0001144204-15-049902.txt : 20150814 0001144204-15-049902.hdr.sgml : 20150814 20150814163135 ACCESSION NUMBER: 0001144204-15-049902 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nantahala Capital Management, LLC CENTRAL INDEX KEY: 0001472322 IRS NUMBER: 201151760 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14750 FILM NUMBER: 151056371 BUSINESS ADDRESS: STREET 1: 19 OLD KINGS HIGHWAY S STREET 2: SUITE 200 CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 203-404-1172 MAIL ADDRESS: STREET 1: 19 OLD KINGS HIGHWAY S STREET 2: SUITE 200 CITY: DARIEN STATE: CT ZIP: 06820 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001472322 XXXXXXXX 06-30-2015 06-30-2015 false Nantahala Capital Management, LLC

19 Old Kings Highway S Suite 200 Darien CT 06820

13F HOLDINGS REPORT 028-14750 Y * The value of the FINTECH ACQUISITION CORP UNIT 99/99/9999 units reported reflects the market valuation but for internal valuation purposes we value 50,000 of these shares at a discount due to the limitations on placement units as described in the prospectus. ** The value of the FINTECH ACQUISITION CORP COM reflects the market valuation but for internal valuation purposes we value these shares at a significant discount due to the limitations on founder's shares described in the prospectus. 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