-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ErKzycWhfXTkj4tR+u88E9EIbbalOar2UbxBlacKbXlzUSbTTzPw4BaXmnftRaWS E1cp9ofTCho/DHDFjpdvpg== 0001193125-10-117003.txt : 20100512 0001193125-10-117003.hdr.sgml : 20100512 20100512103437 ACCESSION NUMBER: 0001193125-10-117003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 EFFECTIVENESS DATE: 20100512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Endurance Wealth Management, Inc. CENTRAL INDEX KEY: 0001476225 IRS NUMBER: 263105420 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13606 FILM NUMBER: 10822964 BUSINESS ADDRESS: STREET 1: 121 SOUTH MAIN STREET 4TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-85400993 MAIL ADDRESS: STREET 1: 121 SOUTH MAIN STREET 4TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 d13fhr.txt ENDURANCE WEALTH MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number:______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Endurance Wealth Management, Inc. Address: 121 South Main St. 4th Floor Providence, RI 02903 Form 13F File Number: 28-__________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas Gardner Title: Chief Financial Officer Phone: 401-854-0993 Signature, Place, and Date of Signing: Thomas E. Gardner Providence, RI 11/13/09 ------------------------ ------------------------ ------------------------ [Signature] [City, State] (Date) Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name: 28-6868 John Michael Costello 28- Peter J. Corsi, Jr. 28- Kenneth W. Thomae 28- Donald J. Clarke FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 139 Form 13F Information Table Value Total: $254,562 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- John Michael Costello 28- Peter J. Corsi, Jr. 28- Kenneth W. Thomae 28- Donald J. Clarke Endurance Wealth Management, Inc. FORM 13F 31-Mar-10
Voting Authority --------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - -------------- -------------- --------- -------- ------- --- ---- ------- -------- ------ ------ ------ 3M Co. COM 88579y101 392 4700 SH Sole 4700 Aflac Inc. COM 001055102 1461 26920 SH Sole 26920 Akamai Technologies, Inc. COM 00971T101 5776 183855 SH Sole 183855 Allied Irish Bank Adr COM 019228402 115 36000 SH Sole 36000 Ambase Corp COM 023164106 6 50000 SH Sole 50000 Amer Intl Group Inc COM 026874784 238 6993 SH Sole 6993 America Movil SA de CV COM 02364W105 302 6000 SH Sole 6000 American Express Co COM 025816109 664 16100 SH Sole 16100 Apple Inc. COM 037833100 1904 8104 SH Sole 1 10 8094 Applied Materials Inc. COM 038222105 242 18000 SH Sole 18000 Automatic Data Processing COM 053015103 454 10219 SH Sole 10219 Avon Products COM 054303102 625 18475 SH Sole 18475 BP Plc Spon Adr Repsntg COM 055622104 2777 48668 SH Sole 48668 Baidu Inc. COM 056752108 358 600 SH Sole 600 Bank New York Inc COM 064058100 225 7297 SH Sole 7297 Bank Of America Corp COM 060505104 10943 613068 SH Sole 1, 4 1500 611868 Bank Rhode Island COM 059690107 1253 45840 SH Sole 45840 Bank of Nova Scotia Halifax COM 064149107 220 4400 SH Sole 4400 Barrick Gold Corporation COM 067901108 581 15175 SH Sole 15175 Bed Bath & Beyond COM 075896100 206 4730 SH Sole 4730 Berkshire Hathaway Inc. Cl B COM 084670207 465 5726 SH Sole 5726 CVS/Caremark Corp. COM 126650100 3577 97840 SH Sole 97840 Capital Propy Inc--A Shares COM 140430109 93 11388 SH Sole 11388 Capital Source, Inc. COM 14055X102 136 24345 SH Sole 24345 Chevron Corporation COM 166764100 1376 18158 SH Sole 18158 China Construction Bank COM Y1397N101 8 10000 SH Sole 10000 Church & Dwight Co, Inc. COM 171340102 2108 31492 SH Sole 31492 Cisco Sys Inc COM 17275R102 6649 255443 SH Sole 255443 Citigroup Inc COM 172967101 4097 