0001181431-14-023561.txt : 20140624 0001181431-14-023561.hdr.sgml : 20140624 20140610182350 ACCESSION NUMBER: 0001181431-14-023561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140606 FILED AS OF DATE: 20140610 DATE AS OF CHANGE: 20140610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith S. Dawn CENTRAL INDEX KEY: 0001473973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 14903166 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER NAME: FORMER CONFORMED NAME: Smith Dawn DATE OF NAME CHANGE: 20091006 4 1 rrd411406.xml FORM 4 X0306 4 2014-06-06 0 0001124610 VMWARE, INC. VMW 0001473973 Smith S. Dawn 3401 HILLVIEW AVENUE PALO ALTO CA 94304 0 1 0 0 Senior VP and General Counsel Class A Common Stock 2014-06-06 4 M 0 2312 84.04 A 0 D Class A Common Stock 2014-06-06 4 S 0 2961 97.12 D 5425 D Employee Stock Option (right-to-buy) 84.04 2014-06-06 4 M 0 2312 0 D 2020-07-25 Class A Common Stock 6939 0 D Price represents weighted average for sales reported. The range of prices for the sales reported is $97.09 through $97.13. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing a right to purchase a total of 9,251 shares of Class A Common stock, became exercisable as to one-quarter of the shares on June 1, 2014, and the remaining shares vest ratably each month thereafter. Larry Wainblat, attorney-in-fact 2014-06-10