-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PDJZAaEkZESO9cF0Ohhv8SRTsuBqqZcR5CRvvVWZ3tzNJeWYeft7GcrkziOrNjLO eClyO2NiJAku7DXla/XINg== 0001193125-09-226730.txt : 20091106 0001193125-09-226730.hdr.sgml : 20091106 20091106095849 ACCESSION NUMBER: 0001193125-09-226730 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 EFFECTIVENESS DATE: 20091106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Endurance Wealth Management, Inc. CENTRAL INDEX KEY: 0001476225 IRS NUMBER: 263105420 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13606 FILM NUMBER: 091163055 BUSINESS ADDRESS: STREET 1: 121 SOUTH MAIN STREET 4TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-85400993 MAIL ADDRESS: STREET 1: 121 SOUTH MAIN STREET 4TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 d13fhr.txt ENDURANCE WEALTH MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [_]; Amendment Number: ______________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Endurance Wealth Management, Inc. Address: 121 South Main St. 4th Floor Providence, RI 02903 Form 13F File Number: 28- ______________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas Gardner Title: Chief Financial Officer Phone: 401-854-0993 Signature, Place, and Date of Signing: Thomas E. Gardner Providence, RI 11/13/09 - ------------------------ ----------------- -------- [Signature] [City, State] (Date) Report Type (Check only one.): [_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name: 28- 6868 John Michael Costello 28- Peter J. Corsi, Jr. 28- Kenneth W. Thomae FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 154 Form 13F Information Table Value Total: $251,223 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-__________ John Michael Costello 28- Peter J. Corsi, Jr. 28- Kenneth W. Thomae 10 Endurance Wealth Management, Inc. FORM 13F 30-Sep-09
Voting Authority --------------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - --------------------------- -------------- ------------ -------- --------- --- ---- ------- --------- ------ ------ -------- 3M Co. COM 88579y101 313 4250 SH Sole 4250 Aflac Inc. COM 001055102 383 8970 SH Sole 8970 Akamai Technologies, Inc. COM 00971T101 2088 106105 SH Sole 106105 Allied Irish Bank Adr COM 019228402 339 36000 SH Sole 36000 Ambase Corp COM 023164106 9 50000 SH Sole 50000 Amer Intl Group Inc COM 026874784 518 11755 SH Sole 11755 America Movil SA de CV COM 02364W105 262 6000 SH Sole 6000 American Express Co COM 025816109 644 19000 SH Sole 19000 Apple Inc. COM 037833100 1938 10459 SH Sole 1 10 10449 Applied Materials Inc. COM 038222105 326 24400 SH Sole 24400 Automatic Data Processing COM 053015103 689 17545 SH Sole 17545 Avon Products COM 054303102 2539 74784 SH Sole 74784 BP Plc Spon Adr Repsntg COM 055622104 2057 38653 SH Sole 38653 Baidu Inc. COM 056752108 234 600 SH Sole 600 Bank New York Inc COM 064058100 211 7297 SH Sole 7297 Bank Of America Corp COM 060505104 12296 726770 SH Sole 1 1200 725570 Bank Rhode Island COM 059690107 4254 170311 SH Sole 158311 Bank of Nova Scotia Halifax COM 064149107 200 4400 SH Sole 4400 Barrick Gold Corporation COM 067901108 575 15175 SH Sole 15175 Bed Bath & Beyond COM 075896100 213 5680 SH Sole 5680 Berkshire Hathaway Inc Del Cl COM 084670108 202 2 SH Sole 2 Berkshire Hathaway Inc. Cl B COM 084670207 289 87 SH Sole 87 CVS/Caremark Corp. COM 126650100 630 17636 SH Sole 17636 Capital One Financial COM 14040H105 220 6170 SH Sole 6170 Capital Propy Inc - A Shares COM 140430109 85 11388 SH Sole 11388 Capital Source, Inc. COM 14055X102 105 24345 SH Sole 24345 Chevron Corporation COM 166764100 2163 30713 SH Sole 30713 China Construction Bank COM Y1397N101 7 10000 SH Sole 10000 Church & Dwight Co, Inc. COM 171340102 1653 29137 SH Sole 29137 Cisco Sys Inc COM 17275R102 6318 268415 SH Sole 268415 Citigroup Inc COM 172967101 5381 1111785 SH Sole 2 120000 991784 Coca Cola Co COM 191216100 564 10504 SH Sole 10504 Colgate- Palmolive Co COM 194162103 4372 57325 SH Sole 57325 