0001628280-16-010703.txt : 20160203 0001628280-16-010703.hdr.sgml : 20160203 20160203170341 ACCESSION NUMBER: 0001628280-16-010703 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160201 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ellington Residential Mortgage REIT CENTRAL INDEX KEY: 0001560672 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 460687599 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 53 FOREST AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 BUSINESS PHONE: (203) 698-1200 MAIL ADDRESS: STREET 1: 53 FOREST AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tecotzky Mark CENTRAL INDEX KEY: 0001474810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35896 FILM NUMBER: 161385598 MAIL ADDRESS: STREET 1: 53 FOREST AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 4 1 wf-form4_145453700870661.xml FORM 4 X0306 4 2016-02-01 0 0001560672 Ellington Residential Mortgage REIT EARN 0001474810 Tecotzky Mark 53 FOREST AVENUE OLD GREENWICH CT 06870 0 1 0 0 Co-Chief Investment Officer Common shares 2016-02-01 4 P 0 159 11.44 A 5254 D Common shares 2016-02-02 4 P 0 281 11.39 A 5535 D This transaction was executed in multiple trades at prices ranging from $11.41 to $11.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person. This transaction was executed in multiple trades at prices ranging from $11.22 to $11.46. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person. /s/ Jason Frank, as attorney-in-fact for Mark Tecotzky 2016-02-03