0001475597-17-000018.txt : 20171114
0001475597-17-000018.hdr.sgml : 20171114
20171114115943
ACCESSION NUMBER: 0001475597-17-000018
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HRT FINANCIAL LLC
CENTRAL INDEX KEY: 0001475597
IRS NUMBER: 800491142
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16455
FILM NUMBER: 171199582
BUSINESS ADDRESS:
STREET 1: 4 WORLD TRADE CENTER, 150 GREENWICH STRE
STREET 2: 57TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10007
BUSINESS PHONE: 212 293-1444
MAIL ADDRESS:
STREET 1: 4 WORLD TRADE CENTER, 150 GREENWICH STRE
STREET 2: 57TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10007
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001475597
XXXXXXXX
09-30-2017
09-30-2017
HRT FINANCIAL LLC
4 WORLD TRADE CENTER, 150 GREENWICH STRE
57TH FLOOR
NEW YORK
NY
10007
13F HOLDINGS REPORT
028-16455
N
Adam Nunes
President and CEO
212-293-1927
Adam Nunes
New York
NY
11-14-2017
0
98
80696
false
INFORMATION TABLE
2
form13fInfoTable.20170929.xml
RPM INTL INC
COM
749685103
290
5650
SH
DFND
5650
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
271
2913
SH
DFND
2913
0
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
306
358
SH
DFND
358
0
0
DIREXION SHS ETF TR
DLY EMKT 3X NEW
25459Y470
147
13193
SH
DFND
13193
0
0
ALTRIA GROUP INC
COM
02209S103
283
4472
SH
DFND
4472
0
0
BAIDU INC
SPON ADR REP A
056752108
305
1235
SH
DFND
1235
0
0
ISHARES TR
MIN VOL USA ETF
46429B697
790
15710
SH
DFND
15710
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
693
6757
SH
DFND
6757
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
38368
152722
SH
DFND
152722
0
0
MICROSOFT CORP
COM
594918104
307
4128
SH
DFND
4128
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
127
12715
SH
DFND
12715
0
0
SIRIUS XM HLDGS INC
COM
82968B103
64
11706
SH
DFND
11706
0
0
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
56
22974
SH
DFND
22974
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
334
1764
SH
DFND
1764
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2048
11176
SH
DFND
11176
0
0
ISHARES
MSCI EURO FL ETF
464289180
593
25277
SH
DFND
25277
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
220
1485
SH
DFND
1485
0
0
AES CORP
COM
00130H105
242
21972
SH
DFND
21972
0
0
TURQUOISE HILL RES LTD
COM
900435108
37
12075
SH
DFND
12075
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
953
18091
SH
DFND
18091
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
828
2484
SH
DFND
2484
0
0
BB&T CORP
COM
054937107
274
5856
SH
DFND
5856
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
296
5316
SH
DFND
5316
0
0
DIREXION SHS ETF TR
DAILY SM CAP BEA
25490K521
173
12699
SH
DFND
12699
0
0
TORO CO
COM
891092108
275
4441
SH
DFND
4441
0
0
POOL CORPORATION
COM
73278L105
244
2258
SH
DFND
2258
0
0
BANK AMER CORP
COM
060505104
329
13007
SH
DFND
13007
0
0
ISHARES INC
MSCI HONG KG ETF
464286871
227
9208
SH
DFND
9208
0
0
MAXWELL TECHNOLOGIES INC
COM
577767106
70
13800
SH
DFND
13800
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
479
5534
SH
DFND
5534
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
814
50989
SH
DFND
50989
0
0
GENERAL ELECTRIC CO
COM
369604103
743
30737
SH
DFND
30737
0
0
CREDIT SUISSE NASSAU BRH
INVRS VIX STERM
22542D795
253
2602
SH
DFND
2602
0
0
PEPSICO INC
COM
713448108
1501
13478
SH
DFND
13478
0
0
SIBANYE STILLWATER
SPONSORED ADR
825724206
67
15099
SH
DFND
15099
0
0
CRACKER BARREL OLD CTRY STOR
COM
22410J106
272
1800
SH
DFND
1800
0
0
ROBERT HALF INTL INC
COM
770323103
661
13132
SH
DFND
13132
0
0
ISHARES TR
S&P US PFD STK
464288687
232
5991
SH
DFND
5991
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
213
2312
SH
DFND
2312
0
0
NETEASE INC
SPONSORED ADR
64110W102
288
1094
SH
DFND
1094
0
0
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
244
27396
SH
DFND
27396
0
0
DIREXION SHS ETF TR
