-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A7KmtcZ8NFbxyWrjKPpCsg66lF6GwNR/JQ/3lFJcPuXFvb2cqzXb9YZtHEJqAguo hliHKICdQRqKSUSxK08mLA== 0001181431-10-005132.txt : 20100128 0001181431-10-005132.hdr.sgml : 20100128 20100128153124 ACCESSION NUMBER: 0001181431-10-005132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100127 FILED AS OF DATE: 20100128 DATE AS OF CHANGE: 20100128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Honey R. Sean CENTRAL INDEX KEY: 0001473977 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34606 FILM NUMBER: 10553789 MAIL ADDRESS: STREET 1: PIER 1, BAY 2 CITY: SAN FRANCISCO STATE: CA ZIP: 94111-2028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cellu Tissue Holdings, Inc. CENTRAL INDEX KEY: 0001295976 STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621] IRS NUMBER: 061346495 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 3442 FRANCIS ROAD STREET 2: SUITE 220 CITY: ALPHARETTA STATE: GA ZIP: 30004 BUSINESS PHONE: (678)393-2651 MAIL ADDRESS: STREET 1: 3442 FRANCIS ROAD STREET 2: SUITE 220 CITY: ALPHARETTA STATE: GA ZIP: 30004 4 1 rrd263851.xml IPO CONVERT/GRANTS X0303 4 2010-01-27 0 0001295976 Cellu Tissue Holdings, Inc. CLU 0001473977 Honey R. Sean 1855 LOCKEWAY DRIVE SUITE 501 ALPHARETTA GA 30004 1 0 0 0 Common Stock 2010-01-27 4 C 0 12014548 A 12014548 I By invest. entity Common Stock 2010-01-27 4 C 0 2660832 A 14675380 I By invest. entity Common Stock 2010-01-27 4 C 0 1672 A 14677052 I By invest. entity Common Stock 2010-01-27 4 S 0 4765735 13 D 9911317 I By invest. entity Common Stock 2010-01-27 4 A 0 1923 A 1923 D Series A Preferred Stock 2010-01-27 4 C 0 12014548 D Common Stock 12014548 0 I By invest. entity Series B Preferred Stock 2010-01-27 4 C 0 2660832 D Common Stock 2660832 0 I By invest. entity Common Stock 2010-01-27 4 C 0 1672 D Common Stock 1672 0 I By invest. entity Stock Option 11.45 2010-01-27 4 A 0 4654 0 A 2011-01-27 2020-01-27 Common Stock 4654 4654 D Reporting person is a non-managing member of the general partner of Weston Presidio V, L.P., a 10% owner of Issuer. Reporting person may be deemed to have an indirect interest in the securities held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Series A Preferred Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation has been merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010. Reporting person is a non-managing member of the general partner of Weston Presidio V, L.P., a 10% owner of Issuer. Reporting person may be deemed to have an indirect interest in the securities held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Securities held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Series B Preferred Stock of Cellu Parent Corporation was converted into Issuer Common Stock at the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010. The number of shares of Issuer Common Stock received was determined in accordance with the terms of the reorganization transactions as described in the Issuer's Registration Statement dated January 21, 2010 relating to its initial public offering. Securities held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Common Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010. Restricted stock grant under the Issuer's 2010 Equity Compensation Plan. Vests in full on the first anniversary of the grant date. Stock option grant under the Issuer's 2010 Equity Compensation Plan. Vests in full on the first anniversary of the grant date. /s/ W. Edwin Litton, Power of Attorney 2010-01-28 -----END PRIVACY-ENHANCED MESSAGE-----