0001475597-17-000014.txt : 20170809 0001475597-17-000014.hdr.sgml : 20170809 20170809145051 ACCESSION NUMBER: 0001475597-17-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170809 DATE AS OF CHANGE: 20170809 EFFECTIVENESS DATE: 20170809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HRT FINANCIAL LLC CENTRAL INDEX KEY: 0001475597 IRS NUMBER: 800491142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16455 FILM NUMBER: 171017523 BUSINESS ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212 293-1444 MAIL ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001475597 XXXXXXXX 06-30-2017 06-30-2017 HRT FINANCIAL LLC

32 OLD SLIP, 30TH FLOOR NEW YORK NY 10005

13F HOLDINGS REPORT 028-16455 N Adam Nunes 212-293-1927 Adam Nunes New York NY 08-09-2017 0 81 63167 false INFORMATION TABLE 2 form13fInfoTable.20170630.xml IAMGOLD CORP COM 450913108 84 16391 SH DFND 16391 0 0 UNITED RENTALS INC COM 911363109 262 2330 SH DFND 2330 0 0 BB&T CORP COM 054937107 265 5856 SH DFND 5856 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 547 10209 SH DFND 10209 0 0 DIREXION SHS ETF TR SP BIOTCH BR3X 25490K745 155 22553 SH DFND 22553 0 0 EVEREST RE GROUP LTD COM G3223R108 488 1920 SH DFND 1920 0 0 DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 167 10237 SH DFND 10237 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 460 11607 SH DFND 11607 0 0 ISHARES TR CORE S&P500 ETF 464287200 558 2296 SH DFND 2296 0 0 AEGON N V NY REGISTRY SH 007924103 115 22667 SH DFND 22667 0 0 FORTUNA SILVER MINES INC COM 349915108 56 11530 SH DFND 11530 0 0 ISHARES MSCI AUST ETF 464286103 301 13902 SH DFND 13902 0 0 ISHARES TR RUS 1000 ETF 464287622 211 1566 SH DFND 1566 0 0 PROSHARES TR II ULTRA VIX ETF 74347W239 101 10458 SH DFND 10458 0 0 DEERE & CO COM 244199105 382 3094 SH DFND 3094 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 271 3470 SH DFND 3470 0 0 DENBURY RES INC COM NEW 247916208 58 38464 SH DFND 38464 0 0 CHESAPEAKE ENERGY CORP COM 165167107 131 26525 SH DFND 26525 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 931 3005 SH DFND 3005 0 0 PFIZER INC COM 717081103 263 7856 SH DFND 7856 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 277 3595 SH DFND 3595 0 0 ENBRIDGE INC COM 29250N105 718 18047 SH DFND 18047 0 0 GLU MOBILE INC COM 379890106 28 11484 SH DFND 11484 0 0 LENDINGCLUB CORP COM 52603A109 95 17338 SH DFND 17338 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 984 10980 SH DFND 10980 0 0 REGIONS FINL CORP NEW COM 7591EP100 386 26380 SH DFND 26380 0 0 NOVAGOLD RES INC COM NEW 66987E206 58 12783 SH DFND 12783 0 0 PEPSICO INC COM 713448108 295 2560 SH DFND 2560 0 0 CUMMINS INC COM 231021106 510 3149 SH DFND 3149 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 926 11689 SH DFND 11689 0 0 JPMORGAN CHASE & CO COM 46625H100 327 3579 SH DFND 3579 0 0 NVR INC COM 62944T105 269 112 SH DFND 112 0 0 ABRAXAS PETE CORP COM 003830106 38 24065 SH DFND 24065 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 250 11901 SH DFND 11901 0 0 ISHARES TR MIN VOL USA ETF 46429B697 1154 23602 SH DFND 23602 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 37823 156425 SH DFND 156425 0 0 MICROSOFT CORP COM 594918104 302 4394 SH DFND 4394 0 0 CATERPILLAR INC DEL COM 149123101 547 5091 SH DFND 5091 0 0 CHUBB LIMITED COM H1467J104 691 4757 SH DFND 4757 0 0 ELDORADO GOLD CORP NEW COM 284902103 70 26784 SH DFND 26784 0 0 ALPHABET INC CAP STK CL C 02079K107 1580 1739 SH DFND 1739 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 167 34500 SH DFND 34500 0 0 PDL BIOPHARMA INC COM 69329Y104 35 14205 SH DFND 14205 0 0 CLIFFS NAT RES INC COM 18683K101 84 12170 SH DFND 12170 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 33 13812 SH DFND 13812 0 0 CAMECO CORP COM 13321L108 129 14283 SH DFND 14283 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 200 11367 SH DFND 11367 0 0 GRAN TIERRA ENERGY INC COM 38500T101 61 27674 SH DFND 27674 0 0 TRANSOCEAN LTD REG SHS H8817H100 114 13946 SH DFND 13946 0 0 PROSHARES TR ULT MSCIBZL CAPP 74348A673 222 15793 SH DFND 15793 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 205 4106 SH DFND 4106 0 0 ENSCO PLC SHS CLASS A G3157S106 84 16369 SH DFND 16369 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 113 10927 SH DFND 10927 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 560 599 SH DFND 599 0 0 PROSHARES TR SHT MSCI NEW 74347X575 197 17438 SH DFND 17438 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1106 20148 SH DFND 20148 0 0 YAMANA GOLD INC COM 98462Y100 169 69870 SH DFND 69870 0 0 HUNTINGTON BANCSHARES INC COM 446150104 286 21212 SH DFND 21212 0 0 ISHARES MSCI GERMANY ETF 464286806 879 29042 SH DFND 29042 0 0 DIREXION SHS ETF TR FTSE CHIN BEAR 25490K836 123 11655 SH DFND 11655 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 523 3713 SH DFND 3713 0 0 VALLEY NATL BANCORP COM 919794107 120 10244 SH DFND 10244 0 0 SOUTHWESTERN ENERGY CO COM 845467109 127 20985 SH DFND 20985 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 267 1041 SH DFND 1041 0 0 ASANKO GOLD INC COM 04341Y105 18 11787 SH DFND 11787 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1666 33304 SH DFND 33304 0 0 JOHNSON & JOHNSON COM 478160104 248 1880 SH DFND 1880 0 0 CISCO SYS INC COM 17275R102 239 7663 SH DFND 7663 0 0 3M CO COM 88579Y101 205 988 SH DFND 988 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 49 17800 SH DFND 17800 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 378 5554 SH DFND 5554 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 15 10814 SH DFND 10814 0 0 PROSHARES TR II SHT VIX ST TRM 74347W627 222 1380 SH DFND 1380 0 0 NOBILIS HEALTH CORP COM 65500B103 129 68186 SH DFND 68186 0 0 AMBEV SA SPONSORED ADR 02319V103 233 42504 SH DFND 42504 0 0 KINROSS GOLD CORP COM NO PAR 496902404 44 11032 SH DFND 11032 0 0 VEREIT INC COM 92339V100 248 30581 SH DFND 30581 0 0 PROSHARES TR ULTRAPRO SHORT S 74348A442 165 10604 SH DFND 10604 0 0 DIAMONDROCK HOSPITALITY CO COM 252784301 142 12980 SH DFND 12980 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 185 10627 SH DFND 10627 0 0 PRECISION DRILLING CORP COM 2010 74022D308 43 12698 SH DFND 12698 0 0