0001475597-17-000011.txt : 20170511 0001475597-17-000011.hdr.sgml : 20170511 20170511103107 ACCESSION NUMBER: 0001475597-17-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 EFFECTIVENESS DATE: 20170511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HRT FINANCIAL LLC CENTRAL INDEX KEY: 0001475597 IRS NUMBER: 800491142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16455 FILM NUMBER: 17832855 BUSINESS ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212 293-1444 MAIL ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001475597 XXXXXXXX 03-31-2017 03-31-2017 HRT FINANCIAL LLC

32 OLD SLIP, 30TH FLOOR NEW YORK NY 10005

13F HOLDINGS REPORT 028-16455 N Adam Nunes 212-293-1927 Adam Nunes New York NY 05-11-2017 0 119 107140 false INFORMATION TABLE 2 form13fInfoTable.20170331.xml BANCO SANTANDER SA ADR 05964H105 75 12504 SH DFND 12504 0 0 GROUPON INC COM 399473107 200 51080 SH DFND 51080 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1409 33362 SH DFND 33362 0 0 MANPOWERGROUP INC COM 56418H100 206 2014 SH DFND 2014 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 1351 16951 SH DFND 16951 0 0 TRANSCANADA CORP COM 89353D107 481 10433 SH DFND 10433 0 0 PEPSICO INC COM 713448108 447 3999 SH DFND 3999 0 0 DIREXION SHS ETF TR DLY EMKT 3X NEW 25459Y470 191 11047 SH DFND 11047 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 912 89151 SH DFND 89151 0 0 LOCKHEED MARTIN CORP COM 539830109 309 1155 SH DFND 1155 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 200 4758 SH DFND 4758 0 0 DIREXION SHS ETF TR DL RUSS BEAR 3X 25490K786 140 22075 SH DFND 22075 0 0 SCHLUMBERGER LTD COM 806857108 814 10427 SH DFND 10427 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 231 10346 SH DFND 10346 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 37926 160882 SH DFND 160882 0 0 MICROSOFT CORP COM 594918104 271 4128 SH DFND 4128 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 27 11325 SH DFND 11325 0 0 FIFTH THIRD BANCORP COM 316773100 261 10287 SH DFND 10287 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 236 876 SH DFND 876 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 118 12263 SH DFND 12263 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 62 19064 SH DFND 19064 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 201 2153 SH DFND 2153 0 0 REGIONS FINL CORP NEW COM 7591EP100 260 17941 SH DFND 17941 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 517 4802 SH DFND 4802 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 488 3553 SH DFND 3553 0 0 HALLIBURTON CO COM 406216101 600 12204 SH DFND 12204 0 0 AES CORP COM 00130H105 132 11811 SH DFND 11811 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 499 6213 SH DFND 6213 0 0 MANULIFE FINL CORP COM 56501R106 222 12546 SH DFND 12546 0 0 TECHNIPFMC PLC COM G87110105 239 7373 SH DFND 7373 0 0 VEREIT INC COM 92339V100 267 31537 SH DFND 31537 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 3328 11350 SH DFND 11350 0 0 ANADARKO PETE CORP COM 032511107 543 8774 SH DFND 8774 0 0 PENN WEST PETE LTD NEW COM 707887105 38 22780 SH DFND 22780 0 0 BB&T CORP COM 054937107 410 9179 SH DFND 9179 0 0 PROSHARES TR SHT MSCI NEW 74347X575 195 15271 SH DFND 15271 0 0 INTL PAPER CO COM 460146103 396 7814 SH DFND 7814 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 6281 90585 SH DFND 90585 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 206 2823 SH DFND 2823 0 0 UGI CORP NEW COM 902681105 486 9850 SH DFND 9850 0 0 ISHARES TR IBOXX INV CP ETF 464287242 628 5327 SH DFND 5327 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 322 7410 SH DFND 7410 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 251 16939 SH DFND 16939 0 0 BAKER HUGHES INC COM 057224107 263 4399 SH DFND 4399 0 0 SERVICENOW INC COM 81762P102 222 2543 SH DFND 2543 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1640 41301 SH DFND 41301 0 0 TRANSOCEAN LTD REG SHS H8817H100 178 14313 SH DFND 14313 0 0 PNC FINL SVCS GROUP INC COM 693475105 259 2155 SH DFND 2155 0 0 MERCK & CO INC COM 58933Y105 280 4422 SH DFND 4422 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 493 3722 SH DFND 3722 0 0 SEADRILL LIMITED SHS G7945E105 32 19683 SH DFND 19683 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 33 17800 SH DFND 17800 0 0 MGM RESORTS INTERNATIONAL COM 552953101 339 12408 SH