FTSE CHIN BEAR
25490K836
109
14525
SH
DFND
14525
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
209
1725
SH
DFND
1725
0
0
AMERICAN STS WTR CO
COM
029899101
581
11800
SH
DFND
11800
0
0
BAYTEX ENERGY CORP
COM
07317Q105
34
11355
SH
DFND
11355
0
0
JPMORGAN CHASE & CO
COM
46625H100
358
3755
SH
DFND
3755
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
600
4200
SH
DFND
4200
0
0
3M CO
COM
88579Y101
236
1126
SH
DFND
1126
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1350
63725
SH
DFND
63725
0
0
PROSHARES TR
ULTSHRT QQQ
74348A426
223
14448
SH
DFND
14448
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
374
7060
SH
DFND
7060
0
0
STERLING BANCORP DEL
COM
85917A100
2007
81460
SH
DFND
81460
0
0
PROSHARES TR
PSHS ULT S&P 500
74347R107
244
2531
SH
DFND
2531
0
0
DIREXION SHS ETF TR
SP BIOTCH BR3X
25490K745
169
36840
SH
DFND
36840
0
0
ISHARES TR
HDG MSCI EAFE
46434V803
255
8826
SH
DFND
8826
0
0
TERRAFORM GLOBAL INC
CL A
88104M101
96
20300
SH
DFND
20300
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1845
25964
SH
DFND
25964
0
0
BERKLEY W R CORP
COM
084423102
286
4296
SH
DFND
4296
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
53
11711
SH
DFND
11711
0
0
ISHARES TR
U.S. CNSM SV ETF
464287580
375
2287
SH
DFND
2287
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
220
6506
SH
DFND
6506
0
0
EXXON MOBIL CORP
COM
30231G102
211
2581
SH
DFND
2581
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
207
2303
SH
DFND
2303
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
269
3036
SH
DFND
3036
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1302
19015
SH
DFND
19015
0
0
PROSHARES TR
ULT MSCIBZL CAPP
74348A673
113
12241
SH
DFND
12241
0
0
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
100
12600
SH
DFND
12600
0
0
PIONEER ENERGY SVCS CORP
COM
723664108
67
26296
SH
DFND
26296
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
350
5466
SH
DFND
5466
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
283
23702
SH
DFND
23702
0
0
ISHARES TR
MSCI AC ASIA ETF
464288182
209
2901
SH
DFND
2901
0
0
MARKEL CORP
COM
570535104
420
394
SH
DFND
394
0
0
WIPRO LTD
SPON ADR 1 SH
97651M109
84
14801
SH
DFND
14801
0
0
ROCKWELL COLLINS INC
COM
774341101
2391
18300
SH
DFND
18300
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
1010
14000
SH
DFND
14000
0
0
BRF SA
SPONSORED ADR
10552T107
303
21053
SH
DFND
21053
0
0
AMAZON COM INC
COM
023135106
302
315
SH
DFND
315
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
269
7915
SH
DFND
7915
0
0
SNAP INC
CL A
83304A106
448
30856
SH
DFND
30856
0
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
202
12700
SH
DFND
12700
0
0
UNDER ARMOUR INC
CL C
904311206
316
21056
SH
DFND
21056
0
0
CLEVELAND CLIFFS INC
COM
185899101
102
14280
SH
DFND
14280
0
0
DBX ETF TR
DB XTR MSCI EUR
233051853
347
12264
SH
DFND
12264
0
0
NVR INC
COM
62944T105
376
132
SH
DFND
132
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
547
4048
SH
DFND
4048
0
0
BARCLAYS BK PLC
IPSP CROIL ETN
06738C786
117
21759
SH
DFND
21759
0
0
PENNEY J C INC
COM
708160106
40
10591
SH
DFND
10591
0
0
ISHARES GOLD TRUST
ISHARES
464285105
668
54298
SH
DFND
54298
0
0
PROSHARES TR
SHT MSCI NEW
74347X575
160
16683
SH
DFND
16683
0
0
ISHARES TR
MSCI UK ETF NEW
46435G334
581
16696
SH
DFND
16696
0
0
CANCER GENETICS INC
COM
13739U104
41
15301
SH
DFND
15301
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
2618
48480
SH
DFND
48480
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
139
14900
SH
DFND
14900
0
0
TELEFONICA S A
SPONSORED ADR
879382208
152
14163
SH
DFND
14163
0
0
CISCO SYS INC
COM
17275R102
257
7663
SH
DFND
7663
0
0
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
216
9718
SH
DFND
9718
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
379
11334
SH
DFND
11334
0
0
ISHARES TR
20 YR TR BD ETF
464287432
559
4486
SH
DFND
4486
0
0