0001476417-12-000013.txt : 20121106 0001476417-12-000013.hdr.sgml : 20121106 20121106112541 ACCESSION NUMBER: 0001476417-12-000013 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20121106 DATE AS OF CHANGE: 20121106 EFFECTIVENESS DATE: 20121106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SummitAlliance Capital Management, LLC CENTRAL INDEX KEY: 0001476417 IRS NUMBER: 752966280 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13751 FILM NUMBER: 121182192 BUSINESS ADDRESS: STREET 1: 14785 PRESTON ROAD, STE. 1000 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 972-663-4300 MAIL ADDRESS: STREET 1: 14785 PRESTON ROAD, STE. 1000 CITY: DALLAS STATE: TX ZIP: 75254 13F-HR/A 1 form13fhr-amended.txt AMENDED 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment [x]; Amendment Number: 1 ------- This Amendment (Check only one.): [X] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Argentus Partners, LLC Address: 14785 Preston Rd Suite 1000 Dallas Tx, 75254 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Brandon Sherbert Title: Executive Vice President Phone: 972-663-4329 Signature, Place, and Date of Signing: /s/ Brandon Sherbert Dallas, TX 11/05/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [x] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name --------------- --------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 194 Form 13F Information Table Value Total: $ 365,279 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ ------------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ ------------------- --------- -------- ---------- --- ---- ---------- -------- ---- ------ ---------- NUVEEN QUALITY PFD INCOME FD COM 67072C105 98 12521 SH SOLE 0 0 12521 * SAMSON OIL & GAS LTD SPON ADR 796043107 119 60900 SH SOLE 0 0 60900 BLACKROCK MUNICIPL INC QLTY COM 092479104 449 30253 SH SOLE 0 0 30253 * PROSHARES TR PSHS SHRT S&P500 74347R503 8080 199952 SH SOLE 0 0 199952 * NOVARTIS A G SPONSORED ADR 66987V109 733 12821 SH SOLE 0 0 12821 BEACON FED BANCORP INC COM 073582108 166 12000 SH SOLE 0 0 12000 * ISHARES TR BARCLY USAGG B 464287226 11856 107535 SH SOLE 0 0 107535 * ISHARES TR BARCLYS 1-3YR CR 464288646 4642 44545 SH SOLE 0 0 44545 * HONEYWELL INTL INC COM 438516106 826 15189 SH SOLE 0 0 15189 * AMERICA MOVIL SAB DE CV SPON SHS 02364W105 354 15670 SH SOLE 0 0 15670 * MCDONALDS CORP COM 580135101 4086 40730 SH SOLE 0 0 40730 * NOVARTIS A G SPONSORED ADR 66987V109 733 12821 SH SOLE 0 0 12821 NUVEEN INSD DIVID ADVANTAGE COM 67071L106 1084 72011 SH SOLE 0 0 72011 * ISHARES TR BARCLYS 3-7 YR 464288661 35802 293365 SH SOLE 0 0 293365 * ONEOK INC NEW COM 682680103 1156 13330 SH SOLE 0 0 13330 * COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 679 10562 SH SOLE 0 0 10562 * PHILIP MORRIS INTL INC COM 718172109 2693 34314 SH SOLE 0 0 34314 * QUALCOMM INC COM 747525103 895 16357 SH SOLE 0 0 16357 BLACKROCK EQUITY DIV TRUST COM 09250N107 104 11486 SH SOLE 0 0 11486 * WAL MART STORES INC COM 931142103 1663 