0000950123-14-010491.txt : 20141024
0000950123-14-010491.hdr.sgml : 20141024
20141024093636
ACCESSION NUMBER: 0000950123-14-010491
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141024
DATE AS OF CHANGE: 20141024
EFFECTIVENESS DATE: 20141024
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Endurance Wealth Management, Inc.
CENTRAL INDEX KEY: 0001476225
IRS NUMBER: 263105420
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13606
FILM NUMBER: 141171298
BUSINESS ADDRESS:
STREET 1: 101 DYER STREET 4TH FLOOR
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
BUSINESS PHONE: 401-85400993
MAIL ADDRESS:
STREET 1: 101 DYER STREET 4TH FLOOR
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001476225
XXXXXXXX
09-30-2014
09-30-2014
Endurance Wealth Management, Inc.
101 Dyer Street 4th Floor
Providence
RI
02903
13F HOLDINGS REPORT
028-13606
28-6868
John Michael Costello
N
Thomas E. Gardner
Chief Compliance Officer
401-854-0993
Thomas E. Gardner
Providence
RI
10-23-2014
4
175
535866
false
1
28-6868
John Michael Costello
2
Kenneth W. Thomae
3
Peter J. Corsi, Jr.
4
Donald J. Clarke
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M Co.
COM
88579y101
410
2900
SH
SOLE
2900
0
2900
AT & T Corp
COM
00206R102
1099
31207
SH
SOLE
31207
0
31207
AbbVie, Inc.
COM
00287Y109
1951
33792
SH
SOLE
33792
0
33792
Actavis PLC
COM
G0083B108
3066
12709
SH
SOLE
12709
0
12709
Adobe Systems Inc.
COM
00724F101
282
4084
SH
SOLE
4084
0
4084
Akamai Technologies, Inc.
COM
00971T101
9457
158148
SH
SOLE
158148
0
158148
Alibaba Group Holding LTD
COM
01609W102
270
3040
SH
SOLE
3040
0
3040
Altria Group Inc.
COM
02209S103
674
14677
SH
SOLE
14677
0
14677
Amer Intl Group Inc
COM
026874784
7015
129867
SH
SOLE
2
129867
325
129542
American Express Co
COM
025816109
208
2380
SH
SOLE
2380
0
2380
Amgen
COM
031162100
208
1487
SH
SOLE
1487
0
1487
Anadarko Petroleum Corp
COM
032511107
5433
53559
SH
SOLE
53559
0
53559
Apache Corp.
COM
037411105
821
8750
SH
SOLE
8750
0
8750
Apple Inc.
COM
037833100
10422
103454
SH
SOLE
1
103454
70
103384
Automatic Data Processing
COM
053015103
1697
20429
SH
SOLE
20429
0
20429
Baidu Inc.
COM
056752108
237
1090
SH
SOLE
1090
0
1090
Bank Of America Corp
COM
060505104
11572
678711
SH
SOLE
1,4
678711
900
677811
Bank of Ireland ADR
COM
46267Q202
237
15000
SH
SOLE
1
15000
15000
0
Bed Bath & Beyond
COM
075896100
526
7993
SH
SOLE
7993
0
7993
Berkshire Hathaway Inc Del Cl
COM
084670108
620
3
SH
SOLE
3
0
3
Berkshire Hathaway Inc. Cl B
COM
084670702
593
4294
SH
SOLE
4294
0
4294
Big Lots Inc.
COM
089302103
8156
189457
SH
SOLE
1
189457
1000
188457
Biogen Idec
COM
09062X103
1654
5000
SH
SOLE
5000
0
5000
Boulder Brands Inc.
COM
101405108
3968
291125
SH
SOLE
291125
0
291125
Brookline Bancorp Inc.
COM
11373M107
244
28617
SH
SOLE
28617
0
28617
CVS/Caremark Corp.
COM
126650100
7279
91461
SH
SOLE
91461
0
91461
Canadian National Railways Co.
COM
136375102
1561
22000
SH
SOLE
22000
0
22000
Capital One Financial
COM
14040H105
1323
16210
SH
SOLE
16210
0
16210
Capital Propy Inc - A Shares
COM
140430109
124
11388
SH
SOLE
11388
0
11388
Caterpillar Inc
COM
149123101
4301
43438
SH
SOLE
43438
0
43438
CenturyLink Inc.
COM
156700106
906
22164
SH
SOLE
22164
0
22164
Chevron Corporation
COM
166764100
1199
10048
SH
SOLE
10048
0
10048
China Construction Bank
COM
Y1397N101
7
10000
SH
SOLE
10000
0
10000
Church & Dwight Co, Inc.
COM
171340102
4113
58627
SH
SOLE
58627
0
58627
Cimatron Ltd.
