0001144204-17-043153.txt : 20170814
0001144204-17-043153.hdr.sgml : 20170814
20170814161112
ACCESSION NUMBER: 0001144204-17-043153
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170814
DATE AS OF CHANGE: 20170814
EFFECTIVENESS DATE: 20170814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nantahala Capital Management, LLC
CENTRAL INDEX KEY: 0001472322
IRS NUMBER: 201151760
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14750
FILM NUMBER: 171030249
BUSINESS ADDRESS:
STREET 1: 19 OLD KINGS HIGHWAY S
STREET 2: SUITE 200
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 203-404-1172
MAIL ADDRESS:
STREET 1: 19 OLD KINGS HIGHWAY S
STREET 2: SUITE 200
CITY: DARIEN
STATE: CT
ZIP: 06820
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001472322
XXXXXXXX
06-30-2017
06-30-2017
false
Nantahala Capital Management, LLC
19 Old Kings Highway S
Suite 200
Darien
CT
06820
13F HOLDINGS REPORT
028-14750
N
Paul Rehm
Chief Compliance Officer
203-909-6430
/s/ Paul Rehm
Darien
CT
08-14-2017
0
72
1260495
INFORMATION TABLE
2
infotable.xml
AEGLEA BIOTHERAPEUTICS INC
COM
00773J103
6133
1592903
SH
SOLE
1592903
0
0
AKEBIA THERAPEUTICS INC
COM
00972D105
30876
2148623
SH
SOLE
2148623
0
0
ALTABA INC
COM
021346101
60603
1112397
SH
SOLE
1112397
0
0
AMERICAS CAR MART INC
COM
03062T105
3276
84214
SH
SOLE
84214
0
0
ARMSTRONG FLOORING INC
COM
04238R106
14494
806590
SH
SOLE
806590
0
0
ARQULE INC
COM
04269E107
12697
10239651
SH
SOLE
10239651
0
0
ASCENT CAP GROUP INC
COM SER A
043632108
2071
134827
SH
SOLE
134827
0
0
AVEXIS INC
COM
05366U100
8216
100000
SH
Put
SOLE
100000
0
0
BANCORP INC DEL
COM
05969A105
28347
3739697
SH
SOLE
3739697
0
0
BRIDGEPOINT ED INC
COM
10807M105
20569
1393589
SH
SOLE
1393589
0
0
CARDCONNECT CORP
COM
14141X108
10173
675926
SH
SOLE
675926
0
0
CHEMOCENTRYX INC
COM
16383L106
5666
605353
SH
SOLE
605353
0
0
CITI TRENDS INC
COM
17306X102
6222
293206
SH
SOLE
293206
0
0
CODEXIS INC
COM
192005106
35362
6488379
SH
SOLE
6488379
0
0
COGENTIX MED INC
COM
19243A104
6324
3634265
SH
SOLE
3634265
0
0
DOLBY LABORATORIES INC
COM
25659T107
44187
902507
SH
SOLE
902507
0
0
DOVER DOWNS GAMING & ENTMT I
COM
260095104
1609
1449559
SH
SOLE
1449559
0
0
DOVER MOTORSPORTS INC
COM
260174107
3624
1725789
SH
SOLE
1725789
0
0
ELEVATE CREDIT INC
COM
28621V101
4950
625000
SH
SOLE
625000
0
0
EMMIS COMMUNICATIONS CORP
COM NEW CL A
291525400
3137
1092951
SH
SOLE
1092951
0
0
EVOLUTION PETROLEUM CORP
COM
30049A107
4562
563171
SH
SOLE
563171
0
0
EXACT SCIENCES CORP
COM
30063P105
7074
200000
SH
Put
SOLE
200000
0
0
EXACT SCIENCES CORP
COM
30063P105
21222
600000
SH
Put
SOLE
600000
0
0
EXACT SCIENCES CORP
COM
30063P105
21222
600000
SH
Put
SOLE
600000
0
0
EZCORP INC
CL A NON VTG
302301106
2976
386494
SH
SOLE
386494
0
0
FALCONSTOR SOFTWARE INC
COM
306137100
737
2841368
SH
SOLE
2841368
0
0
FB FINL CORP
COM
30257X104
1810
50000
SH
SOLE
50000
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
9672
800000
SH
Call
SOLE
800000
0
0
FINTECH ACQUISITION CORP II
UNIT 99/99/9999
31810G208
5195
499998
SH
SOLE
499998
0
0
FIRSTCASH INC
