0001193125-12-016460.txt : 20120119 0001193125-12-016460.hdr.sgml : 20120119 20120119093519 ACCESSION NUMBER: 0001193125-12-016460 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120119 DATE AS OF CHANGE: 20120119 EFFECTIVENESS DATE: 20120119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Endurance Wealth Management, Inc. CENTRAL INDEX KEY: 0001476225 IRS NUMBER: 263105420 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13606 FILM NUMBER: 12533697 BUSINESS ADDRESS: STREET 1: 121 SOUTH MAIN STREET 4TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-85400993 MAIL ADDRESS: STREET 1: 121 SOUTH MAIN STREET 4TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 d285289d13fhr.txt ENDURANCE WEALTH MANAGEMENT INC. ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------- FORM 13F ----------------- FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Endurance Wealth Management, Inc. Address: 121 South Main St. 4(th) Floor Providence, RI 02903 Form 13F File Number: 28- __________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas E. Gardner Title: Chief Financial Officer Phone: 401-854-0993 Signature, Place, and Date of Signing: Thomas E. Gardner Providence, RI 1/18/2012 -------------------------- -------------------------- [Signature] [City, State] (Date) Report Type (Check only one.): [_]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_]13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.]
Form 13F File Number Name: 28-6868 John Michael Costello 28- Peter J. Corsi, Jr. 28- Kenneth W. Thomae 28- Donald J. Clarke
================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 124 Form 13F Information Table Value Total: $282,748 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
Form 13F File Number Name 28-__6868 John Michael Costello 28- Peter J. Corsi, Jr. 28- Kenneth W. Thomae 28- Donald J. Clarke
Endurance Wealth Management, Inc. FORM 13F 31-Dec-11
Voting Authority ---------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- -------- --------- -------- ------- --- ---- ------- -------- ----- ------ ------ 3M Co. COM 88579y101 306 3749 SH Sole 3749 AT & T Corp COM 00206R102 455 15073 SH Sole 15073 Adobe Systems Inc. COM 00724F101 738 26135 SH Sole 26135 Aegion Corp COM 00770F104 372 24298 SH Sole 24298 Aflac Inc. COM 001055102 2672 61768 SH Sole 61768 Akamai Technologies, Inc. COM 00971T101 7018 217421 SH Sole 3 700 216721 Ambase Corp COM 023164106 55 50000 SH Sole 50000 American Express Co COM 025816109 428 9080 SH Sole 9080 Anadarko Petroleum Corp COM 032511107 4483 58744 SH Sole 58744 Apple Inc. COM 037833100 7665 18927 SH Sole 1 10 18917 Automatic Data Processing COM 053015103 271 5020 SH Sole 5020 Baidu Inc. COM 056752108 418 3590 SH Sole 3590 Bank Of America Corp COM 060505104 3581 646111 SH Sole 1,2,4 34700 611400 Bank Rhode Island COM 059690107 456 11504 SH Sole 11504 Bank of Ireland COM 46267Q202 25 6000 SH Sole 1 6000 0 Bed Bath & Beyond COM 075896100 291 5030 SH Sole 5030 Berkshire Hathaway Inc. CIB COM 084670702 347 4553 SH Sole 4553 CVS/Caremark Corp. COM 126650100 3114 76369 SH Sole 76369 Capital Propy Inc-A Shares COM 140430109 90 11388 SH Sole 11388 Caterpillar Inc COM 149123101 1192 13165 SH Sole 13165 CenturyLink Inc. COM 156700106 4893 131552 SH Sole 1 1500 130052 Chevron Corporation COM 166764100 1055 9918 SH Sole 9918 China Construction Bank COM