COM
M23798107
72
12000
SH
SOLE
12000
0
12000
Cisco Sys Inc
COM
17275R102
454
18056
SH
SOLE
18056
0
18056
Citigroup Inc
COM
172967424
1784
34441
SH
SOLE
34441
0
34441
Coastway Bancorp Inc
COM
190632109
27
2500
SH
SOLE
1
2500
2500
0
Coca Cola Co
COM
191216100
610
14299
SH
SOLE
14299
0
14299
Colgate-Palmolive Co
COM
194162103
3162
48495
SH
SOLE
48495
0
48495
Comcast Corp Cl A
COM
20030N101
12037
223824
SH
SOLE
223824
0
223824
ConocoPhillips
COM
20825c104
314
4105
SH
SOLE
4105
0
4105
Consolidated Edison N Y
COM
209115104
212
3750
SH
SOLE
3750
0
3750
Cummins Inc.
COM
231021106
5012
37979
SH
SOLE
37979
0
37979
Danaher Corp.
COM
235851102
5622
73999
SH
SOLE
73999
0
73999
Deere & Co
COM
244199105
878
10712
SH
SOLE
10712
0
10712
Denbury Resources, Inc.
COM
247916208
1879
125052
SH
SOLE
125052
0
125052
Devon Energy Corporation
COM
25179m103
3683
54025
SH
SOLE
54025
0
54025
Disney Walt Co Del
COM
254687106
2038
22898
SH
SOLE
22898
0
22898
Dover Corp
COM
260003108
520
6484
SH
SOLE
6484
0
6484
Du Pont E I De Nemours Co
COM
263534109
1014
14140
SH
SOLE
14140
0
14140
Duke Energy Corporation
COM
26441C204
491
6578
SH
SOLE
6578
0
6578
E M C Corp Mass
COM
268648102
4008
136998
SH
SOLE
136998
0
136998
Eaton Corp
COM
G29183103
2823
44548
SH
SOLE
44548
0
44548
Ecolab Inc.
COM
278865100
216
1885
SH
SOLE
1885
0
1885
Edwards Life Sciences
COM
28176E108
3515
34419
SH
SOLE
34419
0
34419
Emerson Electric Co
COM
291011104
351
5619
SH
SOLE
5619
0
5619
Energy Sector Spdr
COM
81369Y506
428
4723
SH
SOLE
4723
0
4723
Exxon Mobil
COM
30231g102
9730
103458
SH
SOLE
103458
0
103458
Financial Select Sector Spdr
COM
81369Y605
888
38338
SH
SOLE
1
38338
58
38280
Ford Motor
COM
345370860
1439
97300
SH
SOLE
97300
0
97300
General Electric Co
COM
369604103
11021
430208
SH
SOLE
1,4
430208
3300
426908
Gilead Sciences Inc.
COM
375558103
5307
49855
SH
SOLE
49855
0
49855
Goldman Sachs Group Inc.
COM
38141G104
1127
6141
SH
SOLE
6141
0
6141
Google Inc. Cl A
COM
38259P508
3264
5548
SH
SOLE
5548
0
5548
Google Inc. Cl C
COM
38259P706
1057
1832
SH
SOLE
1832
0
1832
Gramercy Properties Tr
COM
38489R100
1152
200000
SH
SOLE
200000
0
200000
H & R Block
COM
093671105
9194
296517
SH
SOLE
296517
0
296517
Hanesbrands Inc.
COM
410345102
1427
13285
SH
SOLE
13285
0
13285
Hasbro Inc
COM
418056107
2913
52972
SH
SOLE
52972
0
52972
Hc2 Holdings
COM
404139107
46
10000
SH
SOLE
1
10000
10000
0
Healthcare Select Sector Spdr
COM
81369Y209
286
4489
SH
SOLE
4489
0
4489
Home Depot Inc
COM
437076102
8879
96794
SH
SOLE
96794
0
96794
Huntington Bancshares
COM
446150104
7523
773228
SH
SOLE
1
773228
20000
753228
IShares Europe ETF
COM
464287861
997
22124
SH
SOLE
22124
0
22124
Iahl Corporation
COM
450722103
12
30000
SH
SOLE
30000
0
30000
Independent Bank Corp Ma
COM
453836108
5568
155889
SH
SOLE
155889
0
155889
Industrial Select Sector Spdr
COM
81369Y704
206
3878
SH
SOLE
3878
0
3878
Ingersoll Rand
COM
G47791101
2190
38874
SH
SOLE
38874
0
38874
Intel Corp
COM
458140100
1520
43656
SH
SOLE
43656
0
43656
Intl Business Mach
COM
459200101
849
4475
SH
SOLE
4475
0
4475
Ishares Trust MSCI Europe Fina
COM
464289180
942
39940
SH
SOLE
39940
0
39940
Ishares Trust SP 500 Index Fun
COM
464287200
278
1407
SH
SOLE
1407
0
1407
Ishares Trust SP Midcap 400 In
COM
464287507
417
3050
SH
SOLE
3050
0
3050
J C Penney
COM
708160106
431
43000
SH
SOLE
2
43000
43000
0
J P Morgan Chase & Co
COM
46625H100
8626
143196
SH
SOLE
143196
0
143196
Jacobs Engr Group Inc
COM
469814107
6260
128232
SH
SOLE
1
128232
600
127632
Jarden Corp
COM
471109108
2576
42871
SH
SOLE
42871
0
42871
Johnson & Johnson
COM
478160104
5136
48185
SH
SOLE
48185
0
48185
Kimberly Clark Corp
COM
494368103
1985
18455
SH
SOLE
18455
0
18455
Kinder Morgan Inc.
