Chief Compliance Officer

0001144204-17-009056.txt : 20170214 0001144204-17-009056.hdr.sgml : 20170214 20170214173334 ACCESSION NUMBER: 0001144204-17-009056 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAFIRST CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001476380 IRS NUMBER: 208496514 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16294 FILM NUMBER: 17610818 BUSINESS ADDRESS: STREET 1: 8150 SIERRA COLLEGE BOULEVARD, SUITE 290 CITY: ROSEVILLE STATE: CA ZIP: 95661-9417 BUSINESS PHONE: 916-787-9940 MAIL ADDRESS: STREET 1: 8150 SIERRA COLLEGE BOULEVARD, SUITE 290 CITY: ROSEVILLE STATE: CA ZIP: 95661-9417 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001476380 XXXXXXXX 12-31-2016 12-31-2016 false AMERICAFIRST CAPITAL MANAGEMENT, LLC

8150 Sierra College Boulevard, Suite 290 Roseville CA 95661-9417

13F HOLDINGS REPORT 028-16294 N Pat Ross Chief Compliance Officer 916-787-9940 /s/ Pat Ross Roseville CA 02-13-2017 0 195 95101955 INFORMATION TABLE 2 infotable.xml Aflac Inc Common Stock 001055102 78926 1134 SH SOLE 0 0 0 AMC ENTERTAINMENT INC. GLOBAL 5.75% 06/15/2025 00165AAH1 308250 300000 PRN SOLE 300000 0 0 American Airlines Group Inc Common Stock 001765106 109254 80929 SH SOLE 80929 0 0 AT&T Inc Common Stock 00206R102 451966 10627 SH SOLE 10627 0 0 Abbott Laboratories Common Stock 002824100 1730985 45066 SH SOLE 45066 0 0 AbbVie Inc Common Stock 00287Y109 109710 1752 SH SOLE 1752 0 0 Advisory Board Co/The Common Stock 00762W107 327014 9835 SH SOLE 9835 0 0 Align Technology Inc Common Stock 016255101 1976433 20560 SH SOLE 20560 0 0 ALLIANCE ONE INTL INC GLOBAL 9.875% 7/15/2021 018772AS2 301438 350000 SH SOLE 350000 0 0 Altria Group Inc Common Stock 02209S103 118200 1748 SH SOLE 1748 0 0 American Eagle Outfitters Inc Common Stock 02553E106 89624 5908 SH SOLE 5908 0 0 Amgen Inc Common Stock 031162100 1842977 12605 SH SOLE 12605 0 0 Analog Devices Inc Common Stock 032654105 101668 1400 SH SOLE 1400 0 0 Analogic Corp Common Stock 032657207 210444 2537 SH SOLE 2537 0 0 AngioDynamics Inc Common Stock 03475V101 291767 17295 SH SOLE 17295 0 0 Apogee Enterprises Inc Common Stock 037598109 383811 7166 SH SOLE 7166 0 0 Archer-Daniels-Midland Co Common Stock 039483102 267326 5856 SH SOLE 5856 0 0 Argan Inc Common Stock 04010E109 607647 8613 SH SOLE 8613 0 0 Atmos Energy Corp Common Stock 049560105 1754686 23664 SH SOLE 23664 0 0 Atwood Oceanics Inc Common Stock 050095108 767055 58420 SH SOLE 58420 0 0 Bank of Hawaii Corp Common Stock 062540109 101018 1139 SH SOLE 1139 0 0 Bank of Montreal Common Stock 063671101 146429 2036 SH SOLE 2036 0 0 Baxter International Inc Common Stock 071813109 1656365 37356 SH SOLE 37356 0 0 Beazer Homes USA Inc Common Stock 07556Q881 581622 43731 SH SOLE 43731 0 0 Best Buy Co Inc Common Stock 086516101 115593 2709 SH SOLE 2709 0 0 Bio-Rad Laboratories Inc Common Stock 090572207 255192 1400 SH SOLE 1400 0 0 Boeing Co/The Common Stock 097023105 425318 2732 SH SOLE 2732 0 0 Brinker International Inc Common Stock 109641100 84449 1705 SH SOLE 1705 0 0 