-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I2SZP4AYPrADNDtUQbgjkirCFJ4AuYluf8d7gK3Wm5sLI0CUBJbHYzBxnhF70rf6 ME5p1nzKar/HPuM5xhTEWg== 0001209191-10-056211.txt : 20101119 0001209191-10-056211.hdr.sgml : 20101119 20101119181916 ACCESSION NUMBER: 0001209191-10-056211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101117 FILED AS OF DATE: 20101119 DATE AS OF CHANGE: 20101119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ancestry.com Inc. CENTRAL INDEX KEY: 0001469433 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 261235962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 360 WEST 4800 NORTH CITY: PROVO STATE: UT ZIP: 84604 BUSINESS PHONE: 801-705-7000 MAIL ADDRESS: STREET 1: 360 WEST 4800 NORTH CITY: PROVO STATE: UT ZIP: 84604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPECTRUM EQUITY INVESTORS III L P CENTRAL INDEX KEY: 0001076020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206806 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4154644600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEI III ENTREPRENEURS FUND L P CENTRAL INDEX KEY: 0001089683 STATE OF INCORPORATION: DE FISCAL YEAR END: 1221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206810 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4154644600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPECTRUM III INVESTMENT MANAGERS FUND LP CENTRAL INDEX KEY: 0001090377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206805 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94024 BUSINESS PHONE: 4154644600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Equity Investors V L P CENTRAL INDEX KEY: 0001320123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206812 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE 29TH FL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-464-4600 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE 29TH FL CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Equity Associates III L P CENTRAL INDEX KEY: 0001333503 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206808 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 415-464-4600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEI III Entrepreneurs LLC CENTRAL INDEX KEY: 0001333506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206809 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 415-464-4600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: SEI Entrepreneurs Fund LLC DATE OF NAME CHANGE: 20050719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEA V Management LLC CENTRAL INDEX KEY: 0001472388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206811 BUSINESS ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (415) 464-4600 MAIL ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Equity Associates V LP CENTRAL INDEX KEY: 0001472389 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206807 BUSINESS ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (415) 464-4600 MAIL ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum V Investment Managers Fund LP CENTRAL INDEX KEY: 0001472390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 101206804 BUSINESS ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (415) 464-4600 MAIL ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-11-17 0 0001469433 Ancestry.com Inc. ACOM 0001320123 Spectrum Equity Investors V L P 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001472388 SEA V Management LLC 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001089683 SEI III ENTREPRENEURS FUND L P 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001333506 SEI III Entrepreneurs LLC 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001333503 Spectrum Equity Associates III L P 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001472389 Spectrum Equity Associates V LP 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001076020 SPECTRUM EQUITY INVESTORS III L P 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001090377 SPECTRUM III INVESTMENT MANAGERS FUND LP 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001472390 Spectrum V Investment Managers Fund LP 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 Common Stock, $0.001 par value 2010-11-17 4 S 0 3775342 24.765 D 19466611 D Common Stock, $0.001 par value 2010-11-18 4 S 0 873048 24.765 D 18593563 D This Form 4 should be read in conjunction with the other Form 4 filed by Spectrum Equity Investors V, L.P. ("SEI V") as of the date hereof. Each of such Forms 4 reports the total number of shares of common stock sold by SEI V and its affiliates as described below. The amounts set forth in the two Forms 4 should not be added to reach a total. Consists of an aggregate of 3,775,342 shares sold as part of the Ancestry.com Inc. secondary public offering on November 17, 2010, including 2,708,824 shares sold by SEI V, the general partner of which is Spectrum Equity Associates V, L.P., the general partner of which is SEA V Management, LLC, over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell exercise voting and dispositive power; 12,791 shares sold by Spectrum V Investment Managers' Fund, L.P. ("IMF V"), the general partner of which is SEA V Management, LLC, over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell exercise voting and dispositive power; 966,614 shares sold by Spectrum Equity Investors III, L.P. ("SEI III"), the general partner of which is Spectrum Equity Associates III, L.P., over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni and Randy J. Henderson exercise voting and dispositive power; 67,814 shares sold by SEI III Entrepreneurs' Fund, L.P. ("Entrepreneurs' III"), the general partner of which is SEI III Entrepreneurs' LLC, over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni and Randy J. Henderson exercise voting and dispositive power; 16,244 shares sold by Spectrum III Investment Managers' Fund, L.P. ("IMF III," and together with SEI V, IMF V, SEI III and Entrepreneurs' III, the "Spectrum Funds"), over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni and Randy J. Henderson exercise voting and dispositive power and are the general partners, 1,880 shares sold by Brion B. Applegate, 939 shares sold by William P. Collatos and 236 sh ares sold by Randy J. Henderson. Each of the controlling entities, individual general partners and managing directors of the Spectrum Funds, as the case may be, including Mr. Parker who is a managing director of the general partner of the general partner of SEI V and a managing director of the general partner of IMF V, and serves on Ancestry.com Inc.'s board of directors, Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. The price reported in Column 4 is a net price, after deducting the underwriting discount and commissions from the public sale price of $26.00 in the Ancestry.com Inc. underwritten secondary public offering on November 17, 2010. Shares of common stock held by SEI V and its affiliates after the sale consist of an aggregate of 19,466,611 shares, including 13,967,380 held by SEI V; 65,957 shares held by IMF V; 4,984,105 shares held by SEI III; 349,669 shares held by Entrepreneurs' III; 83,753 shares held by IMF III; 9,695 shares held by Brion B. Applegate; 4,842 shares held by William P. Collatos and 1,210 shares held by Randy J. Henderson. Consists of an aggregate of 873,048 shares, including 626,416 shares sold by SEI V; 2,958 shares sold by IMF V; 223,530 shares sold by SEI III; 15,682 shares sold by Entrepreneurs' III; 3,756 shares sold by IMF III; 435 shares sold by Brion B. Applegate; 217 shares sold by William P. Collatos and 54 shares sold by Randy J. Henderson. All of the shares sold were repurchased by Ancestry.com Inc. in a private, non-underwritten transaction on November 18, 2010. Each of the controlling entities, individual general partners and managing directors of the Spectrum Funds, as the case may be, including Mr. Parker who is a managing director of the general partner of the general partner of SEI V and a managing director of the general partner of IMF V, and serves on Ancestry.com Inc.'s board of directors, Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. Shares of common stock held by SEI V and its affiliates after the sale described herein consist of an aggregate of 18,593,563 shares, including 13,340,964 held by SEI V; 62,999 shares held by IMF V; 4,760,575 shares held by SEI III; 333,987 shares held by Entrepreneurs' III; 79,997 shares held by IMF III; 9,260 shares held by Brion B. Applegate; 4,625 shares held by William P. Collatos and 1,156 shares held by Randy J. Henderson. /s/ Christopher Brookhart, Attorney-in-Fact 2010-11-19 -----END PRIVACY-ENHANCED MESSAGE-----