DFND 12408 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 271 6939 SH DFND 6939 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 225 11849 SH DFND 11849 0 0 DARDEN RESTAURANTS INC COM 237194105 326 3902 SH DFND 3902 0 0 UNITED RENTALS INC COM 911363109 216 1730 SH DFND 1730 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 204 2405 SH DFND 2405 0 0 PROSHARES TR II VIX SHORT TERM F 74347W262 152 11585 SH DFND 11585 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 297 7742 SH DFND 7742 0 0 BLACKBERRY LTD COM 09228F103 86 11098 SH DFND 11098 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 67 10115 SH DFND 10115 0 0 TCF FINL CORP COM 872275102 239 14066 SH DFND 14066 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 381 2372 SH DFND 2372 0 0 M & T BK CORP COM 55261F104 328 2123 SH DFND 2123 0 0 PFIZER INC COM 717081103 310 9062 SH DFND 9062 0 0 XEROX CORP COM 984121103 237 32388 SH DFND 32388 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 955 28766 SH DFND 28766 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 213 17686 SH DFND 17686 0 0 ISHARES TR CORE MSCI EAFE 46432F842 602 10405 SH DFND 10405 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 569 6241 SH DFND 6241 0 0 ISHARES MSCI AUST ETF 464286103 251 11128 SH DFND 11128 0 0 NATIONAL OILWELL VARCO INC COM 637071101 212 5309 SH DFND 5309 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 258 14221 SH DFND 14221 0 0 BAZAARVOICE INC COM 073271108 45 10668 SH DFND 10668 0 0 YAMANA GOLD INC COM 98462Y100 211 76587 SH DFND 76587 0 0 BLACKROCK INC COM 09247X101 238 621 SH DFND 621 0 0 SVB FINL GROUP COM 78486Q101 236 1270 SH DFND 1270 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 506 7781 SH DFND 7781 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 503 14584 SH DFND 14584 0 0 PHILIP MORRIS INTL INC COM 718172109 201 1788 SH DFND 1788 0 0 ROCKWELL COLLINS INC COM 774341101 301 3100 SH DFND 3100 0 0 VANGUARD INDEX FDS REIT ETF 922908553 17592 213013 SH DFND 213013 0 0 ISHARES MSCI CDA ETF 464286509 212 7904 SH DFND 7904 0 0 RITE AID CORP COM 767754104 212 50050 SH DFND 50050 0 0 ALTRIA GROUP INC COM 02209S103 371 5202 SH DFND 5202 0 0 MARATHON PETE CORP COM 56585A102 525 10394 SH DFND 10394 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 366 1775 SH DFND 1775 0 0 ZIONS BANCORPORATION COM 989701107 207 4940 SH DFND 4940 0 0 GOLDCORP INC NEW COM 380956409 215 14763 SH DFND 14763 0 0 ISHARES TR PHLX SEMICND ETF 464287523 300 2192 SH DFND 2192 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 224 7000 SH DFND 7000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 172 12317 SH DFND 12317 0 0 ISHARES TR 7-10YR TR BD ETF 464287440 799 7568 SH DFND 7568 0 0 RICE ENERGY INC COM 762760106 256 10842 SH DFND 10842 0 0 JPMORGAN CHASE & CO COM 46625H100 351 4000 SH DFND 4000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 444 8151 SH DFND 8151 0 0 FITBIT INC CL A 33812L102 61 10444 SH DFND 10444 0 0 NVR INC COM 62944T105 514 244 SH DFND 244 0 0 GLOBAL EAGLE ENTMT INC COM 37951D102 51 16252 SH DFND 16252 0 0 PENNEY J C INC COM 708160106 74 12056 SH DFND 12056 0 0 MONSANTO CO NEW COM 61166W101 488 4317 SH DFND 4317 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25490K570 496 55178 SH DFND 55178 0 0 ENSCO PLC SHS CLASS A G3157S106 126 14168 SH DFND 14168 0 0 DISCOVER FINL SVCS COM 254709108 430 6297 SH DFND 6297 0 0 CITIZENS FINL GROUP INC COM 174610105 421 12195 SH DFND 12195 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 1327 40790 SH DFND 40790 0 0 DIREXION SHS ETF TR DLY S&P 500 BEAR 25459Y371 163 18002 SH DFND 18002 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 219 3463 SH DFND 3463 0 0 ISHARES INC CORE MSCI EMKT 46434G103 2347 49112 SH DFND 49112 0 0 ISHARES TR U.S. REAL ES ETF 464287739 349 4457 SH DFND 4457 0 0 JOHNSON & JOHNSON COM 478160104 339 2724 SH DFND 2724 0 0 CISCO SYS INC COM 17275R102 260 7711 SH DFND 7711 0 0 VALE S A ADR 91912E105 132 13983 SH DFND 13983 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 481 23277 SH DFND 23277 0 0 ISHARES TR 20 YR TR BD ETF 464287432 545 4520 SH DFND 4520 0 0 ALPHABET INC CAP STK CL A 02079K305 1055 1245 SH DFND 1245 0 0 FUELCELL ENERGY INC COM NEW 35952H502 23 16894 SH DFND 16894 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 238 4892 SH DFND 4892 0 0