Comcast Corp Cl A COM 20030N101 2015 119394 SH Sole 119394 Complete Production Services COM 20453E109 380 33700 SH Sole 33700 ConocoPhillips COM 20825c104 597 13225 SH Sole 13225 Corning Inc COM 219350105 601 39278 SH Sole 39278 Costco Wholesale Corp. COM 22160K105 204 3625 SH Sole 3625 Cummins Inc. COM 231021106 2506 55935 SH Sole 55935 Danaher Corp. COM 235851102 3372 50091 SH Sole 3 2000 48091 Deere & Co COM 244199105 1372 31975 SH Sole 31975 Deutsche Telekom A Adr COM 251566105 1114 81557 SH Sole 81557 Devon Energy Corporation COM 25179m103 5167 76748 SH Sole 76748 Disney Walt Co Del COM 254687106 279 10175 SH Sole 10175 Dover Corp COM 260003108 403 10400 SH Sole 10400 Dryships COM Y2109Q101 397 60000 SH Sole 60000 Eaton Vance Corp. COM 278265103 325 11644 SH Sole 11644 Ecolab Inc. COM 278865100 5080 109890 SH Sole 1 200 109690 Emerson Electric Co COM 291011104 2672 66691 SH Sole 66691 Emrise Corporation COM 29246J200 43 31790 SH Sole 31790 EnCana Corp COM 292505104 315 5470 SH Sole 5470 Entergy Corp COM 29364G103 207 2600 SH Sole 2600 Exxon Mobil COM 30231g102 7295 106331 SH Sole 106331 FPL Group Inc COM 302571104 854 15468 SH Sole 15468 Financial Select Sector Spdr COM 81369Y605 509 34135 SH Sole 1 2000 32135 Ford Motor COM 345370860 216 29975 SH Sole 29975 Fortune Brands Inc COM 349631101 249 5800 SH Sole 5800 General Electric Co COM 369604103 7783 474049 SH Sole 1 800 473249 General Mills Inc COM 370334104 218 3400 SH Sole 3400 Genzyme Corp COM 372917104 1814 31984 SH Sole 31984 Goldman Sachs Group Inc. COM 38141G104 927 5030 SH Sole 5030 Graco Inc. COM 384109104 404 14500 SH Sole 14500 Hanesbrands Inc. COM 410345102 6566 306846 SH Sole 1 3200 303646 Hewlett-Packard Co COM 428236103 241 5111 SH Sole 5111 Home Depot Inc COM 437076102 1197 44960 SH Sole 44960 Huntington Bancshares COM 446150104 171 36500 SH Sole 1 11000 25500 IShares Tr MSCI Emerging Marke COM 464287234 3691 94873 SH Sole 94873 Independent Bank Corp Ma COM 453836108 3608 163060 SH Sole 163060 Intel Corp COM 458140100 1944 99348 SH Sole 99348
Voting Authority --------------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - -------------------------- -------------- ------------ -------- --------- --- ---- ------- --------- ------ ------ -------- Intl Business Mach COM 459200101 1355 11331 SH Sole 11331 J P Morgan Chase & Co COM 46625h100 3102 70794 SH Sole 70794 Jacobs Engr Group Inc COM 469814107 4885 106314 SH Sole 1 500 105814 Johnson & Johnson COM 478160104 5266 86484 SH Sole 86484 Kimberly Clark Corp COM 494368103 2706 45887 SH Sole 45887 Koninklijke Ahold COM 500467402 144 12000 SH Sole 12000 LSI Corporation COM 502161102 82 15000 SH Sole 15000 Liberty Media Corp New Enterta COM 53071M500 442 14216 SH Sole 14216 Liberty Media Holding Interact COM 53071M104 194 17771 SH Sole 17771 Long Distance Int'l Inc. COM 542904107 0 135000 SH Sole 135000 Lyris Inc. COM 55235l104 35 102400 SH Sole 2400 Manulife Financial Corp. COM 56501R106 248 11850 SH Sole 11850 Maxim Integrated Products COM 57772K101 5237 288703 SH Sole 288703 McDonalds Corp COM 580135101 417 7314 SH Sole 7314 Medtronic Inc COM 585055106 697 18967 SH Sole 18967 Merck & Co Inc COM 589331107 417 13204 SH Sole 13204 Mettler-Toledo Int'l COM 592688105 4559 50332 SH Sole 50332 Microsoft Corp COM 594918104 2252 87566 SH Sole 1 2 87564 Monsanto Company COM 61166W101 2689 34742 SH Sole 34742 Morgan Stanley Group Inc COM 617446448 4542 147115 SH Sole 147115 Motorola COM 620076109 136 15900 SH Sole 15900 Mrv Communications COM 553477100 161 175000 SH Sole 175000 Nucor Corp COM 670346105 371 7900 SH Sole 7900 Occidental Petroleum Corp COM 674599105 3369 42975 SH Sole 42975 Oracle Corporation COM 68389X105 5823 279462 SH Sole 279462 PPG Industries COM 693506107 261 4492 SH Sole 4492 Paid Inc. COM 69561N204 5 15000 SH Sole 15000 Pepsico Inc COM 713448108 3624 61793 SH Sole 61793 Pfizer Inc COM 717081103 588 35560 SH Sole 35560 Powershares QQQ Trust COM 73935A104 465 11025 SH Sole 1 4000 