27822 SH SOLE 0 0 27822 * ISHARES TR BARCLYS 1-3 YR 464287457 40699 481647 SH SOLE 0 0 481647 NUVEEN TAX FREE ADV MUN FD COM 670657105 199 13638 SH SOLE 0 0 13638 * NASDAQ OMX GROUP INC COM 631103108 271 11063 SH SOLE 0 0 11063 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 238 16320 SH SOLE 0 0 16320 * SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 610 68205 SH SOLE 0 0 68205 * TOTAL S A SPONSORED ADR 89151E109 549 10746 SH SOLE 0 0 10746 GEOPETRO RESOURCES CO COM 37248H304 32 139111 SH SOLE 0 0 139111 * BANCO SANTANDER SA ADR 05964H105 161 21475 SH SOLE 0 0 21475 * KODIAK OIL & GAS CORP COM 50015Q100 107 11300 SH SOLE 0 0 11300 * EMERSON ELEC CO COM 291011104 481 10316 SH SOLE 0 0 10316 * ISHARES TR MSCI ACWI EX 464288240 590 16020 SH SOLE 0 0 16020 ISHARES TR BARCLYS CR BD 464288620 1290 11835 SH SOLE 0 0 11835 * TEXAS INSTRS INC COM 882508104 840 28871 SH SOLE 0 0 28871 * PROSHARES TR PSHS SHORT DOW30 74347R701 4698 121088 SH SOLE 0 0 121088 * ISHARES TR DJ SEL DIV INX 464287168 2275 42309 SH SOLE 0 0 42309 ENERGY CONVERSION DEVICES IN NOTE 3.000% 6/1 292659AA7 671 671000 PRN SOLE 0 0 671000 * ATMOS ENERGY CORP COM 049560105 738 22128 SH SOLE 0 0 22128 NUVEEN NY QUALITY INCM MUN F COM 670986108 982 62997 SH SOLE 0 0 62997 * FORD MTR CO DEL COM PAR $0.01 345370860 231 21491 SH SOLE 0 0 21491 * SPDR GOLD TRUST GOLD SHS 78463V107 2239 14734 SH SOLE 0 0 14734 * PERMIAN BASIN RTY TR UNIT BEN INT 714236106 322 15804 SH SOLE 0 0 15804 * KRAFT FOODS INC CL A 50075N104 745 19934 SH SOLE 0 0 19934 * INTERNATIONAL BANCSHARES COR COM 459044103 16942 924006 SH SOLE 0 0 924006 * BANK OF AMERICA CORPORATION COM 060505104 521 93656 SH SOLE 0 0 93656 * KIMBERLY CLARK CORP COM 494368103 910 12377 SH SOLE 0 0 12377 * BERKLEY W R CORP COM 084423102 364 10598 SH SOLE 0 0 10598 * PETROLEO BRASILEIRO SA PETRO ADR 71654V408 422 16993 SH SOLE 0 0 16993 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 604 39091 SH SOLE 0 0 39091 * ISHARES TR BARCLYS 7-10 YR 464287440 9701 91895 SH SOLE 0 0 91895 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 809 54712 SH SOLE 0 0 54712 * PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 176 10335 SH SOLE 0 0 10335 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 280 19067 SH SOLE 0 0 19067 * WELLS FARGO & CO NEW COM 949746101 631 22904 SH SOLE 0 0 22904 * INTEL CORP COM 458140100 2585 106604 SH SOLE 0 0 106604 POWERSHARES ETF TRUST II INTL CORP BOND 73936Q835 1492 56430 SH SOLE 0 0 56430 * SYSCO CORP COM 871829107 581 19794 SH SOLE 0 0 19794 * SPDR GOLD TRUST GOLD SHS 78463V107 2239 14734 SH SOLE 0 0 14734 * SCANA CORP NEW COM 80589M102 916 20335 SH SOLE 0 0 20335 * EXXON MOBIL CORP COM 30231G102 8508 100372 SH SOLE 0 0 100372 * PIEDMONT OFFICE REALTY TR IN CL A 720190206 176 10335 SH SOLE 0 0 10335 * ISHARES TR BARCLYS TIPS BD 464287176 2977 25509 SH SOLE 0 0 25509 * PROCTER & GAMBLE CO COM 742718109 2256 33818 SH SOLE 0 0 33818 * SARA LEE CORP COM 803111103 270 14265 SH SOLE 0 0 14265 * LOCKHEED