CORP COM NEW 89600B201 101 15283 SH SOLE 0 0 15283 ALLIED MOTION TECHNOLOGIES I COM 019330109 454 65840 SH SOLE 0 0 65840 * MATADOR RES CO COM 576485205 937 105800 SH SOLE 0 0 105800 * SMUCKER J M CO COM NEW 832696405 1410 14224 SH SOLE 0 0 14224 * CHURCH & DWIGHT INC COM 171340102 1088 16840 SH SOLE 0 0 16840 * ISHARES TR MSCI EMERG MKT 464287234 1815 42439 SH SOLE 0 0 42439 * PEPSICO INC COM 713448108 2695 34061 SH SOLE 0 0 34061 * SOUTHWEST AIRLS CO COM 844741108 259 19217 SH SOLE 0 0 19217 * SAMSON OIL & GAS LTD SPON ADR 796043107 38 71150 SH SOLE 0 0 71150 * PAYCHEX INC COM 704326107 445 12695 SH SOLE 0 0 12695 * DEERE & CO COM 244199105 2999 34877 SH SOLE 0 0 34877 NUVEEN NY AMT-FREE MUN INCOM COM 670656107 2586 179203 SH SOLE 0 0 179203 * GENERAL DYNAMICS CORP COM 369550108 754 10688 SH SOLE 0 0 10688 * ABBVIE INC COM 00287Y109 2146 52625 SH SOLE 0 0 52625 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 165 11800 SH SOLE 0 0 11800 * ALPS ETF TR ALERIAN MLP 00162Q866 1350 76206 SH SOLE 0 0 76206 * ABBOTT LABS COM 002824100 1979 56034 SH SOLE 0 0 56034 ARES CAP CORP NOTE 5.125% 6/0 04010LAD5 125 125000 PRN SOLE 0 0 125000 * SANDRIDGE ENERGY INC COM 80007P307 123 23365 SH SOLE 0 0 23365 * PROSHARES TR PSHS ULT S&P 500 74347R107 33626 460754 SH SOLE 0 0 460754 * HALLIBURTON CO COM 406216101 459 11359 SH SOLE 0 0 11359 * INTERNATIONAL BUSINESS MACHS COM 459200101 1558 7302 SH SOLE 0 0 7302 * POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 885 32407 SH SOLE 0 0 32407 * COCA COLA CO COM 191216100 647 16003 SH SOLE 0 0 16003 * CHEVRON CORP NEW COM 166764100 5450 45869 SH SOLE 0 0 45869 * POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 366 14587 SH SOLE 0 0 14587 * QUESTAR CORP COM 748356102 582 23914 SH SOLE 0 0 23914 * ISHARES TR MSCI EAFE INDEX 464287465 643 10895 SH SOLE 0 0 10895 * SPDR SERIES TRUST S&P DIVID ETF 78464A763 6581 99732 SH SOLE 0 0 99732 * RF MICRODEVICES INC COM 749941100 55 10372 SH SOLE 0 0 10372 * ISHARES TR CORE TOTUSBD ETF 464287226 1561 14100 SH SOLE 0 0 14100 * ISHARES TR IBOXX INV CPBD 464287242 4254 35481 SH SOLE 0 0 35481 * MEDTRONIC INC COM 585055106 542 11533 SH SOLE 0 0 11533 NUVEEN PREM INCOME MUN FD COM 67062T100 161 10992 SH SOLE 0 0 10992 * XCEL ENERGY INC COM 98389B100 1712 57655 SH SOLE 0 0 57655 * MOLSON COORS BREWING CO CL B 60871R209 700 14307 SH SOLE 0 0 14307 * JOHNSON CTLS INC COM 478366107 369 10524 SH SOLE 0 0 10524 * ISHARES TR CORE S&P500 ETF 464287200 53255 338426 SH SOLE 0 0 338426 * ISHARES TR DJ HOME CONSTN 464288752 357 14961 SH SOLE 0 0 14961 * ISHARES TR DJ SEL DIV INX 464287168 737 11628 SH SOLE 0 0 11628 * CATERPILLAR INC DEL COM 149123101 978 11245 SH SOLE 0 0 11245 * ATMOS ENERGY CORP COM 049560105 862 20198 SH SOLE 0 0 20198 * FORD MTR CO DEL COM PAR $0.01 345370860 145 11008 SH SOLE 0 0 11008 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 173 11628 SH SOLE 0 0 11628 * 3M CO COM 88579Y101 1214 11419 SH SOLE 0 0 11419 * SPDR GOLD TRUST GOLD SHS 78463V107 1240 8030 SH SOLE 0 0 8030 * PERMIAN BASIN RTY TR UNIT BEN INT 714236106 193 15480 SH SOLE 0 0 15480 * ISHARES INC MSCI MEXICO CAP 464286822 1109 14873 SH SOLE 0 0 14873 * INTERNATIONAL BANCSHARES COR COM 459044103 16346 785863 SH SOLE 0 0 785863 * BANK OF AMERICA CORPORATION COM 060505104 1318 108203 SH SOLE 0 0 108203 * KIMBERLY CLARK CORP COM 494368103 1441 14710 SH SOLE 0 0 14710 * PROSHARES TR PSHS ULTRUSS2000 74347R842 35378 618719 SH SOLE 0 0 618719 * ENBRIDGE ENERGY PARTNERS L P COM 29250R106 357 11858 SH SOLE 0 0 11858 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 688 41699 SH SOLE 0 0 41699 * ISHARES TR BARCLYS 7-10 YR 464287440 3420 31858 SH SOLE 0 0 31858 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 1138 75357 SH SOLE 0 0 75357 * JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 642 14122 SH SOLE 0 0 14122 * WELLS FARGO & CO NEW COM 949746101 909 24561 SH SOLE 0 0 24561 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 285 19067 SH SOLE 0 0 19067 * INTEL CORP COM 458140100 3515 160993 SH SOLE 0 0 160993 * THERMO FISHER SCIENTIFIC INC COM 883556102 1379 18031 SH SOLE 0 0 18031 * SPDR GOLD TRUST GOLD SHS 78463V107 1240 8030 SH SOLE 0 0 8030 * SCANA CORP NEW COM 80589M102 1325 25903 SH SOLE 0 0 25903 * EXXON MOBIL CORP COM 30231G102 8241 91459 SH SOLE 0 0 91459 * SYSCO CORP COM 871829107 574 16334 SH SOLE 0 0 16334 * FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 257 10721 SH SOLE 0 0 10721 * MONDELEZ INTL INC CL A 609207105 465 15205 SH SOLE 0 0 15205 * MCDONALDS CORP COM 580135101 4258 42713 SH SOLE 0 0 42713 NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 1125 75484 SH SOLE 0 0 75484 PROSPECT CAPITAL CORPORATION NOTE 5.500% 8/1 74348TAD4 184 184000 PRN SOLE 0 0 184000 * ONEOK INC NEW COM 682680103 1299 27242 SH SOLE 0 0 27242 * ISHARES INC MSCI AUSTRALIA 464286103 1575 58231 SH SOLE 0 0 58231 * QUALCOMM INC COM 747525103 2096 31304 SH SOLE 0 0 31304 * ISHARES INC MSCI JAPAN 464286848 1617 149734 SH SOLE 0 0 149734 * PHILIP MORRIS INTL INC COM 718172109 3536 38144 SH SOLE 0 0 38144 * MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 822 15180 SH SOLE 0 0 15180 BLACKROCK ENHANCED EQT DIV T COM 09251A104 106 13579 SH SOLE 0 0 13579 * SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2228 56986 SH SOLE 0 0 56986 * NORFOLK SOUTHERN CORP COM 655844108 1547 20067 SH SOLE 0 0 20067 * ANNALY CAP MGMT INC COM 035710409 200 12563 SH SOLE 0 0 12563 * ISHARES TR HIGH YLD CORP 464288513 5246 55602 SH SOLE 0 0 55602 * EXELON CORP