0001475597-16-000022.txt : 20161109 0001475597-16-000022.hdr.sgml : 20161109 20161109120107 ACCESSION NUMBER: 0001475597-16-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 EFFECTIVENESS DATE: 20161109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HRT FINANCIAL LLC CENTRAL INDEX KEY: 0001475597 IRS NUMBER: 800491142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16455 FILM NUMBER: 161983278 BUSINESS ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212 293-1444 MAIL ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001475597 XXXXXXXX 09-30-2016 09-30-2016 HRT FINANCIAL LLC

32 OLD SLIP, 30TH FLOOR NEW YORK NY 10005

13F HOLDINGS REPORT 028-16455 N Adam Nunes 212-293-1927 Adam Nunes New York NY 11-09-2016 0 114 113544 false INFORMATION TABLE 2 form13fInfoTable.20160930.xml CHESAPEAKE ENERGY CORP COM 165167107 261 41785 SH DFND 41785 0 0 GROUPON INC COM CL A 399473107 81 15908 SH DFND 15908 0 0 ALCOA INC COM 013817101 219 21656 SH DFND 21656 0 0 SPRINT CORP COM SER 1 85207U105 202 30496 SH DFND 30496 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 468 51704 SH DFND 51704 0 0 PNC FINL SVCS GROUP INC COM 693475105 232 2581 SH DFND 2581 0 0 DIREXION SHS ETF TR DL RUSS BEAR 3X 25490K786 133 13051 SH DFND 13051 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2917 40456 SH DFND 40456 0 0 COSTCO WHSL CORP NEW COM 22160K105 246 1616 SH DFND 1616 0 0 ISHARES TR CORE US AGGBD ET 464287226 461 4104 SH DFND 4104 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 501 17409 SH DFND 17409 0 0 ISHARES TR MIN VOL USA ETF 46429B697 3813 83952 SH DFND 83952 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 29844 137978 SH DFND 137978 0 0 SUPERVALU INC COM 868536103 50 10045 SH DFND 10045 0 0 MICROSOFT CORP COM 594918104 237 4124 SH DFND 4124 0 0 FIFTH THIRD BANCORP COM 316773100 478 23376 SH DFND 23376 0 0 GERDAU S A SPON ADR REP PFD 373737105 169 62337 SH DFND 62337 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 550 58997 SH DFND 58997 0 0 KEYCORP NEW COM 493267108 409 33638 SH DFND 33638 0 0 SIRIUS XM HLDGS INC COM 82968B103 135 32376 SH DFND 32376 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 212 1072 SH DFND 1072 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 7017 214156 SH DFND 214156 0 0 PROSHARES TR ULTR RUSSL2000 74347X799 230 2467 SH DFND 2467 0 0 VALE S A ADR REPSTG PFD 91912E204 135 28679 SH DFND 28679 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 159 26330 SH DFND 26330 0 0 VALLEY NATL BANCORP COM 919794107 122 12545 SH DFND 12545 0 0 HALLIBURTON CO COM 406216101 368 8202 SH DFND 8202 0 0 CREDIT SUISSE NASSAU BRH VS 3XINV CRUDE 22542D548 215 3205 SH DFND 3205 0 0 BARCLAYS PLC ADR 06738E204 125 14497 SH DFND 14497 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 182 13765 SH DFND 13765 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 13857 47873 SH DFND 47873 0 0 DBX ETF TR XTRAK MSCI EAFE 233051200 237 8985 SH DFND 8985 0 0 ENCANA CORP COM 292505104 130 12420 SH DFND 12420 0 0 BB&T CORP COM 054937107 475 12614 SH DFND 12614 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 508 9459 SH DFND 9459 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 225 20616 SH DFND 20616 0 0 ISHARES TR CHINA ETF 46429B671 287 5923 SH DFND 5923 0 0 WENDYS CO COM 95058W100 161 14968 SH DFND 14968 0 0 GENERAL ELECTRIC CO COM 369604103 290 9824 SH DFND 9824 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 305 8162 SH DFND 8162 0 0 PEPSICO INC COM 713448108 455 4185 SH DFND 4185 0 0 COCA COLA CO COM 191216100 455 10761 SH DFND 10761 0 0 ORACLE CORP COM 68389X105 661 16837 SH DFND 16837 0 0 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 559 36306 SH DFND 36306 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 240 18286 SH DFND 18286 0 0 ERICSSON ADR B SEK 10 294821608 207 28779 SH DFND 28779 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1941 40638 SH DFND 40638 0 0 MERCK & CO INC COM 58933Y105 216 3470 SH DFND 3470 0 0 AMBEV SA SPONSORED ADR 02319V103 99 16338 SH DFND 16338 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 559 18302 SH DFND 18302 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 212 8773 SH DFND 8773 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 