0001181431-11-056786.txt : 20111117 0001181431-11-056786.hdr.sgml : 20111117 20111117172345 ACCESSION NUMBER: 0001181431-11-056786 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111115 FILED AS OF DATE: 20111117 DATE AS OF CHANGE: 20111117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith S. Dawn CENTRAL INDEX KEY: 0001473973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 111214063 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER NAME: FORMER CONFORMED NAME: Smith Dawn DATE OF NAME CHANGE: 20091006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 rrd325989.xml FORM 4 X0304 4 2011-11-15 0 0001124610 VMWARE, INC. VMW 0001473973 Smith S. Dawn 3401 HILLVIEW AVENUE PALO ALTO CA 94304 0 1 0 0 Senior VP and General Counsel Class A Common Stock 2011-11-15 4 F 0 2149 103.25 D 0 D Class A Common Stock 2011-11-16 4 M 0 1875 45.05 A 0 D Class A Common Stock 2011-11-16 4 S 0 4329 103.05 D 31310 D Employee Stock Option (right-to-buy) 45.05 2011-11-16 4 M 0 1875 0 D 2015-10-14 Class A Common Stock 1875 43125 D Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. The option, representing a right to purchase a total of 90,000 shares of Class A Common stock, became exercisable as to one-quarter of the shares on October 14, 2010, and vests in 36 equal monthly installments as to the remaining shares until fully exercisable on October 14, 2013. Larry Wainblat, attorney-in-fact 2011-11-17