Bristol-Myers Squibb Co Common Stock 110122108 2067958 35386 SH SOLE 35386 0 0 CF Industries Holdings Inc Common Stock 125269100 95605 3037 SH SOLE 3037 0 0 CSX Corp Common Stock 126408103 2137045 59478 SH SOLE 59478 0 0 CA Inc Common Stock 12673P105 520011 16368 SH SOLE 16368 0 0 Cal-Maine Foods Inc Common Stock 128030202 181338 4105 SH SOLE 4105 0 0 CalAtlantic Group Inc Common Stock 128195104 307280 9035 SH SOLE 9035 0 0 Celanese Corp Common Stock 150870103 315275 4004 SH SOLE 4004 0 0 Chart Industries Inc Common Stock 16115Q308 481731 13374 SH SOLE 13374 0 0 CHESAPEAKE ENERGY CORP US DOMESTIC 6.625% 08/15/2020 165167CF2 416150 410000 SH SOLE 410000 0 0 Chicago Bridge & Iron Co NV Common Stock 167250109 289528 9119 SH SOLE 9119 0 0 China Petroleum & Chemical Corp Common Stock 16941R108 422001 5942 SH SOLE 5942 0 0 Cisco Systems Inc Common Stock 17275R102 91748 3036 SH SOLE 3036 0 0 Coach Inc Common Stock 189754104 392189 11199 SH SOLE 11199 0 0 Compass Minerals International Inc Common Stock 20451N101 101307 1293 SH SOLE 1293 0 0 CONMED Corp Common Stock 207410101 213474 4833 SH SOLE 4833 0 0 Cott Corp Common Stock 22163N106 218590 19293 SH SOLE 19293 0 0 Cracker Barrel Old Country Store Inc Common Stock 22410J106 111042 665 SH SOLE 665 0 0 CryoLife Inc Common Stock 228903100 371050 19376 SH SOLE 19376 0 0 Cummins Inc Common Stock 231021106 312154 2284 SH SOLE 2284 0 0 DSW Inc Common Stock 23334L102 102265 4515 SH SOLE 4515 0 0 DEUTSCH BANK AG YANKEE 7.5% 12/29/2049 251525AN1 367312 400000 SH SOLE 400000 0 0 DigitalGlobe Inc Common Stock 25389M877 458056 15988 SH SOLE 15988 0 0 Discover Financial Services Common Stock 254709108 584794 8112 SH SOLE 8112 0 0 Dover Corp Common Stock 260003108 88417 1180 SH SOLE 1180 0 0 Dow Chemical Co/The Common Stock 260543103 114612 2003 SH SOLE 2003 0 0 Duke Energy Corp Common Stock 26441C204 1731935 22313 SH SOLE 22313 0 0 EQT Midstream Partners LP MLP 26885B100 111109 1449 SH SOLE 1449 0 0 Eastman Chemical Co Common Stock 277432100 305428 4061 SH SOLE 4061 0 0 Eaton Vance Corp Common Stock 278265103 107632 2570 SH SOLE 2570 0 0 Echo Global Logistics Inc Common Stock 27875T101 553329 22089 SH SOLE 22089 0 0 Emerson Electric Co Common Stock 291011104 121535 2180 SH SOLE 2180 0 0 Exelon Corp Common Stock 30161N101 1819359 51264 SH SOLE 51264 0 0 Express Scripts Holding Co Common Stock 30219G108 2091835 30409 SH SOLE 30409 0 0 Federal Agricultural Mortgage Corp Common Stock 313148306 663301 11582 SH SOLE 11582 0 0 Federated Investors Inc Common Stock 314211103 88205 3119 SH SOLE 3119 0 0 F5 Networks Inc Common Stock 315616102 550515 3804 SH SOLE 3804 0 0 FRONTIER COMMUNICATIONS GLOBAL 11.0% 09/15/2025 35906AAZ1 310875 300000 SH SOLE 300000 0 0 GameStop Corp Common Stock 36467W109 126679 5015 SH SOLE 5015 0 0 General Mills Inc Common Stock 370334104 85737 1388 SH SOLE 1388 0 0 GENON ENERGY INC. GLOBAL 9.875% 10/15/2020 37244DAF6 274000 400000 SH SOLE 400000 0 0 Gray Television Inc Common Stock 389375106 534493 49262 SH SOLE 49262 0 0 HCA Holdings Inc Common Stock 