-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FYLprqAunQGF5U8gbodzwwbqaun5NMari9RMS8w+YFbntLwpKUixL+w+woixbJnA bRgsNY0gCAGwc3Zwmf6wYg== 0001209191-10-056212.txt : 20101119 0001209191-10-056212.hdr.sgml : 20101119 20101119182027 ACCESSION NUMBER: 0001209191-10-056212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101117 FILED AS OF DATE: 20101119 DATE AS OF CHANGE: 20101119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitchell Christopher CENTRAL INDEX KEY: 0001425004 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206814 MAIL ADDRESS: STREET 1: C/O SPRECTRUM EQUITY STREET 2: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kennealy Michael CENTRAL INDEX KEY: 0001475820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206816 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ancestry.com Inc. CENTRAL INDEX KEY: 0001469433 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 261235962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 360 WEST 4800 NORTH CITY: PROVO STATE: UT ZIP: 84604 BUSINESS PHONE: 801-705-7000 MAIL ADDRESS: STREET 1: 360 WEST 4800 NORTH CITY: PROVO STATE: UT ZIP: 84604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLLATOS WILLIAM P CENTRAL INDEX KEY: 0001006420 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206817 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 29TH FL CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APPLEGATE BRION B CENTRAL INDEX KEY: 0001006421 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206818 MAIL ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARONI KEVIN J CENTRAL INDEX KEY: 0001032289 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206815 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENDERSON RANDY J CENTRAL INDEX KEY: 0001059928 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206819 MAIL ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Equity Investors V L P CENTRAL INDEX KEY: 0001320123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206820 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE 29TH FL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-464-4600 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE 29TH FL CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-11-17 0 0001469433 Ancestry.com Inc. ACOM 0001320123 Spectrum Equity Investors V L P 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001059928 HENDERSON RANDY J 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001006421 APPLEGATE BRION B 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001006420 COLLATOS WILLIAM P ONE INTERNATIONAL PLACE 29TH FLOOR BOSTON MA 02110 0 0 1 0 0001475820 Kennealy Michael ONE INTERNATIONAL PLACE 29TH FLOOR BOSTON MA 02110 0 0 1 0 0001032289 MARONI KEVIN J ONE INTERNATIONAL PLACE 29TH FLOOR BOSTON MA 02110 0 0 1 0 0001425004 Mitchell Christopher ONE INTERNATIONAL PLACE 29TH FLOOR BOSTON MA 02110 0 0 1 0 Common Stock, $0.001 par value 2010-11-17 4 S 0 3775342 24.765 D 19466611 D Common Stock, $0.001 par value 2010-11-18 4 S 0 873048 24.765 D 18593563 D This Form 4 should be read in conjunction with the other Form 4 filed by Spectrum Equity Investors V, L.P. ("SEI V") as of the date hereof. Each of such Forms 4 reports the total number of shares of common stock sold by SEI V and its affiliates as described below. The amounts set forth in the two Forms 4 should not be added to reach a total. Consists of an aggregate of 3,775,342 shares sold as part of the Ancestry.com Inc. secondary public offering on November 17, 2010, including 2,708,824 shares sold by SEI V, the general partner of which is Spectrum Equity Associates V, L.P., the general partner of which is SEA V Management, LLC, over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell exercise voting and dispositive power; 12,791 shares sold by Spectrum V Investment Managers' Fund, L.P. ("IMF V"), the general partner of which is SEA V Management, LLC, over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell exercise voting and dispositive power; 966,614 shares sold by Spectrum Equity Investors III, L.P. ("SEI III"), the general partner of which is Spectrum Equity Associates III, L.P., over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni and Randy J. Henderson exercise voting and dispositive power; 67,814 shares sold by SEI III Entrepreneurs' Fund, L.P. ("Entrepreneurs' III"), the general partner of which is SEI III Entrepreneurs' LLC, over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni and Randy J. Henderson exercise voting and dispositive power; 16,244 shares sold by Spectrum III Investment Managers' Fund, L.P. ("IMF III," and together with SEI V, IMF V, SEI III and Entrepreneurs' III, the "Spectrum Funds"), over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni and Randy J. Henderson exercise voting and dispositive power and are the general partners, 1,880 shares sold by Brion B. Applegate, 939 shares sold by William P. Collatos and 236 sh ares sold by Randy J. Henderson. Each of the controlling entities, individual general partners and managing directors of the Spectrum Funds, as the case may be, including Mr. Parker who is a managing director of the general partner of the general partner of SEI V and a managing director of the general partner of IMF V, and serves on Ancestry.com Inc.'s board of directors, Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. The price reported in Column 4 is a net price, after deducting the underwriting discount and commissions from the public sale price of $26.00 in the Ancestry.com Inc. underwritten secondary public offering on November 17, 2010. Shares of common stock held by SEI V and its affiliates after the sale consist of an aggregate of 19,466,611 shares, including 13,967,380 held by SEI V; 65,957 shares held by IMF V; 4,984,105 shares held by SEI III; 349,669 shares held by Entrepreneurs' III; 83,753 shares held by IMF III; 9,695 shares held by Brion B. Applegate; 4,842 shares held by William P. Collatos and 1,210 shares held by Randy J. Henderson. Consists of an aggregate of 873,048 shares, including 626,416 shares sold by SEI V; 2,958 shares sold by IMF V; 223,530 shares sold by SEI III; 15,682 shares sold by Entrepreneurs' III; 3,756 shares sold by IMF III; 435 shares sold by Brion B. Applegate; 217 shares sold by William P. Collatos and 54 shares sold by Randy J. Henderson. All of the shares sold were repurchased by Ancestry.com Inc. in a private, non-underwritten transaction on November 18, 2010. Each of the controlling entities, individual general partners and managing directors of the Spectrum Funds, as the case may be, including Mr. Parker who is a managing director of the general partner of the general partner of SEI V and a managing director of the general partner of IMF V, and serves on Ancestry.com Inc.'s board of directors, Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. Shares of common stock held by SEI V and its affiliates after the sale described herein consist of an aggregate of 18,593,563 shares, including 13,340,964 held by SEI V; 62,999 shares held by IMF V; 4,760,575 shares held by SEI III; 333,987 shares held by Entrepreneurs' III; 79,997 shares held by IMF III; 9,260 shares held by Brion B. Applegate; 4,625 shares held by William P. Collatos and 1,156 shares held by Randy J. Henderson. /s/ Christopher Brookhart, Attorney-in-Fact 2010-11-19 -----END PRIVACY-ENHANCED MESSAGE-----