COM 30161N101 671 19446 SH SOLE 0 0 19446 * DAKTRONICS INC COM 234264109 314 29904 SH SOLE 0 0 29904 * CHESAPEAKE ENERGY CORP COM 165167107 347 16977 SH SOLE 0 0 16977 * CARDINAL HEALTH INC COM 14149Y108 1141 27417 SH SOLE 0 0 27417 * FACEBOOK INC CL A 30303M102 348 13585 SH SOLE 0 0 13585 * CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 2598 108920 SH SOLE 0 0 108920 * TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1455 36673 SH SOLE 0 0 36673 * AFLAC INC COM 001055102 1933 37163 SH SOLE 0 0 37163 BLACKROCK MUNI 2018 TERM TR COM 09248C106 267 15867 SH SOLE 0 0 15867 * HYPERDYNAMICS CORP COM 448954107 49 80550 SH SOLE 0 0 80550 * APPLE INC COM 037833100 7721 17441 SH SOLE 0 0 17441 * NEXTERA ENERGY INC COM 65339F101 1089 14024 SH SOLE 0 0 14024 * PEOPLES UNITED FINANCIAL INC COM 712704105 360 26846 SH SOLE 0 0 26846 * MICROSOFT CORP COM 594918104 1307 45697 SH SOLE 0 0 45697 * ISHARES TR RUSL 2000 VALU 464287630 1203 14354 SH SOLE 0 0 14354 * SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1738 32794 SH SOLE 0 0 32794 * WESTERN UN CO COM 959802109 430 28570 SH SOLE 0 0 28570 * HEALTHCARE TR AMER INC CL A 42225P105 159 13500 SH SOLE 0 0 13500 * SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1223 67156 SH SOLE 0 0 67156 * CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 1473 14124 SH SOLE 0 0 14124 * QEP RES INC COM 74733V100 650 20418 SH SOLE 0 0 20418 * ARCHER DANIELS MIDLAND CO COM 039483102 1457 43196 SH SOLE 0 0 43196 * VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 4539 69093 SH SOLE 0 0 69093 * ISHARES TR RUSL 2000 GROW 464287648 1664 15462 SH SOLE 0 0 15462 * BP PLC SPONSORED ADR 055622104 449 10612 SH SOLE 0 0 10612 * SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3201 80491 SH SOLE 0 0 80491 * ISHARES TR HGH DIV EQT FD 46429B663 1383 21158 SH SOLE 0 0 21158 * VERIZON COMMUNICATIONS INC 92343V104 962 19582 SH SOLE 0 0 19582 * CONVERGYS CORP COM 212485106 192 11263 SH SOLE 0 0 11263 * APACHE CORP COM 037411105 842 10907 SH SOLE 0 0 10907 * ISHARES TR JPMORGAN USD 464288281 2215 18833 SH SOLE 0 0 18833 * AT&T INC COM 00206R102 4993 136092 SH SOLE 0 0 136092 * TRANSATLANTIC PETROLEUM LTD SHS G89982105 1345 1352000 SH SOLE 0 0 1352000 BLACKROCK ENH CAP & INC FD I COM 09256A109 1268 97444 SH SOLE 0 0 97444 * PFIZER INC COM 717081103 5119 177373 SH SOLE 0 0 177373 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 285 19067 SH SOLE 0 0 19067 * GENERAL MTRS CO COM 37045V100 294 10561 SH SOLE 0 0 10561 * RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 914 15331 SH SOLE 0 0 15331 * PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1042 18442 SH SOLE 0 0 18442 * HILLTOP HOLDINGS INC COM 432748101 146 10792 SH SOLE 0 0 10792 * VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1923 21847 SH SOLE 0 0 21847 * POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 607 19525 SH SOLE 0 0 19525 * ISHARES SILVER TRUST ISHARES 46428Q109 434 15827 SH SOLE 0 0 15827 * ISHARES TR RUSSELL 2000 464287655 53660 568251 SH SOLE 0 0 568251 * ISHARES TR MSCI ACJPN IDX 464288182 805 13625 SH SOLE 0 0 13625 * ISHARES INC MSCI GERMAN 464286806 346 14149 SH SOLE 0 0 14149 * PHILLIPS 66 COM 718546104 1651 23599 SH SOLE 0 0 23599 EATON VANCE MUN BD FD COM 27827X101 221 16088 SH SOLE 0 0 16088 * ISHARES TR COHEN&ST RLTY 464287564 1757 21304 SH SOLE 0 0 21304 * PULTE GROUP INC COM 745867101 679 33532 SH SOLE 0 0 33532 * ZIX CORP COM 98974P100 179 50000 SH SOLE 0 0 50000 * ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 698 10709 SH SOLE 0 0 10709 * ISHARES TR RUSSELL MCP VL 464287473 1711 30012 SH SOLE 0 0 30012 * AUTOMATIC DATA PROCESSING IN COM 053015103 745 11450 SH SOLE 0 0 11450 NUVEEN QUALITY PFD INCOME FD COM 67072C105 113 11995 SH SOLE 0 0 11995 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 696 51414 SH SOLE 0 0 51414 * SAMSON OIL & GAS LTD SPON ADR 796043107 38 71150 SH SOLE 0 0 71150 BLACKROCK MUNICIPL INC QLTY COM 092479104 479 30253 SH SOLE 0 0 30253 * PROSHARES TR PSHS SHRT S&P500 74347R503 571 18605 SH SOLE 0 0 18605 * SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 857 10802 SH SOLE 0 0 10802 * ISHARES INC MSCI MALAYSIA 464286830 758 50637 SH SOLE 0 0 50637 * HONEYWELL INTL INC COM 438516106 1720 22828 SH SOLE 0 0 22828 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 327 31621 SH SOLE 0 0 31621 NUVEEN TEX QUALITY INCOME MU COM 670983105 1511 96395 SH SOLE 0 0 96395 * SPECTRA ENERGY CORP COM 847560109 434 14119 SH SOLE 0 0 14119 * ISHARES TR US PFD STK IDX 464288687 1095 27014 SH SOLE 0 0 27014 * BP PLC SPONSORED ADR 055622104 449 10612 SH SOLE 0 0 10612 * XILINX INC COM 983919101 1186 31071 SH SOLE 0 0 31071 * DELL INC COM 24702R101 148 10339 SH SOLE 0 0 10339 * CONOCOPHILLIPS COM 20825C104 3451 57419 SH SOLE 0 0 57419 * MCCORMICK & CO INC COM NON VTG 579780206 1062 14444 SH SOLE 0 0 14444 * FRANCE TELECOM SPONSORED ADR 35177Q105 482 47465 SH SOLE 0 0 47465 * HORMEL FOODS CORP COM 440452100 1460 35326 SH SOLE 0 0 35326 * TRIANGLE PETE CORP COM NEW 89600B201 101 15283 SH SOLE 0 0 15283 ALLIED MOTION TECHNOLOGIES I COM 019330109 454 65840 SH SOLE 0 0 65840 * MATADOR RES CO COM 576485205 937 105800 SH SOLE 0 0 105800 * SMUCKER J M CO COM NEW 832696405 1410 14224 SH SOLE 0 0 14224 * CHURCH & DWIGHT INC COM 171340102 1088 16840 SH SOLE 0 0 16840 * ISHARES TR MSCI EMERG MKT 464287234 1815 42439 SH SOLE 0 0 42439 * PEPSICO INC COM 713448108 2695 34061 SH SOLE 0 0 34061 * SOUTHWEST AIRLS CO COM 844741108 259 19217 SH SOLE 0 0 19217 * SAMSON