1011760 SH Sole 2, 4 122300 891759 Coca Cola Co COM 191216100 424 7720 SH Sole 7720 Colgate-Palmolive Co COM 194162103 3368 39503 SH Sole 39503 Comcast Corp Cl A COM 20030N101 4676 248338 SH Sole 248338 ConocoPhillips COM 20825c104 676 13225 SH Sole 13225 Corning Inc COM 219350105 273 13513 SH Sole 13513 Cummins Inc. COM 231021106 2831 45705 SH Sole 45705 Danaher Corp. COM 235851102 2933 36705 SH Sole 36705 Deere & Co COM 244199105 2087 35105 SH Sole 35105 Deutsche Telekom A Adr COM 251566105 1101 81557 SH Sole 81557 Devon Energy Corporation COM 25179m103 4519 70143 SH Sole 70143 Disney Walt Co Del COM 254687106 240 6881 SH Sole 6881 Dover Corp COM 260003108 420 9000 SH Sole 9000 Dryships COM Y2109Q101 473 81000 SH Sole 81000 Eaton Vance Corp. COM 278265103 390 11644 SH Sole 11644 Ecolab Inc. COM 278865100 4351 99015 SH Sole 1 200 98815 Emrise Corporation COM 29246J200 33 31790 SH Sole 31790 EnCana Corp COM 292505104 325 10495 SH Sole 10495 Entergy Corp COM 29364G103 211 2600 SH Sole 2600 Exxon Mobil COM 30231g102 6289 93894 SH Sole 93894 FPL Group Inc COM 302571104 3150 65193 SH Sole 65193 Financial Select Sector Spdr COM 81369Y605 497 31210 SH Sole 31210 Ford Motor COM 345370860 1307 104050 SH Sole 104050 General Electric Co COM 369604103 7693 422728 SH Sole 1, 4 4100 421928
Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - -------------- -------------- --------- -------- ------- --- ---- ------- -------- ----- ------ ------ Gilead Sciences Inc. COM 375558103 284 6250 SH Sole 6250 Goldman Sachs Group Inc. COM 38141G104 1064 6240 SH Sole 6240 Graco Inc. COM 384109104 260 8150 SH Sole 8150 Hanesbrands Inc. COM 410345102 7928 284981 SH Sole 1 3200 281781 Home Depot Inc COM 437076102 2704 83600 SH Sole 83600 Huntington Bancshares COM 446150104 503 93450 SH Sole 1 13000 80450 IShares Tr MSCI Emerging Marke COM 464287234 4364 103606 SH Sole 103606 Independent Bank Corp Ma COM 453836108 4021 163060 SH Sole 163060 Intel Corp COM 458140100 1826 81948 SH Sole 81948 Intl Business Mach COM 459200101 1228 9582 SH Sole 9582 J P Morgan Chase & Co COM 46625h100 5427 121289 SH Sole 121289 Jacobs Engr Group Inc COM 469814107 4072 90115 SH Sole 1 500 89615 Johnson & Johnson COM 478160104 5117 78484 SH Sole 78484 Kimberly Clark Corp COM 494368103 3764 59862 SH Sole 59862 LSI Corporation COM 502161102 91 15006 SH Sole 15006 Long Distance Int'l Inc. COM 542904107 0 135000 SH Sole 135000 Maxim Integrated Products COM 57772K101 5597 288703 SH Sole 288703 McDonalds Corp COM 580135101 496 7439 SH Sole 7439 Medtronic Inc COM 585055106 495 11000 SH Sole 11000 Merck & Co Inc COM 58933Y105 988 26463 SH Sole 26463 Mettler-Toledo Int'l COM 592688105 4571 41868 SH Sole 41868 Microsoft Corp COM 594918104 1889 64514 SH Sole 64514 Monsanto Company COM 61166W101 2357 33010 SH Sole 33010 Morgan Stanley Group Inc COM 617446448 4166 142240 SH Sole 142240 Mrv Communications COM 553477100 232 175000 SH Sole 175000 Nucor Corp COM 670346105 249 5500 SH Sole 5500 Occidental Petroleum Corp COM 674599105 3765 44544 SH Sole 44544 Oracle Corporation COM 68389X105 5958 231767 SH Sole 231767 PPG Industries COM 693506107 293 4492 SH Sole 4492 Paid Inc. COM 69561N204 5 15000 SH Sole 15000 Pepsico Inc COM 713448108 3919 59238 SH Sole 59238 Pfizer Inc COM 717081103 823 48011 SH Sole 48011 Powershares QQQ Trust COM 73935A104 827 17175 SH Sole 1 4450 12725 Procter & Gamble Co COM 742718109 2606 41195 SH Sole 41195 Progressive Corp. Ohio COM 743315103 217 11395 SH Sole 11395 Qualcomm Inc COM 747525103 21584 514408 SH Sole 1, 4 8452 506156 Royal Dutch Shell COM 780259206 1018 17605 SH Sole 17605 S&P Depository Receipts Spdr COM 78462F103 479 4102 SH Sole 1 1542 2560 