0001474208-12-000002.txt : 20120215 0001474208-12-000002.hdr.sgml : 20120215 20120215153930 ACCESSION NUMBER: 0001474208-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120215 DATE AS OF CHANGE: 20120215 EFFECTIVENESS DATE: 20120215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Constellation Wealth Advisors, LLC CENTRAL INDEX KEY: 0001474208 IRS NUMBER: 204928100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13618 FILM NUMBER: 12615910 BUSINESS ADDRESS: STREET 1: 505 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-697-2500 MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 cwa4q11.txt 4TH QUARTER 2012 SUBMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Dec 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Constellation Wealth Advisors, LLC Address: 505 Fifth Avenue 19th Floor New York, New York 10017 13F File Number: 28-13618 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin Loving Title: Head Trader & Portfolio Administrator Phone: 646-292-7914 Signature, Place, and Date of Signing: Kevin Loving New York, NY February 15, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 220 Form13F Information Table Value Total: $473,508 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A H BELO CORP COM CL A Common Stock 001282102 150 31480 SH Sole 31480 ABB LTD SPONSORED ADR ADR 000375204 342 18185 SH Other 18185 ALCOA INC COM Common Stock 013817101 104 12000 SH Other 12000 ALERE INC COM Common Stock 01449j105 2272 98400 SH Other 98400 ALLERGAN INC COM Common Stock 018490102 1420 16189 SH Other 16189 ALTERA CORP COM Common Stock 021441100 2035 54847 SH Other 54847 ALUMINA LTD SPONSORED ADR ADR 022205108 793 172006 SH Other 172006 AMC NETWORKS INC CL A Common Stock 00164v103 286 7600 SH Other 7600 AMERICAN EXPRESS CO COM Common Stock 025816109 527 11171 SH Other 11171 AMERICAN TOWER CORP CL A Common Stock 029912201 2553 42543 SH Other 42543 AMERICAN WTR WKS CO INC NEW CO Common Stock 030420103 6104 191577 SH Sole 191577 ANGLOGOLD ASHANTI LTD SPONSORE ADR 035128206 2420 56999 SH Other 56999 ANHEUSER BUSCH INBEV SA/NV SPO ADR 03524a108 4077 66850 SH Sole 66850 AON CORP COM Common Stock 037389103 3562 76110 SH Other 76110 APACHE CORP COM Common Stock 037411105 796 8788 SH Other 8788 APACHE CORP PFD CONV SER D Cnvt Pref 037411808 300 5520 SH Other 5520 ARCH CAP GROUP LTD ORD Common Stock g0450a105 1273 34200 SH Sole 34200 ARCHER DANIELS MIDLAND CO COM Common Stock 039483102 5262 183972 SH Sole 183972 ARCHER DANIELS MIDLAND CO SR C Cnvt Bnd 039483aw2 263 262000 PRN Other 262000 ASTRAZENECA PLC SPONSORED ADR ADR 046353108 1332 28765 SH Other 28765 AT&T INC COM Common Stock 00206r102 7088 234376 SH Sole 234376 AXIS CAPITAL HOLDINGS SHS Common Stock g0692u109 1536 48071 SH Other 48071 BAKER MICHAEL CORP Common Stock 057149106 235 12000 SH Sole 12000 BANCO BILBAO VIZCAYA ARGENTARI ADR 05946k101 114 13262 SH Other 13262 BANK OF AMERICA CORPORATION CO Common Stock 060505104 222 40000 SH Sole 40000 BANK OF NEW YORK MELLON CORP C Common Stock 064058100 2566 128860 SH Sole 128860 BARCLAYS PLC ADR ADR 06738e204 157 14277 SH Other 14277 BARRICK GOLD CORP COM Common Stock 067901108 4529 100082 SH Sole 100082 BERKLEY W R CORP COM Common Stock 084423102 2564 74550 SH Other 74550 BERKSHIRE HATHAWAY INC DEL CL Common Stock 084670702 