0001209191-13-000351.txt : 20130102 0001209191-13-000351.hdr.sgml : 20130101 20130102194033 ACCESSION NUMBER: 0001209191-13-000351 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121228 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ancestry.com Inc. CENTRAL INDEX KEY: 0001469433 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 261235962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 360 WEST 4800 NORTH CITY: PROVO STATE: UT ZIP: 84604 BUSINESS PHONE: 801-705-7000 MAIL ADDRESS: STREET 1: 360 WEST 4800 NORTH CITY: PROVO STATE: UT ZIP: 84604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPECTRUM EQUITY INVESTORS III L P CENTRAL INDEX KEY: 0001076020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 13503568 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4154644600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEI III ENTREPRENEURS FUND L P CENTRAL INDEX KEY: 0001089683 STATE OF INCORPORATION: DE FISCAL YEAR END: 1221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 13503572 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4154644600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPECTRUM III INVESTMENT MANAGERS FUND LP CENTRAL INDEX KEY: 0001090377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 13503574 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94024 BUSINESS PHONE: 4154644600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Equity Investors V L P CENTRAL INDEX KEY: 0001320123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 13503575 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE 29TH FL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-464-4600 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE 29TH FL CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Equity Associates III L P CENTRAL INDEX KEY: 0001333503 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 13503570 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 415-464-4600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEI III Entrepreneurs LLC CENTRAL INDEX KEY: 0001333506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 13503571 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 415-464-4600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: SEI Entrepreneurs Fund LLC DATE OF NAME CHANGE: 20050719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEA V Management LLC CENTRAL INDEX KEY: 0001472388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 13503573 BUSINESS ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (415) 464-4600 MAIL ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Equity Associates V LP CENTRAL INDEX KEY: 0001472389 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 13503569 BUSINESS ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (415) 464-4600 MAIL ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum V Investment Managers Fund LP CENTRAL INDEX KEY: 0001472390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 13503567 BUSINESS ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (415) 464-4600 MAIL ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-28 1 0001469433 Ancestry.com Inc. ACOM 0001320123 Spectrum Equity Investors V L P 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001472388 SEA V Management LLC 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001089683 SEI III ENTREPRENEURS FUND L P 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001333506 SEI III Entrepreneurs LLC 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001333503 Spectrum Equity Associates III L P 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001472389 Spectrum Equity Associates V LP 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001076020 SPECTRUM EQUITY INVESTORS III L P 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001090377 SPECTRUM III INVESTMENT MANAGERS FUND LP 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001472390 Spectrum V Investment Managers Fund LP 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 Common Stock, $0.001 par value 2012-12-28 4 D 0 13263819 32.00 D 0 D This Form 4 should be read in conjunction with the other Form 4 filed by Spectrum Equity Investors V, L.P. ("SEI V") as of the date hereof. Each of such Forms 4 reports the total number of shares of common stock sold by SEI V and its affiliates as described below. The amounts set forth in the two Forms 4 should not be added to reach a total. Consists of an aggregate of 13,263,819 shares disposed of in connection with the acquistion of Ancestry.com Inc. by a company controlled by investment funds advised by Permira Advisers, LLC on December 28, 2012 (the "Merger"), including 9,516,845 shares disposed of by SEI V, the general partner of which is Spectrum Equity Associates V, L.P., the general partner of which is SEA V Management, LLC, over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell exercise voting and dispositive power; 44,941 shares disposed of by Spectrum V Investment Managers' Fund, L.P. ("IMF V"), the general partner of which is SEA V Management, LLC, over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell exercise voting and dispositive power; and including 3,395,981 shares disposed of by Spectrum Equity Investors III, L.P. ("SEI III"), the general partner of which is Spectrum Equity Associates III, L.P., over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni and Randy J. Henderson exercise voting and dispositive power; and 238,252 shares disposed of by SEI III Entrepreneurs' Fund, L.P. ("Entrepreneurs' III"), the general partner of which is SEI III Entrepreneurs' LLC, over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni and Randy J. Henderson exercise voting and dispositive power; and including 57,067 shares disposed of by Spectrum III Investment Managers' Fund, L.P. ("IMF III," and together with SEI V, IMF V, SEI III and Entrepreneurs' III, the "Spectrum Funds"), over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni and Randy J. Henderson exercise voting and dispositive power and are the general partners, and 6,606 shares disposed of by The Brion B. Applegate Trust, over which Brion B. Applegate exercises voting and dispositive power, 3,300 shares disposed of by William P. Collatos and 827 shares disposed of by Randy J. Henderson. Each of the controlling entities, individual general partners and managing directors of the Spectrum Funds, as the case may be, including Mr. Parker who is a managing director of the general partner of the general partner of SEI V and a managing director of the general partner of IMF V, and served on Ancestry.com Inc.'s board of directors until the effective time of the Merger, Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. In connection with the transactions disclosed, certain of the Reporting Persons transferred certain of their shares of common stock to wholly owned subsidiaries before the disclosed transactions occurred. /s/ William C. Stern, Attorney-in-Fact 2013-01-02