Schlumberger Limited COM 806857108 3137 49441 SH Sole 49441 Shamir Optical Industries COM M83683108 116 12000 SH Sole 12000 Southern Co COM 842587107 324 9800 SH Sole 9800 Southern Union Corp. COM 844030106 2347 92550 SH Sole 92550 Staples Inc COM 855030102 326 13950 SH Sole 13950 State Street Corp COM 857477103 764 16942 SH Sole 16942 Suncor Energy Inc. COM 867224107 983 30214 SH Sole 30214 Supervalu Inc. COM 868536103 358 21464 SH Sole 21464 TJX Companies, Inc. COM 872540109 606 14275 SH Sole 14275 Target Corp. COM 87612e106 729 13870 SH Sole 13870 Teva Pharmaceutical Industries COM 881624209 4986 79046 SH Sole 79046 Thermo Fisher Scientific Inc. COM 883556102 2506 48719 SH Sole 48719 Timken Co. COM 887389104 260 8675 SH Sole 8675 Travelers Cos COM 89417E109 2215 41066 SH Sole 41066 Universal Health Rlty Income T COM 91359E105 486 13775 SH Sole 13775 Virginia Commerce Bancorp COM 92778q109 684 102935 SH Sole 102935 Walgreen Company COM 931422109 1013 27328 SH Sole 27328 Wash Tr Bancorp Inc COM 940610108 1401 75208 SH Sole 1 2000 73208 Weatherford Int'l COM H27013103 2137 134800 SH Sole 1, 4 1600 133800 Wells Fargo & Co New COM 949746101 1730 55620 SH Sole 55620 Windstream Corp. COM 97381W104 315 28959 SH Sole 28959 iShares MSCI EAFE Index COM 464287465 3540 63243 SH Sole 63243 iShares MSCI Pacific ex-Japan COM 464286665 253 5900 SH Sole 5900 AllianceBernstein 01881G106 344 11225 SH Sole 11225
Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - -------------- -------------- --------- -------- -------- --- ---- ------- -------- ------- ------ -------- Enbridge Energy Partnershp LP 29250R106 666 13170 SH Sole 13170 Enterprise Products Pptns LP 293792107 380 10994 SH Sole 10994 Kinder Morgan Energypartners L 494550106 7417 113390 SH Sole 1 1000 112390 Magellan Midstream Partners LP 559080106 1025 21570 SH Sole 21570 Plains All Amer. Pipeline 726503105 3060 53795 SH Sole 53795 AllianceBernstein Mid Cap Grow 018636100 105 22594.06 SH Sole 22594.06 American New Perspective 648018109 411 15661.95 SH Sole 15661.95 Columbia Acorn Fund Cl Z 197199409 372 14054.45 SH Sole 14054.45 Eaton Vance Nat'l Ltd Maturity 27826h594 274 27389.9 SH Sole 27389.9 Fairholme Fund 304871106 596 17551.66 SH Sole 17551.66 First Eagle Sogen Global 32008f507 637 15307.77 SH Sole 4 43.180 15307.77 Heartland Value Plus 422352500 375 14646.75 SH Sole 14646.75 Hussman Strategic Total Ret 448108209 120 10040.41 SH Sole 10040.41 Masters' Select International 576417208 244 18305.21 SH Sole 18305.21 Matthews Asian Growth & Income 577130206 177 10816.3 SH Sole 10816.3 Matthews India Fund 577130859 363 20427.7 SH Sole 20427.7 Meridian Value 589619204 535 20589.49 SH Sole 20589.49 Mutual Shares Cl Z 628380107 249 12361.4 SH Sole 12361.4 Permanent Portfolio Family of 714199106 565 14245.34 SH Sole 4 90.264 14245.34 Selected American Sh 816221105 1279 32914.56 SH Sole 1 80.739 32833.82 Spartan US Eqty Index 315911206 889 21402.42 SH Sole 21402.42 T Rowe Price Cap Appreciation 77954M105 295 15350.86 SH Sole 4 271.370 15350.86 Van Kampen International Growt 92114U772 1426 65774.88 SH Sole 65774.88 Vanguard Index Tr 500 922908108 381 3542.913 SH Sole 3542.913 Wells Fargo Sm/Mid Cap Value 949915268 388 27938.42 SH Sole 27938.42 REPORT SUMMARY 139 DATA RECORDS 254562 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
1. J. Michael Costello 2. Kenneth W. Thomae 3. Peter J. Corsi, Jr. 4. Donald J. Clarke Do not save this screen as a text file. This report automatically creates the text file inftable.txt, which meets all SEC filing requirements. For details on the location of this text file, see your 705 Report documentation. -----END PRIVACY-ENHANCED MESSAGE-----