OIL & GAS LTD SPON ADR 796043107 38 71150 SH SOLE 0 0 71150 * PAYCHEX INC COM 704326107 445 12695 SH SOLE 0 0 12695 * DEERE & CO COM 244199105 2999 34877 SH SOLE 0 0 34877 NUVEEN NY MUN VALUE FD COM 67062M105 355 35083 SH SOLE 0 0 35083 * ISHARES TR BARCLYS TIPS BD 464287176 3194 26339 SH SOLE 0 0 26339 * PROCTER & GAMBLE CO COM 742718109 1994 25875 SH SOLE 0 0 25875 * LOCKHEED MARTIN CORP COM 539830109 1647 17064 SH SOLE 0 0 17064 * GENERAL ELECTRIC CO COM 369604103 1406 60834 SH SOLE 0 0 60834 * KELLOGG CO COM 487836108 810 12576 SH SOLE 0 0 12576 * STARWOOD PPTY TR INC COM 85571B105 1216 43790 SH SOLE 0 0 43790 * GENUINE PARTS CO COM 372460105 1549 19863 SH SOLE 0 0 19863 * FRANCE TELECOM SPONSORED ADR 35177Q105 482 47465 SH SOLE 0 0 47465 * AMERICAN EXPRESS CO COM 025816109 1067 15814 SH SOLE 0 0 15814 * WAL-MART STORES INC COM 931142103 1620 21644 SH SOLE 0 0 21644 * ISHARES INC MSCI SWITZ CAPP 464286749 517 17625 SH SOLE 0 0 17625 * CONAGRA FOODS INC COM 205887102 401 11208 SH SOLE 0 0 11208 * ISHARES TR BARCLYS 1-3 YR 464287457 1718 20343 SH SOLE 0 0 20343 NUVEEN AMT-FREE MUN INCOME F COM 670657105 200 13638 SH SOLE 0 0 13638 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 368 24034 SH SOLE 0 0 24034 GEOPETRO RESOURCES CO COM 37248H304 2 28000 SH SOLE 0 0 28000 * ISHARES INC MSCI BRAZIL CAPP 464286400 661 12129 SH SOLE 0 0 12129 * TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1455 36673 SH SOLE 0 0 36673 * AFLAC INC COM 001055102 1933 37163 SH SOLE 0 0 37163 BLACKROCK MUNI 2018 TERM TR COM 09248C106 267 15867 SH SOLE 0 0 15867 * HYPERDYNAMICS CORP COM 448954107 49 80550 SH SOLE 0 0 80550 * APPLE INC COM 037833100 7721 17441 SH SOLE 0 0 17441 * NEXTERA ENERGY INC COM 65339F101 1089 14024 SH SOLE 0 0 14024 * PEOPLES UNITED FINANCIAL INC COM 712704105 360 26846 SH SOLE 0 0 26846 * MICROSOFT CORP COM 594918104 1307 45697 SH SOLE 0 0 45697 * ISHARES TR RUSL 2000 VALU 464287630 1203 14354 SH SOLE 0 0 14354 * SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1738 32794 SH SOLE 0 0 32794 * WESTERN UN CO COM 959802109 430 28570 SH SOLE 0 0 28570 * HEALTHCARE TR AMER INC CL A 42225P105 159 13500 SH SOLE 0 0 13500 * SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1223 67156 SH SOLE 0 0 67156 * CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 1473 14124 SH SOLE 0 0 14124 * QEP RES INC COM 74733V100 650 20418 SH SOLE 0 0 20418 * ARCHER DANIELS MIDLAND CO COM 039483102 1457 43196 SH SOLE 0 0 43196 * COCA COLA CO COM 191216100 647 16003 SH SOLE 0 0 16003 * CHEVRON CORP NEW COM 166764100 5450 45869 SH SOLE 0 0 45869 * POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 366 14587 SH SOLE 0 0 14587 * QUESTAR CORP COM 748356102 582 23914 SH SOLE 0 0 23914 * ISHARES TR MSCI EAFE INDEX 