40412C101 282386 3815 SH SOLE 3815 0 0 HRG Group Inc Common Stock 40434J100 1896780 121901 SH SOLE 121901 0 0 Haemonetics Corp Common Stock 405024100 260375 6477 SH SOLE 6477 0 0 Halyard Health Inc Common Stock 40650V100 1976692 53453 SH SOLE 53453 0 0 HealthSouth Corp Common Stock 421924309 299939 7273 SH SOLE 7273 0 0 HollyFrontier Corp Common Stock 436106108 116953 3570 SH SOLE 3570 0 0 Huntington Ingalls Industries Inc Common Stock 446413106 1990357 10806 SH SOLE 10806 0 0 Intel Corp Common Stock 458140100 395343 10900 SH SOLE 10900 0 0 Intelsat Luxembourg S.A. GLOBAL 7.75% 6/1/2021 458204AP9 133000 400000 SH SOLE 400000 0 0 International Business Machines Corp Common Stock 459200101 116691 703 SH SOLE 703 0 0 iShares 10-20 Year Treasury Bond ETF ETP 464288653 359443 2704 SH SOLE 2704 0 0 JPMorgan Chase & Co Common Stock 46625H100 101304 1174 SH SOLE 1174 0 0 Johnson & Johnson Common Stock 478160104 1839558 15967 SH SOLE 15967 0 0 KLA-Tencor Corp Common Stock 482480100 305908 3888 SH SOLE 3888 0 0 KT Corp Common Stock 48268K101 385756 27378 SH SOLE 27378 0 0 KB Home Common Stock 48666K109 318050 20117 SH SOLE 20117 0 0 Korea Electric Power Corp Common Stock 500631106 333656 18055 SH SOLE 18055 0 0 Kraft Heinz Co/The Common Stock 500754106 255498 2926 SH SOLE 2926 0 0 Las Vegas Sands Corp Common Stock 517834107 197670 3701 SH SOLE 3701 0 0 Leggett & Platt Inc Common Stock 524660107 84758 1734 SH SOLE 1734 0 0 LEUCADIA NATIONAL CORP US DOMESTIC 5.5% 10/18/2023 527288BE3 318103 300000 SH SOLE 300000 0 0 Level 3 Communications Inc Common Stock 52729N308 524148 9300 SH SOLE 9300 0 0 Linear Technology Corp Common Stock 535678106 105122 1686 SH SOLE 1686 0 0 Lockheed Martin Corp Common Stock 539830109 92228 369 SH SOLE 369 0 0 MDC Holdings Inc Common Stock 552676108 331803 12931 SH SOLE 12931 0 0 MPLX LP MLP 55336V100 158387 4575 SH SOLE 4575 0 0 MSC Industrial Direct Co Inc Common Stock 553530106 107450 1163 SH SOLE 1163 0 0 Macy's Inc Common Stock 55616P104 126803 3541 SH SOLE 3541 0 0 Magellan Midstream Partners LP MLP 559080106 142789 1888 SH SOLE 1888 0 0 Marriott Vacations Worldwide Corp Common Stock 57164Y107 304866 3593 SH SOLE 3593 0 0 Merck & Co Inc Common Stock 58933Y105 1874656 31844 SH SOLE 31844 0 0 Meritor Inc Common Stock 59001K100 489733 39431 SH SOLE 39431 0 0 MetLife Inc Common Stock 59156R108 105571 1959 SH SOLE 1959 0 0 NRG ENERGY INC GLOBAL 6.625% 03/15/2023 629377BU5 403000 400000 SH SOLE 400000 0 0 Nelnet Inc Common Stock 64031N108 576723 11364 SH SOLE 11364 0 0 NetApp Inc Common Stock 64110D104 529509 15013 SH SOLE 15013 0 0 NeuStar Inc Common Stock 64126X201 313192 9377 SH SOLE 9377 0 0 NorthStar Asset Management Group Inc REIT 66705Y104 115197 7721 SH SOLE 7721 0 0 Old Republic International Corp Common Stock 680223104 112499 5921 SH SOLE 5921 0 0 ONE Gas Inc Common Stock 68235P108 1834629 28684 SH SOLE 28684 0 0 ORBCOMM Inc Common Stock 68555P100 348465 42136 SH SOLE 42136 0 0 Orbital ATK Inc Common Stock 68557N103 344516 3927 SH SOLE 3927 0 0 Owens Corning Common Stock 