237 3100 SH Sole 3100 BHP BILLITON LTD SPONSORED ADR ADR 088606108 427 6050 SH Other 6050 BRITISH AMERN TOB PLC SPONSORE ADR 110448107 620 6531 SH Other 6531 CABLEVISION SYS CORP CL A NY C Common Stock 12686c109 362 25468 SH Other 25468 CALLAWAY GOLF CO Common Stock 131193104 88 16000 SH Sole 16000 CAMECO CORP COM Common Stock 13321l108 1082 59925 SH Other 59925 CANON INC ADR ADR 138006309 202 4592 SH Other 4592 CBS CORPCLASS A Common Stock 124857103 284 10250 SH Other 10250 CENTRAIS ELETRICAS BRASILEIRAS ADR Pref 15234q108 422 29086 SH Other 29086 CHEMTURA CORP COM NEW Common Stock 163893209 258 22786 SH Sole 22786 CHESAPEAKE ENERGY CORP NT CONV Cnvt Bnd 165167bw6 282 289000 PRN Other 289000 CHEVRON CORP NEW COM Common Stock 166764100 6167 57959 SH Sole 57959 CHUBB CORP COM Common Stock 171232101 6813 98423 SH Sole 98423 CINCINNATI BELL INC NEW COM Common Stock 171871106 85 28000 SH Other 28000 CME GROUP INC COM Common Stock 12572q105 2443 10024 SH Other 10024 COACH INC COM Common Stock 189754104 2334 38233 SH Other 38233 COGNIZANT TECHNOLOGY SOLUTIONS Common Stock 192446102 2750 42768 SH Other 42768 COMPANHIA SIDERURGICA NACIONAL ADR 20440w105 191 23320 SH Other 23320 COMPASS MINERALS INTL INC COM Common Stock 20451n101 2704 39275 SH Other 39275 COVIDIEN PLC SHS Common Stock g2554f113 4613 102485 SH Sole 102485 CRANE CO COM Common Stock 224399105 402 8600 SH Other 8600 CURTISS WRIGHT CORP COM Common Stock 231561101 413 11700 SH Other 11700 DANAHER CORP DEL LYON 01/21 Cnvt Bnd 235851af9 334 245000 PRN Other 245000 DEERE & CO COM Common Stock 244199105 563 7277 SH Other 7277 DELL INC COM Common Stock 24702r101 163 11120 SH Other 11120 DIAGEO P L C SPON ADR NEW ADR 25243q205 313 3579 SH Other 3579 DIANA CONTAINERSHIPS INC Common Stock y2069p101 226 41977 SH Sole 41977 DIEBOLD INC COM Common Stock 253651103 361 12000 SH Other 12000 DIRECTV COM CL A Common Stock 25490a101 627 14663 SH Other 14663 DR PEPPER SNAPPLE GROUP INC CO Common Stock 26138e109 201 5100 SH Other 5100 E M C CORP MASS COM Common Stock 268648102 248 11500 SH Sole 11500 E M C CORP MASS SR NT CV 1.75% Cnvt Bnd 268648am4 535 373000 PRN Other 373000 EATON VANCE TXMGD GL BUYWR OPP 27829c105 8556 832309 SH Sole 832309 EBAY INC COM Common Stock 278642103 354 11686 SH Other 11686 ECOLAB INC COM Common Stock 278865100 4366 75524 SH Other 75524 ERICSSON L M TEL CO ADR B SEK ADR 294821608 111 10977 SH Other 10977 EVEREST RE GROUP LTD COM Common Stock g3223r108 967 11500 SH Sole 11500 EXXON MOBIL CORP COM Common Stock 30231g102 492 5800 SH Sole 5800 FIDELITY NATL INFORMATION SVCS Common Stock 31620m106 4225 158893 SH Other 158893 FLOWSERVE CORP COM Common Stock 34354p105 506 5090 SH Other 5090 FRANKLIN RES INC COM Common Stock 354613101 225 2346 SH Other 2346 GANNETT INC COM Common Stock 364730101 5554 415431 SH Sole 415431 GATX CORP COM Common Stock 361448103 299 6852 SH Other 6852 GENUINE PARTS CO COM Common Stock 372460105 233 3804 SH Other 3804 GILEAD SCIENCES INC SR CV 0.62 Cnvt Bnd 375558ah6 335 290000 PRN Other 290000 GLAXOSMITHKLINE PLC SPONSORED ADR 37733w105 2771 60726 SH Other 60726 GOLAR LNG LTD BERMUDA SHS Common Stock g9456a100 6716 151100 SH Other 151100 GOLAR LNG PARTNERS LP COM UNIT Common Stock y2745c102 714 23275 SH Other 23275 GOLD FIELDS LTD NEW SPONSORED ADR 