464287465 643 10895 SH SOLE 0 0 10895 * SPDR SERIES TRUST S&P DIVID ETF 78464A763 6581 99732 SH SOLE 0 0 99732 * RF MICRODEVICES INC COM 749941100 55 10372 SH SOLE 0 0 10372 * ISHARES TR CORE TOTUSBD ETF 464287226 1561 14100 SH SOLE 0 0 14100 * ISHARES TR IBOXX INV CPBD 464287242 4254 35481 SH SOLE 0 0 35481 * MEDTRONIC INC COM 585055106 542 11533 SH SOLE 0 0 11533 NUVEEN PREM INCOME MUN FD COM 67062T100 161 10992 SH SOLE 0 0 10992 * XCEL ENERGY INC COM 98389B100 1712 57655 SH SOLE 0 0 57655 * MOLSON COORS BREWING CO CL B 60871R209 700 14307 SH SOLE 0 0 14307 ESSEX RENT CORP COM 297187106 83 18477 SH SOLE 0 0 18477 * CVS CAREMARK CORPORATION COM 126650100 650 11822 SH SOLE 0 0 11822 NUVEEN MUN VALUE FD INC COM 670928100 1228 120908 SH SOLE 0 0 120908 * JOHNSON & JOHNSON COM 478160104 4324 53036 SH SOLE 0 0 53036 * ALTRIA GROUP INC COM 02209S103 1844 53622 SH SOLE 0 0 53622 * MAIN STREET CAPITAL CORP COM 56035L104 656 20453 SH SOLE 0 0 20453 * SPDR SERIES TRUST BRC HGH YLD BD 78464A417 4778 116217 SH SOLE 0 0 116217 PIMCO MUN INCOME FD II COM 72200W106 145 11269 SH SOLE 0 0 11269 * SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2111 45880 SH SOLE 0 0 45880 * VANGUARD INDEX FDS REIT ETF 922908553 774 10973 SH SOLE 0 0 10973 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 252 10350 SH SOLE 0 0 10350 * XEROX CORP COM 984121103 103 11946 SH SOLE 0 0 11946 * ISHARES INC MSCI UTD KINGD 464286699 389 21299 SH SOLE 0 0 21299 * JOHNSON CTLS INC COM 478366107 369 10524 SH SOLE 0 0 10524 * ISHARES TR CORE S&P500 ETF 464287200 53255 338426 SH SOLE 0 0 338426 * ISHARES TR DJ HOME CONSTN 464288752 357 14961 SH SOLE 0 0 14961 * ISHARES TR DJ SEL DIV INX 464287168 737 11628 SH SOLE 0 0 11628 * CATERPILLAR INC DEL COM 149123101 978 11245 SH SOLE 0 0 11245 * ATMOS ENERGY CORP COM 049560105 862 20198 SH SOLE 0 0 20198 * FORD MTR CO DEL COM PAR $0.01 345370860 145 11008 SH SOLE 0 0 11008 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 173 11628 SH SOLE 0 0 11628 * 3M CO COM 88579Y101 1214 11419 SH SOLE 0 0 11419 * SPDR GOLD TRUST GOLD SHS 78463V107 1240 8030 SH SOLE 0 0 8030 * PERMIAN BASIN RTY TR UNIT BEN INT 714236106 193 15480 SH SOLE 0 0 15480 * ISHARES INC MSCI MEXICO CAP 464286822 1109 14873 SH SOLE 0 0 14873 * INTERNATIONAL BANCSHARES COR COM 459044103 16346 785863 SH SOLE 0 0 785863 * BANK OF AMERICA CORPORATION COM 060505104 1318 108203 SH SOLE 0 0 108203 * KIMBERLY CLARK CORP COM 494368103 1441 14710 SH SOLE 0 0 14710 NUVEEN NY AMT-FREE MUN INCOM COM 670656107 2586 179203 SH SOLE 0 0 179203 * GENERAL DYNAMICS CORP COM 369550108 754 10688 SH SOLE 0 0 10688 * ABBVIE INC COM 00287Y109 2146 52625 SH SOLE 0 0 52625 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 165 11800 SH SOLE 0 0 11800 * ALPS ETF