Y1397N101 6 10000 SH Sole 10000 Church & Dwight Co, Inc. COM 171340102 2653 57987 SH Sole 57987 Cisco Sys Inc COM 17275R102 4448 246050 SH Sole 1 500 245550 Citigroup Inc COM 172967424 3698 140582 SH Sole 140582 Coca Cola Co COM 191216100 593 8481 SH Sole 8481 Colgate-Palmolive Co COM 194162103 2391 25885 SH Sole 25885 Comcast Corp CIA COM 20030N101 6192 261162 SH Sole 261162 ConocoPhillips COM 20825c104 233 3211 SH Sole 3211 Consolidated Edison N Y COM 209111103 214 3450 SH Sole 3450 Cummins Inc. COM 231021106 4091 46487 SH Sole 46487 Danaher Corp. COM 235851102 3571 75928 SH Sole 3 450 75478 Deere & Co COM 244199105 2896 37446 SH Sole 37446 Denbury Resources, Inc. COM 247916208 508 33679 SH Sole 33679 Devon Energy Corporation COM 25179m103 3167 51082 SH Sole 51082 Dover Corp COM 260003108 469 8083 SH Sole 8083 Dryships COM Y2109Q101 82 41000 SH Sole 41000 Duke Energy Corporation COM 26441C105 628 28570 SH Sole 28570 Eaton Vance Corp. COM 278265103 260 11000 SH Sole 11000 Ecolab Inc. COM 278865100 265 4599 SH Sole 4599 Emerson Electric Co COM 291011104 231 4968 SH Sole 4968 Exxon Mobil COM 30231g102 7429 87659 SH Sole 87659 Financial Select Sector Spdr COM 81369Y605 306 23610 SH Sole 23610 Ford Motor COM 345370860 930 86515 SH Sole 86515 General Electric Co COM 369604103 7575 4202991 SH Sole 1,4 3250 419341 Gilead Sciences Inc. COM 375558103 218 5350 SH Sole 5350
Voting Authority ---------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- -------- ---------- -------- ------- --- ---- ------- -------- ----- ------ ------ Goldman Sachs Group Inc. COM 38141G104 653 7232 SH Sole 7232 Graco Inc. COM 384109104 227 5575 SH Sole 5575 H & R Block COM 093671105 5775 353674 SH Sole 353674 Hanesbrands Inc. COM 410345102 1909 87331 SH Sole 87331 Hasbro Inc COM 418056107 1270 39848 SH Sole 39848 Hewlett-Packard Co COM 428236103 1470 57100 SH Sole 57100 Home Depot Inc COM 437076102 4917 116963 SH Sole 116963 Huntington Bancshares COM 446150104 1169 213003 SH Sole 1 13000 200003 IShares Tr MSCI Emerging Marke COM 464287234 6097 160727 SH Sole 1 650 160077 Independent Bank Corp Ma COM 453836108 4518 165560 SH Sole 165560 Ingersoll Rand COM G47791101 1130 37100 SH Sole 37100 Intel Corp COM 458140100 2075 85599 SH Sole 85599 Intl Business Mach COM 459200101 1022 5563 SH Sole 5563 J P Morgan Chase & Co COM 46625H100 5116 153868 SH Sole 153868 Jacobs Engr Group Inc COM 469814107 3996 98489 SH Sole 1 500 97989 Johnson & Johnson COM 478160104 3878 59134 SH Sole 59134 Kimberly Clark Corp COM 494368103 4817 65496 SH Sole 65496 Kinder Morgan Inc. COM 49455P101 12437 386611 SH Sole 386611 Kinder Morgan Management COM 49455U100 88 1127 SH Sole 1 1127 0 Long Distance Int'l Inc. COM 542904107 0 135000 SH Sole 135000 McDonalds Corp COM 580135101 214 2134 SH Sole 2134 MGM Resorts COM 552953101 4 400 SH Sole 4 400 0 Merck & Co Inc COM 58933Y105 367 9735 SH Sole 9735 Mettler-Toledo Int'l COM 592688105 5858 39659 SH Sole 39659 Microsoft Corp COM 594918104 1401 53996 SH Sole 53996 Monsanto Company COM 61166W101 900 12852 SH Sole 12852 Morgan Stanley Group Inc COM 617446448 2829 187015 SH Sole 187015 Nextera Energy Inc. COM 302571104 3903 64112 SH Sole 64112 Occidental Petroleum Corp COM 674599105 3466 36991 SH Sole 36991 Oracle Corporation COM 68389X105 5885 229461 SH Sole 229461 PPG Industries COM 693506107 393 4717 SH Sole 4717 Paid