38059t106 2043 133967 SH Other 133967 GOLDMAN SACHS GROUP INC COM Common Stock 38141g104 2099 23216 SH Other 23216 GOODRICH CORP COM Common Stock 382388106 230 1856 SH Other 1856 GOVERNMENT PPTYS INCOME TR COM Reits 38376a103 3721 165012 SH Sole 165012 GRUPO TELEVISA SA SPON ADR REP ADR 40049j206 204 9679 SH Other 9679 GULFMARK OFFSHORE INC CL A NEW Common Stock 402629208 1147 27300 SH Other 27300 HECKMANN CORP COM Common Stock 422680108 2046 307700 SH Other 307700 HERTZ GLOBAL HOLDINGS INC COM Common Stock 42805t105 254 21700 SH Sole 21700 HEWLETT PACKARD CO COM Common Stock 428236103 1334 51786 SH Other 51786 HOLOGIC INC SR NT CV 2%37 Cnvt Bnd 436440ab7 280 256000 PRN Other 256000 HOSPIRA INC COM Common Stock 441060100 1369 45078 SH Other 45078 HSBC HLDGS PLC SPON ADR NEW ADR 404280406 318 8338 SH Other 8338 ILLUMINA INC COM Common Stock 452327109 1575 51687 SH Other 51687 INDIA FD INC COM 454089103 820 43068 SH Sole 43068 INTERMEC INCCOM Common Stock 458786100 69 10000 SH Other 10000 INTERNAP NETWORK SVCS CORP COM Common Stock 45885a300 146 24500 SH Other 24500 INTERNATIONAL BUSINESS MACHS C Common Stock 459200101 6343 34495 SH Sole 34495 INTERNATIONAL GAME TECHNOLOGY Cnvt Bnd 459902aq5 301 254000 PRN Other 254000 INTUITIVE SURGICAL INC COM NEW Common Stock 46120e602 2261 4883 SH Other 4883 ISHARES INC MSCI BRAZIL 464286400 2610 45476 SH Sole 45476 ISHARES INC MSCI CHILE INVES 464286640 300 5198 SH Sole 5198 ISHARES INC MSCI SINGAPORE 464286673 1377 127155 SH Sole 127155 ISHARES TR CONS SRVC IDX 464287580 318 4452 SH Sole 4452 ISHARES TR DJ SEL DIV INX 464287168 554 10310 SH Sole 10310 ISHARES TR LRGE CORE INDX 464287127 38745 541890 SH Sole 540799 1091 ISHARES TR MSCI ACWI INDX 464288257 318 7533 SH Sole 7533 ISHARES TR MSCI PERU CAP 464289842 311 8105 SH Sole 8105 ISHARES TR RUSSELL1000GRW 464287614 6600 114204 SH Sole 114204 JANUS CAP GROUP INC COM Common Stock 47102x105 252 40000 SH Sole 40000 JARDEN CORP COM Common Stock 471109108 1722 57625 SH Other 57625 JOHNSON & JOHNSON COM Common Stock 478160104 6306 96162 SH Sole 96162 JPMORGAN CHASE & CO ALERIAN ML 46625h365 9271 237910 SH Sole 237910 KAPSTONE PAPER & PACKAGING CRP Common Stock 48562p103 507 32205 SH Sole 32205 KIMBERLY CLARK CORP COM Common Stock 494368103 286 3883 SH Other 3883 KINROSS GOLD CORP COM NO PAR Common Stock 496902404 483 42357 SH Other 42357 KOREA ELECTRIC PWR SPONSORED A ADR 500631106 1273 115951 SH Other 115951 KROGER CO COM Common Stock 501044101 5596 231029 SH Sole 231029 L-3 COMMUNICATIONS HLDGS INC C Common Stock 502424104 3310 49646 SH Sole 49646 LABORATORY CORP AMER HLDGS COM Common Stock 50540r409 2598 30225 SH Other 30225 LAZARD LTD SHS A Common Stock g54050102 5891 225605 SH Sole 225605 LEGG MASON INC COM Common Stock 524901105 238 9911 SH Other 9911 LIBERTY GLOBAL INC COM SER C Common Stock 530555309 3897 98608 SH Other 98608 LOCKHEED MARTIN CORP COM Common Stock 539830109 1638 20251 SH Other 20251 LOEWS CORP COM Common Stock 540424108 2322 61685 SH Other 61685 MACYS INC COM Common Stock 55616p104 1761 54712 SH Other 54712 MADISON SQUARE GARDEN CO CL A Common Stock 55826p100 222 7750 SH Other 7750 MARINE PRODUCTS CORPCOM Common Stock 568427108 60 12000 SH Other 12000 MASTERCARD INC CL A Common Stock 57636q104 340 911 SH Other 911 MATERIAL SCIENCES CORP