0001475597-17-000003.txt : 20170213 0001475597-17-000003.hdr.sgml : 20170213 20170213112442 ACCESSION NUMBER: 0001475597-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HRT FINANCIAL LLC CENTRAL INDEX KEY: 0001475597 IRS NUMBER: 800491142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16455 FILM NUMBER: 17597009 BUSINESS ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212 293-1444 MAIL ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001475597 XXXXXXXX 12-31-2016 12-31-2016 HRT FINANCIAL LLC

32 OLD SLIP, 30TH FLOOR NEW YORK NY 10005

13F HOLDINGS REPORT 028-16455 N Adam Nunes 212-293-1927 Adam Nunes New York NY 02-13-2017 0 72 78399 false INFORMATION TABLE 2 form13fInfoTable.20161230.xml DIREXION SHS ETF TR DAILY GOLD MINER 25490K133 275 5697 SH DFND 5697 0 0 ADVANCED MICRO DEVICES INC COM 007903107 166 14666 SH DFND 14666 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 318 8733 SH DFND 8733 0 0 ABBOTT LABS COM 002824100 438 11426 SH DFND 11426 0 0 BB&T CORP COM 054937107 341 7271 SH DFND 7271 0 0 CREDIT SUISSE AG NASSAU BRH EXCHTRADE MIDTER 22539T621 100 11658 SH DFND 11658 0 0 DIREXION SHS ETF TR SP BIOTCH BR3X 25490K745 340 17976 SH DFND 17976 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 298 2954 SH DFND 2954 0 0 PROSHARES TR ULTR RUSSL2000 74347X799 423 3569 SH DFND 3569 0 0 AMAZON COM INC COM 023135106 326 436 SH DFND 436 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1032 20846 SH DFND 20846 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 255 7648 SH DFND 7648 0 0 ISHARES MSCI EURZONE ETF 464286608 388 11241 SH DFND 11241 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1267 28766 SH DFND 28766 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 2754 38445 SH DFND 38445 0 0 ISHARES MSCI FRANCE ETF 464286707 226 9200 SH DFND 9200 0 0 TWO HBRS INVT CORP COM 90187B101 121 13913 SH DFND 13913 0 0 ISHARES TR CHINA ETF 46429B671 233 5331 SH DFND 5331 0 0 CHESAPEAKE ENERGY CORP COM 165167107 388 55390 SH DFND 55390 0 0 ISHARES TR MSCI ACWI ETF 464288257 462 7817 SH DFND 7817 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 1593 47781 SH DFND 47781 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 212 24357 SH DFND 24357 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 6335 107036 SH DFND 107036 0 0 ANNALY CAP MGMT INC COM 035710409 330 33117 SH DFND 33117 0 0 PEPSICO INC COM 713448108 223 2135 SH DFND 2135 0 0 GROUPON INC COM 399473107 112 33876 SH DFND 33876 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 236 23025 SH DFND 23025 0 0 JPMORGAN CHASE & CO COM 46625H100 303 3512 SH DFND 3512 0 0 ISHARES TR IBOXX INV CP ETF 464287242 489 4181 SH DFND 4181 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 377 1840 SH DFND 1840 0 0 ISHARES TR MIN VOL USA ETF 46429B697 3276 72462 SH DFND 72462 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 33417 149497 SH DFND 149497 0 0 ISHARES MSCI HONG KG ETF 464286871 562 28854 SH DFND 28854 0 0 MICROSOFT CORP COM 594918104 559 9010 SH DFND 9010 0 0 FIFTH THIRD BANCORP COM 316773100 256 9500 SH DFND 9500 0 0 FREEPORT-MCMORAN INC CL B 35671D857 281 21359 SH DFND 21359 0 0 ALPHABET INC CAP STK CL C 02079K107 734 951 SH DFND 951 0 0 PROSHARES TR ULTSH NASD BIOT 74347B789 411 11750 SH DFND 11750 0 0 SIRIUS XM HLDGS INC COM 82968B103 154 34667 SH DFND 34667 0 0 ORACLE CORP COM 68389X105 657 17093 SH DFND 17093 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 257 16284 SH DFND 16284 0 0 ISHARES GOLD TRUST ISHARES 464285105 628 56733 SH DFND 56733 0 0 PROSHARES TR PSHS ULT NASB 74347R214 413 10360 SH DFND 10360 0 0 PROSHARES TR II ULTRA VIX SHORT 74347W254 94 10766 SH DFND 10766 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1151 24020 SH DFND 24020 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 812 23403 SH DFND 23403 0 0 KINDER MORGAN INC DEL COM 49456B101 202 9778 SH DFND 9778 0 0 ISHARES TR EUROPE ETF 464287861 1100 28347 SH DFND 28347 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 83 10393 SH DFND 10393 0 0 WENDYS CO COM 95058W100 143 10582 SH DFND 10582 0 0 ICICI BK LTD ADR 45104G104 202 27088 SH DFND 27088 0 0 DBX ETF TR XTRAK MSCI EAFE 233051200 293 10466 SH DFND 10466 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 890 17213 SH DFND 17213 0 0 SPRINT CORP COM SER 1 85207U105 113 13537 SH DFND 13537 0 0 ISHARES MSCI GERMANY ETF 464286806 201 7604 SH DFND 7604 0 0 ISHARES MSCI AUST ETF 464286103 301 14915 SH DFND 14915 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 2825 68217 SH DFND 68217 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1273 30000 SH DFND 30000 0 0 HECLA MNG CO COM 422704106 59 11409 SH DFND 11409 0 0 JOHNSON & JOHNSON COM 478160104 214 1860 SH DFND 1860 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25490K570 134 17554 SH DFND 17554 0 0 CISCO SYS INC COM 17275R102 529 17520 SH DFND 17520 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 195 57873 SH DFND 57873 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 326 11786 SH DFND 11786 0 0 AMBEV SA SPONSORED ADR 02319V103 124 25318 SH DFND 25318 0 0 ISHARES TR 20 YR TR BD ETF 464287432 781 6562 SH DFND 6562 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 751 17016 SH DFND 17016 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 484 20843 SH DFND 20843 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 270 6637 SH DFND 6637 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 2102 7924 SH DFND 7924 0 0 ISHARES TR INTL SEL DIV ETF 464288448 426 14422 SH DFND 14422 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 355 11279 SH DFND 11279 0 0