COM
33767D105
35607
610756
SH
SOLE
610756
0
0
GAMESTOP CORP NEW
CL A
36467W109
6483
300000
SH
Put
SOLE
300000
0
0
GLOBAL EAGLE ENTMT INC
COM
37951D102
19579
5499695
SH
SOLE
5499695
0
0
GOLDEN ENTMT INC
COM
381013101
22601
1091329
SH
SOLE
1091329
0
0
HERTZ GLOBAL HLDGS INC
COM
42806J106
5750
500000
SH
Call
SOLE
500000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
84552
600000
SH
Put
SOLE
600000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
28184
200000
SH
Put
SOLE
200000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
49322
350000
SH
Put
SOLE
350000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
33821
240000
SH
Put
SOLE
240000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
74688
530000
SH
Put
SOLE
530000
0
0
JAMBA INC
COM NEW
47023A309
7355
944129
SH
SOLE
944129
0
0
LEE ENTERPRISES INC
COM
523768109
336
177085
SH
SOLE
177085
0
0
LIBERTY TAX INC
CL A
53128T102
227
17491
SH
SOLE
17491
0
0
LINCOLN EDL SVCS CORP
COM
533535100
6505
2098377
SH
SOLE
2098377
0
0
LUXFER HLDGS PLC
SPONSORED ADR
550678106
27250
2130544
SH
SOLE
2130544
0
0
MEDICINES CO
COM
584688105
3801
100000
SH
Call
SOLE
100000
0
0
MEDICINES CO
COM
584688105
7602
200000
SH
Call
SOLE
200000
0
0
META FINL GROUP INC
COM
59100U108
38977
437947
SH
SOLE
437947
0
0
MFC BANCORP LTD
COM
55278T105
602
337978
SH
SOLE
337978
0
0
NATURES SUNSHINE PRODUCTS IN
COM
639027101
4158
313814
SH
SOLE
313814
0
0
ON DECK CAP INC
COM
682163100
9315
1999020
SH
SOLE
1999020
0
0
OWENS RLTY MTG INC
COM
690828108
10978
647313
SH
SOLE
647313
0
0
PAIN THERAPEUTICS INC
COM NEW
69562K506
1440
347050
SH
SOLE
347050
0
0
PETMED EXPRESS INC
COM
716382106
8120
200000
SH
Put
SOLE
200000
0
0
QAD INC
CL A
74727D306
22948
716021
SH
SOLE
557781
0
0
RADIANT LOGISTICS INC
COM
75025X100
3316
616400
SH
SOLE
616400
0
0
REPUBLIC BANCORP KY
CL A
760281204
263
7371
SH
SOLE
7371
0
0
RH
COM
74967X103
55681
863000
SH
Call
SOLE
863000
0
0
SCIENTIFIC GAMES CORP
CL A
80874P109
50634
1940000
SH
Call
SOLE
1940000
0
0
SCIENTIFIC GAMES CORP
CL A
80874P109
26100
1000000
SH
Call
SOLE
1000000
0
0
SEARS HLDGS CORP
COM
812350106
4430
500000
SH
Call
SOLE
500000
0
0
SEARS HLDGS CORP
COM
812350106
4430
500000
SH
Call
SOLE
500000
0
0
SEARS HOMETOWN & OUTLET STOR
COM
812362101
2822
1045236
SH
SOLE
1045236
0
0
SODASTREAM INTERNATIONAL LTD
USD SHS
M9068E105
31994
597795
SH
SOLE
597795
0
0
SODASTREAM INTERNATIONAL LTD
USD SHS
M9068E105
16056
300000
SH
Call
SOLE
300000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
48360
200000
SH
Call
SOLE
200000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
72540
300000
SH
Put
SOLE
300000
0
0
STERLING CONSTRUCTION CO INC
COM
859241101
3367
257604
SH
SOLE
257604
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
1884
1760297
SH
SOLE
1760297
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
2921
1825453
SH
SOLE
1825453
0
0
UNIQURE NV
SHS
N90064101
6855
1107483
SH
SOLE
1107483
0
0
UNIVERSAL TECHNICAL INST INC
COM
913915104
2385
667946
SH
SOLE
667946
0
0
WORLD ACCEP CORP DEL
COM
981419104
33250
443861
SH
SOLE
443861
0
0