TR ALERIAN MLP 00162Q866 1350 76206 SH SOLE 0 0 76206 * ABBOTT LABS COM 002824100 1979 56034 SH SOLE 0 0 56034 ARES CAP CORP NOTE 5.125% 6/0 04010LAD5 125 125000 PRN SOLE 0 0 125000 * SANDRIDGE ENERGY INC COM 80007P307 123 23365 SH SOLE 0 0 23365 * PROSHARES TR PSHS ULT S&P 500 74347R107 33626 460754 SH SOLE 0 0 460754 * HALLIBURTON CO COM 406216101 459 11359 SH SOLE 0 0 11359 * INTERNATIONAL BUSINESS MACHS COM 459200101 1558 7302 SH SOLE 0 0 7302 * POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 885 32407 SH SOLE 0 0 32407 * VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 4539 69093 SH SOLE 0 0 69093 * ISHARES TR RUSL 2000 GROW 464287648 1664 15462 SH SOLE 0 0 15462 * BP PLC SPONSORED ADR 055622104 449 10612 SH SOLE 0 0 10612 * SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3201 80491 SH SOLE 0 0 80491 * ISHARES TR HGH DIV EQT FD 46429B663 1383 21158 SH SOLE 0 0 21158 * VERIZON COMMUNICATIONS INC 92343V104 962 19582 SH SOLE 0 0 19582 * CONVERGYS CORP COM 212485106 192 11263 SH SOLE 0 0 11263 * APACHE CORP COM 037411105 842 10907 SH SOLE 0 0 10907 * ISHARES TR JPMORGAN USD 464288281 2215 18833 SH SOLE 0 0 18833 * AT&T INC COM 00206R102 4993 136092 SH SOLE 0 0 136092 * TRANSATLANTIC PETROLEUM LTD SHS G89982105 1345 1352000 SH SOLE 0 0 1352000 BLACKROCK ENH CAP & INC FD I COM 09256A109 1268 97444 SH SOLE 0 0 97444 * PFIZER INC COM 717081103 5119 177373 SH SOLE 0 0 177373 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 285 19067 SH SOLE 0 0 19067 * GENERAL MTRS CO COM 37045V100 294 10561 SH SOLE 0 0 10561 * RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 914 15331 SH SOLE 0 0 15331 BLACKROCK ENHANCED EQT DIV T COM 09251A104 106 13579 SH SOLE 0 0 13579 * SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2228 56986 SH SOLE 0 0 56986 * NORFOLK SOUTHERN CORP COM 655844108 1547 20067 SH SOLE 0 0 20067 * ANNALY CAP MGMT INC COM 035710409 200 12563 SH SOLE 0 0 12563 * ISHARES TR HIGH YLD CORP 464288513 5246 55602 SH SOLE 0 0 55602 * EXELON CORP COM 30161N101 671 19446 SH SOLE 0 0 19446 * DAKTRONICS INC COM 234264109 314 29904 SH SOLE 0 0 29904 * CHESAPEAKE ENERGY CORP COM 165167107 347 16977 SH SOLE 0 0 16977 * CARDINAL HEALTH INC COM 14149Y108 1141 27417 SH SOLE 0 0 27417 * FACEBOOK INC CL A 30303M102 348 13585 SH SOLE 0 0 13585 * CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 2598 108920 SH SOLE 0 0 108920 * PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1042 18442 SH SOLE 0 0 18442 * HILLTOP HOLDINGS INC COM 432748101 146 10792 SH SOLE 0 0 10792 * VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1923 21847 SH SOLE 0 0 21847 * POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 607 19525 SH SOLE 0 0 19525 * ISHARES SILVER TRUST ISHARES 46428Q109 434 