COM
49456b101
58055
1514217
SH
SOLE
1514217
0
1514217
Lilly Eli & Co
COM
532457108
259
4000
SH
SOLE
4000
0
4000
Manulife Financial Corp.
COM
56501R106
359
18700
SH
SOLE
18700
0
18700
Mednax Inc.
COM
58502B106
844
15400
SH
SOLE
15400
0
15400
Merck & Co Inc
COM
58933Y105
2127
35894
SH
SOLE
35894
0
35894
Mettler-Toledo Int'l
COM
592688105
8128
31736
SH
SOLE
31736
0
31736
Microsoft Corp
COM
594918104
1488
32115
SH
SOLE
32115
0
32115
Mondelez Int'l Inc. Com
COM
609207105
1427
41671
SH
SOLE
41671
0
41671
Monsanto Company
COM
61166W101
2942
26150
SH
SOLE
26150
0
26150
Mosaic Co
COM
61945C103
8390
188932
SH
SOLE
188932
0
188932
Nextera Energy Inc.
COM
65339F101
5200
55399
SH
SOLE
55399
0
55399
Nuance Communications
COM
67020Y100
6709
435228
SH
SOLE
1
435228
5300
429928
Occidental Petroleum Corp
COM
674599105
5740
59699
SH
SOLE
59699
0
59699
Oracle Corporation
COM
68389X105
8252
215579
SH
SOLE
215579
0
215579
PPG Industries
COM
693506107
908
4617
SH
SOLE
4617
0
4617
Parker Hannifin Corp
COM
701094104
205
1802
SH
SOLE
1802
0
1802
Pepsico Inc
COM
713448108
6438
69169
SH
SOLE
69169
0
69169
Pfizer Inc
COM
717081103
9394
317716
SH
SOLE
317716
0
317716
Philip Morris Int'l
COM
718172109
1117
13396
SH
SOLE
13396
0
13396
Powershares QQQ Trust
COM
73935A104
1404
14221
SH
SOLE
1
14221
1500
12721
Procter & Gamble Co
COM
742718109
3076
36736
SH
SOLE
36736
0
36736
Qualcomm Inc
COM
747525103
34821
465717
SH
SOLE
1
465717
8252
457465
Quanta Services Inc.
COM
74762E102
435
11999
SH
SOLE
11999
0
11999
RMG Networks Hldgs
COM
74966K102
16
10200
SH
SOLE
10200
0
10200
Range Resources Corp
COM
75281A109
327
4824
SH
SOLE
4824
0
4824
Royal Dutch Shell
COM
780259206
882
11593
SH
SOLE
11593
0
11593
S&P Depository Receipts Spdr
COM
78462F103
502
2548
SH
SOLE
1,3
2548
695
1853
SanDisk Corporation
COM
80004C101
2140
21858
SH
SOLE
21858
0
21858
Schlumberger Limited
COM
806857108
8455
83147
SH
SOLE
83147
0
83147
Sirius XM Radio Inc.
COM
82968b103
35
10060
SH
SOLE
10060
0
10060
Snap On Inc
COM
833034101
508
4200
SH
SOLE
4200
0
4200
Stag Industrial Inc.
COM
85254J102
4465
215616
SH
SOLE
3
215616
1330
214286
State Street Corp
COM
857477103
1145
15565
SH
SOLE
15565
0
15565
Superior Energy
COM
868157108
533
16224
SH
SOLE
16224
0
16224
TJX Companies, Inc.
COM
872540109
2095
35420
SH
SOLE
35420
0
35420
Target Corp.
COM
87612e106
1032
16480
SH
SOLE
16480
0
16480
Teva Pharmaceutical Industries
COM
881624209
3183
59221
SH
SOLE
59221
0
59221
The Technology Spdr
COM
81369Y803
248
6229
SH
SOLE
6229
0
6229
Thermo Fisher Scientific Inc.