Common Stock 576674105 694 85000 SH Sole 85000 MCDONALDS CORP COM Common Stock 580135101 5403 53854 SH Sole 53854 MEAD JOHNSON NUTRITION CO COM Common Stock 582839106 1666 24239 SH Other 24239 MEDIA GENL INC CL A COM Common Stock 584404107 45 11000 SH Other 11000 MEDQUIST HLDGS INC COM Common Stock 58506k102 529 55000 SH Sole 55000 MERCK & CO INC NEW COM Common Stock 58933y105 7721 204799 SH Sole 204799 MICROSOFT CORP COM Common Stock 594918104 6089 234548 SH Sole 234548 MONSANTO CO NEW COM Common Stock 61166w101 2643 37713 SH Other 37713 MONSTER WORLDWIDE INC COM Common Stock 611742107 1163 146625 SH Other 146625 MYLAN INC SR NT CV 1.25%12 Cnvt Bnd 628530ag2 282 281000 PRN Other 281000 NATIONAL CINEMEDIA INC COM Common Stock 635309107 3165 255213 SH Sole 255213 NATIONAL FUEL GAS CO N J COM Common Stock 636180101 589 10600 SH Other 10600 NATIONAL OILWELL VARCO INC COM Common Stock 637071101 2278 33504 SH Other 33504 NEUSTAR INC CL A Common Stock 64126x201 3168 92720 SH Other 92720 NEWFIELD EXPL CO COM Common Stock 651290108 1551 41105 SH Other 41105 NEWMONT MINING CORP SR NT CV 1 Cnvt Bnd 651639ah9 320 230000 PRN Other 230000 NEWS CORP CL A Common Stock 65248e104 4679 262299 SH Other 262299 NEWS CORP CL B Common Stock 65248e203 731 40200 SH Other 40200 NEXEN INC COM Common Stock 65334h102 590 37103 SH Other 37103 NII HLDGS INC CL B NEW Common Stock 62913f201 258 12132 SH Other 12132 NIPPON TELEG & TEL CORP SPONSO ADR 654624105 3778 149144 SH Other 149144 NOBLE ENERGY INC COM Common Stock 655044105 426 4518 SH Sole 4518 NOKIA CORP SPONSORED ADR ADR 654902204 390 81006 SH Other 81006 NORTHERN TR CORP COM Common Stock 665859104 251 6324 SH Other 6324 P T TELEKOMUNIKASI INDONESIA S ADR 715684106 266 8657 SH Other 8657 PACKAGING CORP AMER COM Common Stock 695156109 4186 165834 SH Sole 165834 PANASONIC CORP ADR ADR 69832a205 288 34382 SH Other 34382 PEPSICO INC COM Common Stock 713448108 6815 102707 SH Sole 102707 PETROCHINA CO LTD SPONSORED AD ADR 71646e100 232 1865 SH Other 1865 POWERSHARES DB CMDTY IDX TRACK 73935s105 3650 136000 SH Sole 136000 POWERSHS DB MULTI SECT COMM TR 73936b408 1069 37000 SH Sole 37000 PRAXAIR INC COM Common Stock 74005p104 5160 48267 SH Other 48267 PRICE T ROWE GROUP INC COM Common Stock 74144t108 3057 53684 SH Other 53684 PROCTER & GAMBLE CO COM Common Stock 742718109 6635 99454 SH Sole 99454 PROGRESSIVE CORP OHIO COM Common Stock 743315103 1409 72211 SH Other 72211 QUANTA SVCS INC COM Common Stock 74762e102 1646 76407 SH Other 76407 RALCORP HLDGS INC NEW COM Common Stock 751028101 848 9920 SH Other 9920 RAYTHEON CO COM NEW Common Stock 755111507 3819 78946 SH Sole 78946 REPUBLIC SVCS INC COM Common Stock 760759100 2212 80273 SH Other 80273 ROYAL DUTCH SHELL PLC SPON ADR ADR 780259107 466 6125 SH Other 6125 RPC INC COM Common Stock 749660106 219 12000 SH Other 12000 RYDEX ETF TRUST S&P 500 EQ TRD 78355w106 5045 109000 SH Sole 109000 SANDISK CORP CV SR NT 1.5%17 Cnvt Bnd 80004cad3 434 369000 PRN Other 369000 SANOFI SPONSORED ADR ADR 80105n105 3312 90632 SH Other 90632 SAP AG SPON ADR ADR 803054204 204 3844 SH Other 3844 SARA LEE CORP COM Common Stock 803111103 317 16763 SH Other 16763 SCHWAB CHARLES CORP NEW COM Common Stock 808513105 3498 310701 SH Sole 310701 SCRIPPS NETWORKS INTERACT INC Common Stock 811065101 309 7295 