690742101 308638 5986 SH SOLE 5986 0 0 PDL BioPharma Inc Common Stock 69329Y104 129110 60901 SH SOLE 60901 0 0 Packaging Corp of America Common Stock 695156109 124007 1462 SH SOLE 1462 0 0 Paychex Inc Common Stock 704326107 101426 1666 SH SOLE 1666 0 0 PepsiCo Inc Common Stock 713448108 83076 794 SH SOLE 794 0 0 PetroChina Co Ltd Common Stock 71646E100 483251 6557 SH SOLE 6557 0 0 Pfizer Inc Common Stock 717081103 99259 3056 SH SOLE 3056 0 0 Philip Morris International Inc Common Stock 718172109 122688 1341 SH SOLE 1341 0 0 Phillips 66 Common Stock 718546104 84682 980 SH SOLE 980 0 0 Pier 1 Imports Inc Common Stock 720279108 243373 28498 SH SOLE 28498 0 0 Pitney Bowes Inc Common Stock 724479100 84760 5580 SH SOLE 5580 0 0 PowerShares DB Base Metals Fund ETP 73936B705 1732704 116133 SH SOLE 116133 0 0 PowerShares Emerging Markets Sovereign Debt ETP 73936T573 2023049 71587 SH SOLE 71587 0 0 Praxair Inc Common Stock 74005P104 85197 727 SH SOLE 727 0 0 Primerica Inc Common Stock 74164M108 597318 8638 SH SOLE 8638 0 0 Principal Financial Group Inc Common Stock 74251V102 125383 2167 SH SOLE 2167 0 0 Procter & Gamble Co/The Common Stock 742718109 99130 1179 SH SOLE 1179 0 0 Prudential Financial Inc Common Stock 744320102 129659 1246 SH SOLE 1246 0 0 Public Service Enterprise Group Inc Common Stock 744573106 113254 2581 SH SOLE 2581 0 0 QVC INC. GLOBAL 4.375% 03/15/2023 747262AK9 298152 300000 SH SOLE 300000 0 0 Quad/Graphics Inc Common Stock 747301109 442203 16451 SH SOLE 16451 0 0 QUALCOMM Inc Common Stock 747525103 130856 2007 SH SOLE 2007 0 0 RENT-A-CENTER INC GLOBAL 6.625% 11/15/2020 76009NAH3 368000 400000 SH SOLE 400000 0 0 Reynolds American Inc Common Stock 761713106 100648 1796 SH SOLE 1796 0 0 Rockwell Automation Inc Common Stock 773903109 93542 696 SH SOLE 696 0 0 Royal Bank of Canada Common Stock 780087102 141717 2093 SH SOLE 2093 0 0 SBA COMMUNICATIONS CORP Common Stock 78388J106 397138 3846 SH SOLE 3846 0 0 SK Telecom Co Ltd Common Stock 78440P108 406672 19458 SH SOLE 19458 0 0 NAVIENT CORP DOMESTIC MTN 5.5% 01/15/2019 78442FER5 327600 315000 SH SOLE 315000 0 0 SPDR Gold Shares ETP 78463V107 274025 2500 SH SOLE 2500 0 0 SPDR Bloomberg Barclays High Yield Bond ETF ETP 78464A417 2261431 62042 SH SOLE 62042 0 0 SPDR S&P MidCap 400 ETF Trust ETP 78467Y107 1509 5 SH SOLE 5 0 0 Sanderson Farms Inc Common Stock 800013104 1846162 19590 SH SOLE 19590 0 0 Sanmina Corp Common Stock 801056102 631663 17235 SH SOLE 17235 0 0 SCANA Corp Common Stock 80589M102 1759233 24007 SH SOLE 24007 0 0 Seaboard Corp Common Stock 811543107 1810011 458 SH SOLE 458 0 0 Select Medical Corporation GLOBAL 6.375% 6/1/2021 816196AQ2 301500 300000 SH SOLE 300000 0 0 JM Smucker Co/The Common Stock 832696405 220135 1719 SH SOLE 1719 0 0 Southern Co/The Common Stock 842587107 1695333 34465 SH SOLE 34465 0 0 Spirit AeroSystems Holdings Inc Common Stock 848574109 338313 5798 SH SOLE 5798 0 0 SPRINT CORP GLOBAL 7.25% 09/15/2021 85207UAE5 394050 370000 SH SOLE 370000 0 0 Sun Life Financial Inc Common Stock 866796105 114577 2983 