MARTIN CORP COM 539830109 966 11943 SH SOLE 0 0 11943 * GENERAL ELECTRIC CO COM 369604103 1325 73970 SH SOLE 0 0 73970 * CBS CORP NEW CL B 124857202 321 11831 SH SOLE 0 0 11831 * STARWOOD PPTY TR INC COM 85571B105 215 11615 SH SOLE 0 0 11615 * GENUINE PARTS CO COM 372460105 1033 16879 SH SOLE 0 0 16879 * PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 422 16993 SH SOLE 0 0 16993 * JOHNSON & JOHNSON COM 478160104 2909 44360 SH SOLE 0 0 44360 * ALTRIA GROUP INC COM 02209S103 782 26385 SH SOLE 0 0 26385 * CVS CAREMARK CORPORATION COM 126650100 825 20228 SH SOLE 0 0 20228 NUVEEN MUN VALUE FD INC COM 670928100 994 101440 SH SOLE 0 0 101440 * SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2025 58361 SH SOLE 0 0 58361 PIMCO MUN INCOME FD II COM 72200W106 127 11269 SH SOLE 0 0 11269 * GT ADVANCED TECHNOLOGIES INC COM 36191U106 124 17078 SH SOLE 0 0 17078 * TOTAL S A SPONSORED ADR 89151E109 549 10746 SH SOLE 0 0 10746 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 258 19510 SH SOLE 0 0 19510 * HORMEL FOODS CORP COM 440452100 604 20620 SH SOLE 0 0 20620 ING RISK MANAGED NAT RES FD COM 449810100 117 10278 SH SOLE 0 0 10278 ALLIED MOTION TECHNOLOGIES I COM 019330109 325 57676 SH SOLE 0 0 57676 * E M C CORP MASS COM 268648102 314 14571 SH SOLE 0 0 14571 * SMUCKER J M CO COM NEW 832696405 862 11033 SH SOLE 0 0 11033 * ISHARES TR MSCI EMERG MKT 464287234 1083 28552 SH SOLE 0 0 28552 * PEPSICO INC COM 713448108 2710 40838 SH SOLE 0 0 40838 * BANCO SANTANDER BRASIL S A A UNIT 05967A107 153 18845 SH SOLE 0 0 18845 * SOUTHWEST AIRLS CO COM 844741108 103 11990 SH SOLE 0 0 11990 * PROSHARES TR PSHS ULSHT SP500 74347R883 683 35393 SH SOLE 0 0 35393 * SAMSON OIL & GAS LTD SPON ADR 796043107 119 60900 SH SOLE 0 0 60900 * PAYCHEX INC COM 704326107 579 19223 SH SOLE 0 0 19223 * DEERE & CO COM 244199105 1899 24557 SH SOLE 0 0 24557 * SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4655 129374 SH SOLE 0 0 129374 * ANNALY CAP MGMT INC COM 035710409 281 17610 SH SOLE 0 0 17610 * EXELON CORP COM 30161N101 902 20798 SH SOLE 0 0 20798 * ISHARES TR HIGH YLD CORP 464288513 1223 13679 SH SOLE 0 0 13679 * DAKTRONICS INC COM 234264109 286 29904 SH SOLE 0 0 29904 * CHESAPEAKE ENERGY CORP COM 165167107 337 15100 SH SOLE 0 0 15100 * AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 354 15670 SH SOLE 0 0 15670 * POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 1563 69574 SH SOLE 0 0 69574 * ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 424 20650 SH SOLE 0 0 20650 PROSHARES TR ULTR 7-10 TREA 74347R180 17368 163233 SH SOLE 0 0 163233 GLOBAL INDS LTD DBCV 2.750% 8/0 DEL 379336AE0 11 11000 PRN SOLE 0 0 11000 * VANGUARD BD INDEX FD INC INTERMED TERM 921937819 2395 27533 SH SOLE 0 0 27533 * COMPANHIA SIDERURGICA NACION ADR 20440W105 171 20866 SH SOLE 0 0 20866 * NCR CORP NEW COM 62886E108 223 13561 SH SOLE 0 0 13561 * LILLY ELI & CO COM 532457108 952 22906 SH SOLE 0 0 22906 EATON VANCE MUN BD FD COM 27827X101 300 23654 SH SOLE 0 0 23654 * DARDEN RESTAURANTS INC COM 237194105 687 15074 SH SOLE 0 0 15074 * ISHARES TR COHEN&ST RLTY 464287564 2280 32474 SH SOLE 0 0 32474 * PULTE GROUP INC COM 745867101 274 43382 SH SOLE 0 0 43382 * ISHARES TR RUSSELL MCP VL 464287473 1531 35277 SH SOLE 0 0 35277 * ZIX CORP COM 98974P100 141 50000 SH SOLE 0 0 50000 POWERSHARES ETF TRUST II GLOBL AGRI ETF 73936Q702 413 15358 SH SOLE 0 0 15358 NUVEEN NY SELECT QUALITY MUN COM 670976109 1081 69088 SH SOLE 0 0 69088 * TASER INTL INC COM 87651B104 103 20025 SH SOLE 0 0 20025 * MARATHON OIL CORP COM 565849106 348 11900 SH SOLE 0 0 11900 BOLT TECHNOLOGY CORP COM 097698104 142 12380 SH SOLE 0 0 12380 * PROSHARES TR PSHS ULTSH 20YRS 74347R297 199 10988 SH SOLE 0 0 10988 * POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 1119 40898 SH SOLE 0 0 40898 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 196 14450 SH SOLE 0 0 14450 * ALPS ETF TR ALERIAN MLP 00162Q866 599 36050 SH SOLE 0 0 36050 * ABBOTT LABS COM 002824100 888 15794 SH SOLE 0 0 15794 NEUBERGER BERMAN INTER MUNI COM 64124P101 300 18853 SH SOLE 0 0 18853 * ISHARES TR RUSSELL1000GRW 464287614 2520 43606 SH SOLE 0 0 43606 * ISHARES TR BARCLYS 20+ YR 464287432 3067 25295 SH SOLE 0 0 25295 * SANDRIDGE ENERGY INC COM 80007P307 126 15500 SH SOLE 0 0 15500 * INTERNATIONAL BUSINESS MACHS COM 459200101 2208 12006 SH SOLE 0 0 12006 * HALLIBURTON CO COM 406216101 459 13299 SH SOLE 0 0 13299 * POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 3010 112139 SH SOLE 0 0 112139 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 327 30621 SH SOLE 0 0 30621 NUVEEN TEX QUALITY INCOME MU COM 670983105 1380 84474 SH SOLE 0 0 84474 * PROSHARES TR PSHS SHORT QQQ 74347R602 1581 50519 SH SOLE 0 0 50519 * TENET HEALTHCARE CORP COM 88033G100 66 12903 SH SOLE 0 0 12903 * SPECTRA ENERGY CORP COM 847560109 314 10212 SH SOLE 0 0 10212 * POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 581 10792 SH SOLE 0 0 10792 SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 1182 32675 SH SOLE 0 0 32675 * BP PLC SPONSORED ADR 055622104 474 11095 SH SOLE 0 0 11095 * XILINX INC COM 983919101 583 18189 SH SOLE 0 0 18189 * CONOCOPHILLIPS COM 20825C104 3557 48814 SH SOLE 0 0 48814 * MCCORMICK & CO INC COM NON VTG 579780206 641 12706 SH SOLE 0 0 12706 * FLOWERS FOODS INC COM 343498101 229 12087 SH SOLE 0 0 12087 * CHEVRON CORP NEW COM 166764100 4717 44333 SH SOLE 0 0 44333 * QUESTAR CORP COM 748356102 406 20418 SH SOLE 0 0 20418 * SPDR SERIES TRUST S&P DIVID ETF 78464A763 6848 127125 SH SOLE 0 0 127125 * ISHARES TR MSCI EAFE INDEX 464287465 1849 37338 SH SOLE 0 0 37338 * COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 171 20866 SH SOLE 0 0 20866 * RF MICRODEVICES INC COM 749941100 56 10443 SH SOLE 0 0 10443 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 1257 58514 SH SOLE 0 0 58514 * ISHARES TR IBOXX INV CPBD 464287242 3013 26487 SH SOLE 0 0 26487 * MEDTRONIC INC COM 585055106 713 18632 SH SOLE 0 0 18632 * ORACLE CORP COM 68389X105 512 19948 SH SOLE 0 0 