1
|
NAME OF REPORTING PERSON
Riley Investment Partners, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) x
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
- 0 -
|
|
8
|
SHARED VOTING POWER
407,202
|
||
9
|
SOLE DISPOSITIVE POWER
- 0 -
|
||
10
|
SHARED DISPOSITIVE POWER
407,202
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
407,202
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.5%
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
1
|
NAME OF REPORTING PERSON
Riley Investment Management, LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) x
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
- 0 -
|
|
8
|
SHARED VOTING POWER
407,202
|
||
9
|
SOLE DISPOSITIVE POWER
- 0 -
|
||
10
|
SHARED DISPOSITIVE POWER
407,202
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
407,202
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.5%
|
||
14
|
TYPE OF REPORTING PERSON
IA
|
1
|
NAME OF REPORTING PERSON
B. Riley & Co., LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) x
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
- 0 -
|
|
8
|
SHARED VOTING POWER
487,400
|
||
9
|
SOLE DISPOSITIVE POWER
- 0 -
|
||
10
|
SHARED DISPOSITIVE POWER
487,400
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
487,400
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.8%
|
||
14
|
TYPE OF REPORTING PERSON
BD
|
1
|
NAME OF REPORTING PERSON
B. Riley & Co., LLC 401(k) Profit Sharing Plan
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) x
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
N/A
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
- 0 -
|
|
8
|
SHARED VOTING POWER
100,000
|
||
9
|
SOLE DISPOSITIVE POWER
- 0 -
|
||
10
|
SHARED DISPOSITIVE POWER
100,000
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,000
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4%
|
||
14
|
TYPE OF REPORTING PERSON
EP
|
1
|
NAME OF REPORTING PERSON
Bryant R. Riley
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) x
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF, PF, OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
1,182,668
|
|
8
|
SHARED VOTING POWER
994,602
|
||
9
|
SOLE DISPOSITIVE POWER
1,182,668
|
||
10
|
SHARED DISPOSITIVE POWER
994,602
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,177,270
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.2%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
Item 2.
|
Identity and Background.
|
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
Item 4.
|
Purpose of Transaction.
|
Item 5.
|
Interest in Securities of the Issuer.
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
|
Item 7.
|
Material to be Filed as Exhibits.
|
|
Exhibit No.
|
Description
|
|
99.1
|
Joint Filing Agreement by and among Riley Investment Partners, L.P., Riley Investment Management, LLC, B. Riley & Co., LLC, B. Riley & Co., LLC 401(k) Profit Sharing Plan and Bryant R. Riley, dated August 28, 2014.
|
Dated: August 28, 2014
|
RILEY INVESTMENT PARTNERS, L.P.
|
|
By:
|
Riley Investment Management, LLC,
|
|
its General Partner
|
||
By:
|
/s/ Bryant R. Riley
|
|
Name:
|
Bryant R. Riley
|
|
Title:
|
Managing Member
|
RILEY INVESTMENT MANAGEMENT, LLC
|
||
By:
|
/s/ Bryant R. Riley
|
|
Name:
|
Bryant R. Riley
|
|
Title:
|
Managing Member
|
B. RILEY & CO., LLC
|
||
By:
|
/s/ Bryant R. Riley
|
|
Name:
|
Bryant R. Riley
|
|
Title:
|
Chairman
|
B. RILEY & CO., LLC
401(K) PROFIT SHARING PLAN
|
||
By:
|
/s/ Bryant R. Riley
|
|
Name:
|
Bryant R. Riley
|
|
Title:
|
Trustee
|
/s/ Bryant R. Riley
|
|
BRYANT R. RILEY
|
Shares of Common Stock
Purchased / (Sold)
|
Price Per
Share ($)
|
Date of
Purchase / Sale
|
None
|
None
|
None
|
5,128*
|
--
|
7/01/2014
|
(4,000)
|
1.4528
|
8/20/2014
|
(4,000)
|
1.4353
|
8/21/2014
|
(300)
|
1.4400
|
8/22/2014
|
Dated: August 28, 2014
|
RILEY INVESTMENT PARTNERS, L.P.
|
|
By:
|
Riley Investment Management, LLC,
|
|
its General Partner
|
||
By:
|
/s/ Bryant R. Riley | |
Name:
|
Bryant R. Riley
|
|
Title:
|
Managing Member
|
RILEY INVESTMENT MANAGEMENT, LLC
|
||
By:
|
/s/ Bryant R. Riley | |
Name:
|
Bryant R. Riley
|
|
Title:
|
Managing Member
|
B. RILEY & CO., LLC
|
||
By:
|
/s/ Bryant R. Riley | |
Name:
|
Bryant R. Riley
|
|
Title:
|
Chairman
|
B. RILEY & CO., LLC
401(K) PROFIT SHARING PLAN
|
||
By:
|
/s/ Bryant R. Riley | |
Name:
|
Bryant R. Riley
|
|
Title:
|
Trustee
|
/s/ Bryant R. Riley | |
BRYANT R. RILEY
|