SH Other 7295 SELECT SECTOR SPDR TR SBI CONS 81369y308 318 9802 SH Sole 9802 SELECT SECTOR SPDR TR SBI INT- 81369y886 6401 177904 SH Sole 177904 SELECT SECTOR SPDR TR TECHNOLO 81369y803 316 12402 SH Sole 12402 SIEMENS A G SPONSORED ADR ADR 826197501 1866 19515 SH Other 19515 SILICONWARE PRECISION INDS LTD ADR 827084864 122 28080 SH Other 28080 SK TELECOM LTD SPONSORED ADR ADR 78440p108 583 42825 SH Other 42825 SOUTHWESTERN ENERGY CO COM Common Stock 845467109 877 27467 SH Other 27467 SPDR GOLD TRUST GOLD SHS 78463v107 36064 237277 SH Sole 237062 215 SPDR S&P 500 ETF TR TR UNIT 78462f103 9900 78887 SH Sole 78887 SPRINT NEXTEL CORP COM SER 1 Common Stock 852061100 80 34000 SH Other 34000 STATE STR CORP COM Common Stock 857477103 291 7228 SH Other 7228 SUNCOR ENERGY INC NEW COM Common Stock 867224107 3552 123210 SH Sole 123210 SYMANTEC CORP SR NT CV 1%13 Cnvt Bnd 871503af5 418 375000 PRN Other 375000 TAIWAN SEMICONDUCTOR MFG LTD S ADR 874039100 396 30637 SH Other 30637 TALISMAN ENERGY INC COM Common Stock 87425e103 259 20287 SH Other 20287 TELECOM ITALIA S P A NEW SPON ADR 87927y201 494 55555 SH Other 55555 TELEPHONE & DATA SYS INC SPL C Common Stock 879433860 357 15000 SH Sole 15000 TERADATA CORP DEL COM Common Stock 88076w103 316 6513 SH Other 6513 TEVA PHARMACEUTICAL INDS LTD A ADR 881624209 437 10827 SH Other 10827 THOMAS & BETTS CORP COM Common Stock 884315102 360 6600 SH Other 6600 TIVO INC COM Common Stock 888706108 224 25000 SH Sole 25000 TJX COS INC NEW COM Common Stock 872540109 2582 40000 SH Sole 40000 TORONTO DOMINION BK ONT COM NE Common Stock 891160509 223 2981 SH Other 2981 TOTAL S A SPONSORED ADR ADR 89151e109 287 5613 SH Other 5613 TOYOTA MOTOR CORP SP ADR REP2C ADR 892331307 366 5532 SH Other 5532 TRANSOCEAN LTD REG SHS Common Stock h8817h100 915 23839 SH Other 23839 TYCO INTERNATIONAL LTD SHS Common Stock h89128104 4949 105958 SH Sole 105958 UBS AG SHS NEW Common Stock h89231338 411 34762 SH Other 34762 UNITED STATES CELLULAR CORPCOM Common Stock 911684108 414 9500 SH Other 9500 VANGUARD INTL EQUITY INDEX FD 922042874 3338 80569 SH Sole 80569 VANGUARD INTL EQUITY INDEX FD 922042742 1101 25497 SH Sole 25187 310 VIACOM INCNEW CL A Common Stock 92553p102 333 6250 SH Other 6250 VIASAT INC COM Common Stock 92552v100 229 4975 SH Other 4975 VISA INC COM CL A Common Stock 92826c839 3060 30140 SH Other 30140 VISHAY PRECISION GROUP INC COM Common Stock 92835k103 479 30000 SH Sole 30000 VISTEON CORP COM NEW Common Stock 92839u206 350 7000 SH Sole 7000 WACOAL HOLDINGS CORP ADR ADR 930004205 1510 22997 SH Other 22997 WAL MART STORES INC COM Common Stock 931142103 7061 118148 SH Sole 118148 WARNER CHILCOTT PLC IRELAND SH Common Stock g94368100 346 22875 SH Other 22875 WARNER CHILCOTT PLC IRELAND SH Common Stock g94368100 1934 127850 SH Other 127850 WILLIS GROUP HOLDINGS PUBLIC L Common Stock g96666105 2468 63619 SH Other 63619 WISDOMTREE TR EM LCL DEBT FD 97717x867 2518 51761 SH Sole 51761 WISDOMTREE TR EMERGING MKTS LO Common Stock 97717X867 9728 200000 SH Sole 200000 WRIGHT EXPRESS CORP COM Common Stock 98233q105 207 3814 SH Other 3814 XILINX INC JR SB CV3.125%37 Cnvt Bnd 983919ad3 320 282000 PRN Other 282000 YAHOO INC COM Common Stock 984332106 2274 140971 SH Other 140971 YUM BRANDS INC COM Common Stock 988498101 5247 88925 SH Sole 88925