SH SOLE 2983 0 0 Taubman Centers Inc REIT 876664103 91673 1240 SH SOLE 1240 0 0 TENET HEALTHCARE GLOBAL 88033GCE8 284550 300000 SH SOLE 300000 0 0 Terra Nitrogen Co LP MLP 881005201 289129 2815 SH SOLE 2815 0 0 Texas Instruments Inc Common Stock 882508104 93548 1282 SH SOLE 1282 0 0 3M Co Common Stock 88579Y101 82499 462 SH SOLE 462 0 0 TransCanada Corp Common Stock 89353D107 1792320 39697 SH SOLE 39697 0 0 Travelers Cos Inc/The Common Stock 89417E109 489925 4002 SH SOLE 4002 0 0 Triumph Group Inc Common Stock 896818101 326507 12321 SH SOLE 12321 0 0 Tupperware Brands Corp Common Stock 899896104 130866 2487 SH SOLE 2487 0 0 Tyson Foods Inc Common Stock 902494103 1772005 28729 SH SOLE 28729 0 0 Union Pacific Corp Common Stock 907818108 99533 960 SH SOLE 960 0 0 United Natural Foods Inc Common Stock 911163103 1962199 41119 SH SOLE 41119 0 0 United Parcel Service Inc Common Stock 911312106 96871 845 SH SOLE 845 0 0 United States Oil Fund LP ETP 91232N108 392620 33500 SH SOLE 33500 0 0 United Technologies Corp Common Stock 913017109 83530 762 SH SOLE 762 0 0 UnitedHealth Group Inc Common Stock 91324P102 1968332 12299 SH SOLE 12299 0 0 Universal Corp/VA Common Stock 913456109 244163 3830 SH SOLE 3830 0 0 Valero Energy Corp Common Stock 91913Y100 100977 1478 SH SOLE 1478 0 0 Verizon Communications Inc Common Stock 92343V104 443214 8303 SH SOLE 8303 0 0 Waddell & Reed Financial Inc Common Stock 930059100 169659 8696 SH SOLE 8696 0 0 Wal-Mart Stores Inc Common Stock 931142103 89165 1290 SH SOLE 1290 0 0 Western Digital Corp Common Stock 958102105 137939 2030 SH SOLE 2030 0 0 Western Refining Inc Common Stock 959319104 335578 8866 SH SOLE 8866 0 0 Western Union Co/The Common Stock 959802109 110207 5074 SH SOLE 5074 0 0 WINDSTREAM SERVICES LLC GLOBAL 7.75% 10/15/2020 97381WAN4 351220 340000 SH SOLE 340000 0 0 WisdomTree Emerging Currency Strategy Fund ETP 97717W133 669290 38267 SH SOLE 38267 0 0 Worthington Industries Inc Common Stock 981811102 294745 6213 SH SOLE 6213 0 0 Xcel Energy Inc Common Stock 98389B100 1751036 43023 SH SOLE 43023 0 0 Xilinx Inc Common Stock 983919101 94962 1573 SH SOLE 1573 0 0 Zimmer Biomet Holdings Inc Common Stock 98956P102 211044 2045 SH SOLE 2045 0 0 Allergan plc Common Stock G0177J108 140497 669 SH SOLE 669 0 0 Bunge Ltd Common Stock G16962105 225678 3124 SH SOLE 3124 0 0 Fresh Del Monte Produce Inc Common Stock G36738105 329403 5433 SH SOLE 5433 0 0 Ingersoll-Rand PLC Common Stock G47791101 325599 4339 SH SOLE 4339 0 0 Mallinckrodt PLC Common Stock G5785G107 139895 2808 SH SOLE 2808 0 0 Medtronic PLC Common Stock G5960L103 197236 2769 SH SOLE 2769 0 0 Michael Kors Holdings Ltd Common Stock G60754101 247135 5750 SH SOLE 5750 0 0 Seagate Technology PLC Common Stock G7945M107 332194 8703 SH SOLE 8703 0 0 Perrigo Co PLC Common Stock G97822103 120850 1452 SH SOLE 1452 0 0 Garmin Ltd Common Stock H2906T109 179607 3704 SH SOLE 3704 0 0 Trinseo SA Common Stock L9340P101 330123 5567 SH SOLE 5567 0 0 LyondellBasell Industries NV Common Stock N53745100 108426 1264 SH SOLE 1264 0 0