15827 SH SOLE 0 0 15827 * ISHARES TR RUSSELL 2000 464287655 53660 568251 SH SOLE 0 0 568251 * ISHARES TR MSCI ACJPN IDX 464288182 805 13625 SH SOLE 0 0 13625 * ISHARES INC MSCI GERMAN 464286806 346 14149 SH SOLE 0 0 14149 * PHILLIPS 66 COM 718546104 1651 23599 SH SOLE 0 0 23599 EATON VANCE MUN BD FD COM 27827X101 221 16088 SH SOLE 0 0 16088 * ISHARES TR COHEN&ST RLTY 464287564 1757 21304 SH SOLE 0 0 21304 * PULTE GROUP INC COM 745867101 679 33532 SH SOLE 0 0 33532 * ZIX CORP COM 98974P100 179 50000 SH SOLE 0 0 50000 * ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 698 10709 SH SOLE 0 0 10709 * ISHARES TR RUSSELL MCP VL 464287473 1711 30012 SH SOLE 0 0 30012 * EMERSON ELEC CO COM 291011104 717 12831 SH SOLE 0 0 12831 * SPDR S&P 500 ETF TR TR UNIT 78462F103 3995 25502 SH SOLE 0 0 25502 * SIRIUS XM RADIO INC COM 82967N108 41 13235 SH SOLE 0 0 13235 * TEXAS INSTRS INC COM 882508104 954 26877 SH SOLE 0 0 26877 * ISHARES TR BARCLYS MBS BD 464288588 4090 37895 SH SOLE 0 0 37895 * PROSHARES TR PSHS ULTRUSS2000 74347R842 35378 618719 SH SOLE 0 0 618719 * ENBRIDGE ENERGY PARTNERS L P COM 29250R106 357 11858 SH SOLE 0 0 11858 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 688 41699 SH SOLE 0 0 41699 * ISHARES TR BARCLYS 7-10 YR 464287440 3420 31858 SH SOLE 0 0 31858 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 1138 75357 SH SOLE 0 0 75357 * JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 642 14122 SH SOLE 0 0 14122 * WELLS FARGO & CO NEW COM 949746101 909 24561 SH SOLE 0 0 24561 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 285 19067 SH SOLE 0 0 19067 * INTEL CORP COM 458140100 3515 160993 SH SOLE 0 0 160993 * THERMO FISHER SCIENTIFIC INC COM 883556102 1379 18031 SH SOLE 0 0 18031 * SPDR GOLD TRUST GOLD SHS 78463V107 1240 8030 SH SOLE 0 0 8030 * SCANA CORP NEW COM 80589M102 1325 25903 SH SOLE 0 0 25903 * EXXON MOBIL CORP COM 30231G102 8241 91459 SH SOLE 0 0 91459 * SYSCO CORP COM 871829107 574 16334 SH SOLE 0 0 16334 * FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 257 10721 SH SOLE 0 0 10721 * MONDELEZ INTL INC CL A 609207105 465 15205 SH SOLE 0 0 15205 * MCDONALDS CORP COM 580135101 4258 42713 SH SOLE 0 0 42713 NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 1125 75484 SH SOLE 0 0 75484 PROSPECT CAPITAL CORPORATION NOTE 5.500% 8/1 74348TAD4 184 184000 PRN SOLE 0 0 184000 * ONEOK INC NEW COM 682680103 1299 27242 SH SOLE 0 0 27242 * ISHARES INC MSCI AUSTRALIA 464286103 1575 58231 SH SOLE 0 0 58231 * QUALCOMM INC COM 747525103 2096 31304 SH SOLE 0 0 31304 * ISHARES INC MSCI JAPAN 464286848 1617 149734 SH SOLE 0 0 149734 * PHILIP MORRIS INTL INC COM 718172109 3536 38144 SH SOLE 0 0 38144 * MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 822 15180 SH SOLE 0 0 15180