-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SlD780j8ymjys1rxA+nCI89lxr29sqLqDZSew6n2e2xO8XeCUnvmSdoQUKRd4xt8 dCGGkv/iclwzDRplUyaCww== 0000930413-10-003403.txt : 20100610 0000930413-10-003403.hdr.sgml : 20100610 20100610144711 ACCESSION NUMBER: 0000930413-10-003403 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100610 DATE AS OF CHANGE: 20100610 GROUP MEMBERS: VERSATILE SYSTEMS INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44023 FILM NUMBER: 10890071 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Mobiquity Investments Ltd CENTRAL INDEX KEY: 0001473670 IRS NUMBER: 392076210 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 19105 36TH AVENUE WEST STREET 2: SUITE 213 CITY: LYNNWOOD STATE: WA ZIP: 98036 BUSINESS PHONE: 800-262-1633 MAIL ADDRESS: STREET 1: 19105 36TH AVENUE WEST STREET 2: SUITE 213 CITY: LYNNWOOD STATE: WA ZIP: 98036 SC 13D/A 1 c61854_sc13da.htm

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D/A
[Rule 13d-101]

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)
(Amendment No. 3)*

 

 

 

 

Equus Total Return, Inc.

 

 

 

 

 

(Name of Issuer)

 


 

 

 

 

Common Stock, par value $0.001

 

 

 

 

(Title of Class of Securities)


 

 

 

 

294766100

 

 

 

 

(CUSIP Number)


 

 

 

Fraser Atkinson

Mobiquity Investments Limited

19105 36th Avenue West

Suite 213

Lynnwood, WA 98036

(800) 262-1633

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)


 

 

 

 

June 9, 2010

 

 

 

 

(Date of Event which Requires Filing of this Statement)

          If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o

          Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 




 

 

 


CUSIP No. 294766100

13D/A


Page 2 of 5 Pages


 

 

 

 

 

 

  1

NAME OF REPORTING PERSON Mobiquity Investments Limited

 

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 39-2076210

 

 

 

 

 

 

 

 

  2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a) x (b) o

 

 

 

 

 

 

 

 

  3

SEC USE ONLY

 

 

 

 

 

 

  4

SOURCE OF FUNDS (See Instructions)

 

 

 

AF

 

 

 

 

 

 

 

  5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

 

 

 

 

 

  6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Washington

 

 

 

 

 

 

 

 

 

7

SOLE VOTING POWER

 

 

 

 

822,031

 

Number of Shares
Beneficially Owned by
Each Reporting
Person with

 

 

 

8

SHARED VOTING POWER

 

 

0

 

 

 

 

9

SOLE DISPOSITIVE POWER

 

 

822,031

 

 

 

 

10

SHARED DISPOSITIVE POWER

 

 

 

 

0

 

 

 

 

 

 

  11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 


               822,031

 

 

 

 

  12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions)

 

 

 

 

  13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 


               9.28%

 

 

 

 

  14

TYPE OF REPORTING PERSON (See Instructions)

 

          CO

 

 

 

 

 

 

 

 




 

 

 


CUSIP No. 294766100

13D/A


Page 3 of 5 Pages

SCHEDULE 13D

   

 

 

 

 

CUSIP No.
294766100

 

 

 

 

  1

NAME OF REPORTING PERSON

 

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Versatile Systems Inc.

 

 

 

 

  2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  x   (b)  o

 

 

 

 

 

 

 

 

 

  3

SEC USE ONLY

 

 

 

 

 

 

  4

SOURCE OF FUNDS (See Instructions)

 

 

 

WC

 

 

 

 

 

 

 

  5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

 

 

 

 

 

  6

CITIZENSHIP OR PLACE OF ORGANIZATION
Canada

 

 

 

 

 

 

 

 

 

7

SOLE VOTING POWER

 

 

 

 

822,031

 

Number of Shares
Beneficially Owned by
Each Reporting
Person with

 

 

 

8

SHARED VOTING POWER

 

 

0

 

 

 

 

9

SOLE DISPOSITIVE POWER

 

 

822,031

 

 

 

 

10

SHARED DISPOSITIVE POWER

 

 

 

 

0

 

 

 

 

 

 

  11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 


822,031

 

 

 

 

  12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions)

 

 

 

 

  13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 


9.28%  

 

 

 

 

  14

TYPE OF REPORTING PERSON (See Instructions)

 

CO   

 

 

 

 

 

 

 

 




 

 

 

CUSIP No. 294766100

13D/A

Page 4 of 5 Pages

Item 1. Security and Issuer.

          This Amendment No. 3 to Schedule 13D (this “Amendment No. 3”) amends and supplements the Statement on Schedule 13D filed on October 5, 2009 by the Reporting Persons (the “Original 13D”), as amended by Amendment No. 1, dated April 14, 2010 and Amendment No. 2, dated May 26, 2010 (the Original 13D, together with the amendments, the “Schedule 13D”) with respect to the shares of common stock (the “Common Stock”) of Equus Total Return, Inc., a Delaware corporation (the “Fund”). This Amendment No. 3 is being filed to amend or supplement Items 4 and 6 of the Schedule 13D. Except as herein amended or supplemented all other information in the Schedule 13D is as set forth therein. Capitalized terms used herein but not defined shall have the meanings ascribed thereto in the Schedule 13D.

Item 4. Purpose of Transaction.

          The information set forth in Item 4 of the Schedule 13D is hereby amended and supplemented as follows:

          On June 9, 2010, the Fund announced that John Hardy was appointed the Executive Chairman of the Fund and that Fraser Atkinson was appointed the Chair of the Fund’s Audit Committee.

          Other than as supplemented herein, the Reporting Persons continue to have the purposes and intentions as more fully set forth in the Schedule 13D.

Item 6. Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer.

          See the discussion of John Hardy and Fraser Atkinson’s respective appointments as referenced in Item 4 above.

 

 




 

 

 

CUSIP No. 294766100

13D/A

Page 5 of 5 Pages

SIGNATURES

          After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

 

Date: June 10, 2010

 

 

 

 

MOBIQUITY INVESTMENTS LIMITED

 

 

 

By:

/s/ Fraser Atkinson

 

 

 

 

 

Fraser Atkinson

 

 

Chief Financial Officer

 

 

 

 

VERSATILE SYSTEMS INC.

 

 

 

By:

/s/ John Hardy

 

 

 

 

 

John Hardy

 

 

Chief Executive Officer

 


 

 



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