COM
883556102
7831
64352
SH
SOLE
64352
0
64352
Titan Medical
COM
88830X108
43
20000
SH
SOLE
20000
0
20000
Transwitch Corp.
COM
894065309
0
20000
SH
SOLE
20000
0
20000
Union Pacific Corp
COM
907818108
1555
14350
SH
SOLE
14350
0
14350
United Technologies Corp
COM
913017109
1586
15025
SH
SOLE
15025
0
15025
Universal Display Corp.
COM
91347P105
4071
124748
SH
SOLE
4
124748
500
124248
Universal Health Rlty Income T
COM
91359E105
449
10775
SH
SOLE
10775
0
10775
Vanguard Health Care Vipers
COM
92204A504
3135
26800
SH
SOLE
26800
0
26800
Vanguard Index S&P 500
COM
922908363
9651
53445
SH
SOLE
1
53445
22
53423
Vanguard Mid-Cap ETF
COM
922908629
542
4624
SH
SOLE
4624
0
4624
Vanguard Small Cap Vipers
COM
922908751
464
4200
SH
SOLE
4200
0
4200
Verizon Communications
COM
92343V104
1445
28912
SH
SOLE
28912
0
28912
Vertex Pharmaceuticals Inc
COM
92532F100
943
8400
SH
SOLE
8400
0
8400
Visa Inc.
COM
92826C839
987
4630
SH
SOLE
4630
0
4630
Walgreen Company
COM
931422109
2078
35070
SH
SOLE
35070
0
35070
Wash Tr Bancorp Inc
COM
940610108
1822
55245
SH
SOLE
55245
0
55245
Wells Fargo & Co New
COM
949746101
5272
101656
SH
SOLE
101656
0
101656
Weyerhauser
COM
962166104
3374
105919
SH
SOLE
105919
0
105919
iShares MSCI EAFE Index
COM
464287465
10969
171078
SH
SOLE
1
171078
30
171048
iShares MSCI Pacific ex-Japan
COM
464286665
790
17152
SH
SOLE
17152
0
17152
AllianceBernstein
COM
01881G106
3146
120975
SH
SOLE
120975
0
120975
EQT Midstream Partners
COM
26885B100
6523
72803
SH
SOLE
72803
0
72803
Enbridge Energy Partnershp LP
COM
29250R106
1998
51450
SH
SOLE
51450
0
51450
Enterprise Products Pptns LP
COM
293792107
697
17300
SH
SOLE
17300
0
17300
Kinder Morgan Energypartners L
COM
494550106
4490
48135
SH
SOLE
48135
0
48135
Kinder Morgan MGT
COM
49455U100
126
1342
SH
SOLE
1
1342
1342
0
Magellan Midstream Partners LP
COM
559080106
2940
34929
SH
SOLE
34929
0
34929
Plains All Amer. Pipeline
COM
726503105
6838
116179
SH
SOLE
116179
0
116179
American Century Mid Cap Value
COM
025076654
955
56020
SH
SOLE
56020
0
56020
American Funds Cap Inc Bldr A
COM
140193103
207
3474
SH
SOLE
3474
0
3474
American New Perspective
COM
648018109
236
6195
SH
SOLE
6195
0
6195
Dodge & Cox Int'l Stock Fund
COM
256206103
433
9588
SH
SOLE
9588
0
9588
FMI Large Cap Fund
COM
302933205
211
9514
SH
SOLE
9514
0
9514
Fairholme Fund
COM
304871106
1348
33545
SH
SOLE
33545
0
33545
Fidelity Asset Manager
COM
316069103
219
12159
SH
SOLE
12159
0
12159
Heartland Value Plus
COM
422352500
566
16768
SH
SOLE
16768
0
16768
Oakmark Fund CL I
COM
413838103
1239
18109
SH
SOLE
18109
0
18109
Scout Mid Cap Fund
COM
81063U206
265
14504
SH
SOLE
14504
0
14504
T Rowe Price European Stock Fu
COM
77956H401
3099
153898
SH
SOLE
153898
0
153898
Vanguard Growth Index
COM
922908504
479
9351
SH
SOLE
9351
0
9351
Vanguard Index Tr 500
COM
922908108
412
2265
SH
SOLE
2265
0
2265
Vanguard Index Value Fund
COM
922908405
334
10574
SH
SOLE
10574
0
10574
Vanguard Small Cap Stk
COM
922908702
286
5416
SH
SOLE
5416
0
5416
Vanguard Total Stock Market
COM
922908306
502
10202
SH
SOLE
10202
0
10202
Wells Fargo Sm/Mid Cap Value
COM
949915268
588
35372
SH
SOLE
35372
0
35372
Yacktman Fund
COM
00170K588
607
24476
SH
SOLE
24476
0
24476
KMI Warrants
COM
49456B119
802
220400
SH
SOLE
220400
0
220400