19948 * XCEL ENERGY INC COM 98389B100 1644 59485 SH SOLE 0 0 59485 NUVEEN PREM INCOME MUN FD COM 67062T100 149 10308 SH SOLE 0 0 10308 * DANAHER CORP DEL COM 235851102 1029 21865 SH SOLE 0 0 21865 * MOLSON COORS BREWING CO CL B 60871R209 492 11288 SH SOLE 0 0 11288 * SPDR SERIES TRUST S&P PHARMAC 78464A722 1699 33097 SH SOLE 0 0 33097 * PROSHARES TR PSHS SHTRUSS2000 74347R826 9811 330565 SH SOLE 0 0 330565 * AFLAC INC COM 001055102 1189 27492 SH SOLE 0 0 27492 * HYPERDYNAMICS CORP COM 448954107 63 25550 SH SOLE 0 0 25550 BLACKROCK MUNI 2018 TERM TR COM 09248C106 239 14407 SH SOLE 0 0 14407 * COMPANHIA SIDERURGI 20440W105 171 20866 SH SOLE 0 0 20866 * APPLE INC COM 037833100 4592 11338 SH SOLE 0 0 11338 MORGAN STANLEY EM MKTS DM DE COM 617477104 641 45314 SH SOLE 0 0 45314 * ISHARES TR RUSL 2000 VALU 464287630 1129 17202 SH SOLE 0 0 17202 * SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2787 71421 SH SOLE 0 0 71421 * ISHARES TR RUSSELL1000VAL 464287598 1966 30978 SH SOLE 0 0 30978 * MICROSOFT CORP COM 594918104 1355 52178 SH SOLE 0 0 52178 * NEXTERA ENERGY INC COM 65339F101 685 11249 SH SOLE 0 0 11249 JA SOLAR HOLDINGS CO LTD NOTE 4.500% 5/1 466090AA5 427 427000 PRN SOLE 0 0 427000 * WESTERN UN CO COM 959802109 499 27303 SH SOLE 0 0 27303 * SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 280 21552 SH SOLE 0 0 21552 * CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 1104 10758 SH SOLE 0 0 10758 * QEP RES INC COM 74733V100 598 20418 SH SOLE 0 0 20418 * SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 101 15000 SH SOLE 0 0 15000 * CHIMERA INVT CORP COM 16934Q109 68 27010 SH SOLE 0 0 27010 * ARCHER DANIELS MIDLAND CO COM 039483102 721 25200 SH SOLE 0 0 25200 * VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2628 48094 SH SOLE 0 0 48094 DREYFUS STRATEGIC MUN BD FD COM 26202F107 2253 259191 SH SOLE 0 0 259191 * ISHARES TR RUSL 2000 GROW 464287648 1125 13359 SH SOLE 0 0 13359 * BP PLC SPONSORED ADR 055622104 474 11095 SH SOLE 0 0 11095 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 8538 147467 SH SOLE 0 0 147467 * ISHARES TR RUSSELL MCP GR 464287481 1676 30437 SH SOLE 0 0 30437 * SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2858 87964 SH SOLE 0 0 87964 ISHARES TR HGH DIV EQT FD 46429B663 860 15495 SH SOLE 0 0 15495 * VERIZON COMMUNICATIONS INC 92343V104 603 15021 SH SOLE 0 0 15021 * SCHLUMBERGER LTD COM 806857108 757 11086 SH SOLE 0 0 11086 * AT&T INC COM 00206R102 3110 102859 SH SOLE 0 0 102859 * AMERISOURCEBERGEN CORP COM 03073E105 594 15971 SH SOLE 0 0 15971 * TRANSATLANTIC PETROLEUM LTD SHS G89982105 1771 1352000 SH SOLE 0 0 1352000 * FIRST TR VALUE LINE DIVID IN SHS 33734H106 2199 137378 SH SOLE 0 0 137378 BLACKROCK ENH CAP & INC FD I COM 09256A109 936 76122 SH SOLE 0 0 76122 * PFIZER INC COM 717081103 3870 178822 SH SOLE 0 0 178822 * SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 2743 71327 SH SOLE 0 0 71327 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 280 19067 SH SOLE 0 0 19067