Inc. COM 69561N204 2 15000 SH Sole 15000 Pepsico Inc COM 713448108 4426 66713 SH Sole 66713 Pfizer Inc COM 717081103 5319 245836 SH Sole 245836 Philip Morris Int'l COM 718172109 207 2640 SH Sole 2640 Powershares QQQ Trust COM 73935A104 892 15985 SH Sole 1 2500 13485 Proshares Trust Ultra COM 74347X6334 160 3600 SH Sole 1,2 3600 0 Procter & Gamble Co COM 742718109 2521 37804 SH Sole 37804 Qualcomm Inc COM 747525103 27071 494900 SH Sole 1 8252 486648 Royal Dutch Shell COM 780259206 1177 16105 SH Sole 16105 S&P Depository Receipts Spdr COM 78462F103 364 2907 SH Sole 1 832 2075 SanDisk Corporation COM 80004C101 424 8624 SH Sole 8624 Sara Lee Corp COM 803111103 1134 59975 SH Sole 59975 Schlumberger Limited COM 806857108 3796 55572 SH Sole 55572 Sprott Resource Corp COM 85207D103 38 10000 SH Sole 10000 State Street Corp COM 857477103 674 16728 SH Sole 16728 TJX Companies, Inc. COM 872540109 1985 30765 SH Sole 30765 Target Corp. COM 87612e106 265 5175 SH Sole 5175 Teva Pharmaceutical Industries COM 881624209 4372 108335 SH Sole 108335 Thermo Fisher Scientific Inc. COM 883556102 3384 75258 SH Sole 75258 Toll Brothers Inc. COM 889478103 364 17850 SH Sole 17850 Travelers Cos COM 89417E109 3370 56971 SH Sole 56971 Universal Health Rlty Income T COM 91359E105 420 10775 SH Sole 10775 Verizon Communications COM 92343V104 690 17203 SH Sole 17203 Walgreen Company COM 931422109 816 24700 SH Sole 24700 Walmart de Mexico COM P98180105 4 1,500 SH Sole 4 1500 0 Wash Tr Bancorp Inc COM 940610108 1947 81629 SH Sole 1 2000 79629
Voting Authority ---------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- -------- ------------ -------- -------- --- ---- ------- -------- ----- ------ -------- Weatherford Int'l COM H27013103 3181 217324 SH Sole 1 2000 215324 Wells Fargo & Co New COM 949746101 1498 54384 SH Sole 54384 Weyerhauser COM 962166104 3427 183589 SH Sole 183589 iShares MSCI EAFE Index COM 464287465 3705 74815 SH Sole 74815 iShares MSCI Pacific ex-Japan COM 464286665 727 18692 SH Sole 18692 AllianceBernstein 01881G106 134 10275 SH Sole 10275 Enbridge Energy Partnershp LP 29250R106 826 24900 SH Sole 24900 Enterprise Products Pptns LP 293792107 405 8750 SH Sole 8750 Kinder Morgan Energypartners L 494550106 11357 133701 SH Sole 1 1000 132701 Magellan Midstream Partners LP 559080106 1746 25360 SH Sole 25360 Plains All Amer. Pipeline 726503105 4696 63940 SH Sole 63940 American Century Mid Cap Value 025076654 613 52438.24 SH Sole 52438.24 American New Perspective 648018109 244 9330.787 SH Sole 9330.787 Artisan Mid Cap 041314H30 239 7277.446 SH Sole 7277.446 Fairholme Fund 304871106 1035 44718.7 SH Sole 1 90.23 44628.47 Heartland Value Plus 422352500 415 14981.82 SH Sole 14981.82 Litman Gergory Mast Int'l 53700T207 137 10895.57 SH Sole 10895.57 Spartan US Eqty Index 315911206 975 21921.74 SH Sole 21921.74 Vanguard Index Tr 500 922908108 399 3450.346 SH Sole 3450.346 Wells Fargo Sm/Mid Cap Value 949915268 404 28339.34 SH Sole 28339.34 REPORT SUMMARY 124 DATA RECORDS 282748 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
1. J. Michael Costello 2. KennethW. Thomae 3. Peter J. Corsi, Jr. 4. Donald J. Clarke Do not save this screen as a text file. This report automatically creates the text file inftable.txt, which meets all SEC filing requirements. For details on the location of this text file, see your 705 Report documentation.