0001181431-11-056786.txt : 20111117
0001181431-11-056786.hdr.sgml : 20111117
20111117172345
ACCESSION NUMBER: 0001181431-11-056786
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111115
FILED AS OF DATE: 20111117
DATE AS OF CHANGE: 20111117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith S. Dawn
CENTRAL INDEX KEY: 0001473973
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33622
FILM NUMBER: 111214063
MAIL ADDRESS:
STREET 1: 3401 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER NAME:
FORMER CONFORMED NAME: Smith Dawn
DATE OF NAME CHANGE: 20091006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VMWARE, INC.
CENTRAL INDEX KEY: 0001124610
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943292913
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3401 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: (650) 427-5000
MAIL ADDRESS:
STREET 1: 3401 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER COMPANY:
FORMER CONFORMED NAME: VMWARE INC
DATE OF NAME CHANGE: 20000923
4
1
rrd325989.xml
FORM 4
X0304
4
2011-11-15
0
0001124610
VMWARE, INC.
VMW
0001473973
Smith S. Dawn
3401 HILLVIEW AVENUE
PALO ALTO
CA
94304
0
1
0
0
Senior VP and General Counsel
Class A Common Stock
2011-11-15
4
F
0
2149
103.25
D
0
D
Class A Common Stock
2011-11-16
4
M
0
1875
45.05
A
0
D
Class A Common Stock
2011-11-16
4
S
0
4329
103.05
D
31310
D
Employee Stock Option (right-to-buy)
45.05
2011-11-16
4
M
0
1875
0
D
2015-10-14
Class A Common Stock
1875
43125
D
Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.
The option, representing a right to purchase a total of 90,000 shares of Class A Common stock, became exercisable as to one-quarter of the shares on October 14, 2010, and vests in 36 equal monthly installments as to the remaining shares until fully exercisable on October 14, 2013.
Larry Wainblat, attorney-in-fact
2011-11-17