7025 Procter & Gamble Co COM 742718109 3397 58665 SH Sole 58665 Proshares Tr Ultra S&P 500 COM 74347R107 304 8884 SH Sole 8884 Qualcomm Inc COM 747525103 24585 546596 SH Sole 1 8252 538344 Royal Dutch Shell COM 780259206 1378 24105 SH Sole 24105 S&P Depository Receipts Spdr COM 78462F103 380 3600 SH Sole 1 1400 2200 Schering Plough Corp COM 806605101 649 22992 SH Sole 22992 Schlumberger Limited COM 806857108 2536 42556 SH Sole 42556 Shamir Optical Industries COM M83683108 265 33876 SH Sole 33876 Sirius XM Radio Inc. Com COM 82967N108 6 10585 SH Sole 10585 Southern Co COM 842587107 313 9900 SH Sole 9900 Southern Union Corp. COM 844030106 1741 83752 SH Sole 83752 Staples Inc COM 855030102 393 16950 SH Sole 16950 State Street Corp COM 857477103 1085 20644 SH Sole 20644 Suncor Energy Inc. COM 867224107 1061 30714 SH Sole 30714 Supervalu Inc. COM 868536103 366 24339 SH Sole 24339 TJX Companies, Inc. COM 872540109 3078 82873 SH Sole 82873 Target Corp. COM 87612e106 886 18995 SH Sole 18995 Teva Pharmaceutical Industries COM 881624209 4817 95290 SH Sole 95290 Thermo Fisher Scientific Inc. COM 883556102 1999 45782 SH Sole 45782 Timken Co. COM 887389104 239 10225 SH Sole 10225 Toll Brothers Inc. COM 889478103 590 30225 SH Sole 30225 Transwitch Corp. COM 894065101 10 14860 SH Sole 14860 Travelers Cos COM 89417E109 1541 31316 SH Sole 31316 Universal Health Rlty Income T COM 91359E105 464 14275 SH Sole 14275 Virginia Commerce Bancorp COM 92778q109 610 152935 SH Sole 152935 Walgreen Company COM 931422109 1331 35528 SH Sole 35528 Wash Tr Bancorp Inc COM 940610108 1360 77638 SH Sole 1 1000 76638 Weatherford Int'l COM H27013103 3413 164650 SH Sole 1 1000 163650 Wells Fargo & Co New COM 949746101 1646 58444 SH Sole 58444 Windstream Corp. COM 97381W104 356 35162 SH Sole 35162 iShares Barclays 1-3 Yr Tsy Bo COM 464287457 201 2400 SH Sole 2400 iShares MSCI EAFE Index COM 464287465 250 4585 SH Sole 4585 AllianceBernstein 01881G106 278 10225 SH Sole 10225 Enbridge Energy Partnershp LP 29250R106 828 18395 SH Sole 18395 Enterprise Products Pptns LP 293792107 475 16800 SH Sole 16800 Kinder Morgan Energypartners L 494550106 6556 121370 SH Sole 1 1000 120370 Magellan Midstream Partners LP 559080106 1044 27770 SH Sole 27770 Plains All Amer. Pipeline 726503105 1662 35920 SH Sole 35920 AllianceBernstein Mid Cap Grow 018636100 91 22594.059 SH Sole 22594.06 American New Perspective 648018109 420 17058.209 SH Sole 17058.21 Columbia Acorn Fund Cl Z 197199409 328 14043.78 SH Sole 14043.78 DWS Europe Equity ClassS 23337R874 257 10998.494 SH Sole 10998.49 Fairholme 304871106 272 9713.148 SH Sole 9713.148 Harding Loevner Emerging Marke 412295305 293 7255.457 SH Sole 7255.457 Heartland Value Plus 422352500 363 16319.743 SH Sole 16319.74 Masters' Select International 576417208 276 21555.994 SH Sole 21555.99 Matthews Asian Growth & Income 577130206 197 12895.854 SH Sole 12895.85 Matthews India Fund 577130859 698 46925.465 SH Sole 46925.47 Meridian Value 589619204 407 17089.14 SH Sole 17089.14
Voting Authority -------------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - -------------------------- -------------- ------------ -------- --------- --- ---- ------- --------- ----- ------ -------- Mutual Shares Cl Z 628380107 242 13128.661 SH Sole 13128.66 Selected American Sh 816221105 1150 32544.934 SH Sole 32464.2 Spartan Market Index 315912204 745 10140.227 SH Sole 10140.23 Van Kampen International Growt 92114U772 1783 82241.669 SH Sole 82241.67 Vanguard Index Tr 500 922908108 346 3553.278 SH Sole 3553.278 Wells Fargo Sm/Mid Cap Value 949915268 303 24572.28 SH Sole 24572.28 REPORT SUMMARY 154 DATA RECORDS 251223 1. J Michael Costello 2. Kenneth W. Thomae 3. Peter J. Corsi, Jr. Do not save this screen as a text file. This report automatically creates the text file inftable.txt, which meets all SEC filing requirements. For details on the location of this text file, see your 705 Report documentation.
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