5376 109743 SH DFND 109743 0 0 MICRON TECHNOLOGY INC COM 595112103 242 13666 SH DFND 13666 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 214 3027 SH DFND 3027 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 156 27851 SH DFND 27851 0 0 ALTRIA GROUP INC COM 02209S103 486 7689 SH DFND 7689 0 0 REGIONS FINL CORP NEW COM 7591EP100 746 75648 SH DFND 75648 0 0 SCHLUMBERGER LTD COM 806857108 468 5959 SH DFND 5959 0 0 AK STL HLDG CORP COM 001547108 56 11608 SH DFND 11608 0 0 UMPQUA HLDGS CORP COM 904214103 167 11148 SH DFND 11148 0 0 CREDIT SUISSE NASSAU BRH VS 3XLNGNATGAS 22542D530 248 40870 SH DFND 40870 0 0 PROSHARES TR SHRT RUSSELL2000 74348A210 681 12681 SH DFND 12681 0 0 CVS HEALTH CORP COM 126650100 308 3471 SH DFND 3471 0 0 BROADCOM LTD SHS Y09827109 218 1267 SH DFND 1267 0 0 FREEPORT-MCMORAN INC CL B 35671D857 108 10015 SH DFND 10015 0 0 QUALCOMM INC COM 747525103 241 3523 SH DFND 3523 0 0 PROCTER AND GAMBLE CO COM 742718109 782 8715 SH DFND 8715 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 321 20294 SH DFND 20294 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 207 1968 SH DFND 1968 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 496 19143 SH DFND 19143 0 0 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 188 11424 SH DFND 11424 0 0 YAMANA GOLD INC COM 98462Y100 85 19769 SH DFND 19769 0 0 IAMGOLD CORP COM 450913108 69 17255 SH DFND 17255 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 119 18595 SH DFND 18595 0 0 BARRICK GOLD CORP COM 067901108 433 24449 SH DFND 24449 0 0 HECLA MNG CO COM 422704106 72 12773 SH DFND 12773 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1223 101368 SH DFND 101368 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 183 44031 SH DFND 44031 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2628 45016 SH DFND 45016 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 455 11956 SH DFND 11956 0 0 PHILIP MORRIS INTL INC COM 718172109 639 6577 SH DFND 6577 0 0 VANGUARD INDEX FDS REIT ETF 922908553 10815 124690 SH DFND 124690 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 171 20607 SH DFND 20607 0 0 INTEL CORP COM 458140100 376 9982 SH DFND 9982 0 0 NOBLE CORP PLC SHS USD G65431101 88 14016 SH DFND 14016 0 0 ISHARES MSCI MALAYSI ETF 464286830 88 10871 SH DFND 10871 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 598 36521 SH DFND 36521 0 0 SUNCOR ENERGY INC NEW COM 867224107 275 9923 SH DFND 9923 0 0 NOKIA CORP SPONSORED ADR 654902204 244 42171 SH DFND 42171 0 0 NABORS INDUSTRIES LTD SHS G6359F103 136 11250 SH DFND 11250 0 0 JPMORGAN CHASE & CO COM 46625H100 233 3512 SH DFND 3512 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 258 27983 SH DFND 27983 0 0 ISHARES TR CORE S&P500 ETF 464287200 325 1497 SH DFND 1497 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 142 13950 SH DFND 13950 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 454 21035 SH DFND 21035 0 0 AT&T INC COM 00206R102 645 15906 SH DFND 15906 0 0 PROSHARES TR ULTRAPRO SH NW14 74348A418 275 20610 SH DFND 20610 0 0 UNITED STATES STL CORP NEW COM 912909108 238 12646 SH DFND 12646 0 0 ENSCO PLC SHS CLASS A G3157S106 127 14947 SH DFND 14947 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 368 21953 SH DFND 21953 0 0 ING GROEP N V SPONSORED ADR 456837103 141 11475 SH DFND 11475 0 0 HUNTINGTON BANCSHARES INC COM 446150104 661 67100 SH DFND 67100 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 177 16266 SH DFND 16266 0 0 WAL-MART STORES INC COM 931142103 330 4587 SH DFND 4587 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1853 40648 SH DFND 40648 0 0 ISHARES TR U.S. REAL ES ETF 464287739 826 10250 SH DFND 10250 0 0 JOHNSON & JOHNSON COM 478160104 219 1860 SH DFND 1860 0 0 CISCO SYS INC COM 17275R102 208 6585 SH DFND 6585 0 0 VALE S A ADR 91912E105 154 28065 SH DFND 28065 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 235 6268 SH DFND 6268 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 272 3382 SH DFND 3382 0 0 ISHARES TR 20 YR TR BD ETF 464287432 339 2470 SH DFND 2470 0 0 KINROSS GOLD CORP COM NO PAR 496902404 60 14361 SH DFND 14361 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2348 121663 SH DFND 121663 0 0