0001104659-24-024543.txt : 20240215 0001104659-24-024543.hdr.sgml : 20240215 20240215162204 ACCESSION NUMBER: 0001104659-24-024543 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240215 DATE AS OF CHANGE: 20240215 EFFECTIVENESS DATE: 20240215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nantahala Capital Management, LLC CENTRAL INDEX KEY: 0001472322 ORGANIZATION NAME: IRS NUMBER: 201151760 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14750 FILM NUMBER: 24644127 BUSINESS ADDRESS: STREET 1: 130 MAIN ST. STREET 2: 2ND FLOOR CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 203-404-1172 MAIL ADDRESS: STREET 1: 130 MAIN ST. STREET 2: 2ND FLOOR CITY: NEW CANAAN STATE: CT ZIP: 06840 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001472322 XXXXXXXX 12-31-2023 12-31-2023 true 1 NEW HOLDINGS false Nantahala Capital Management, LLC

130 Main St. 2nd Floor New Canaan CT 06840

13F HOLDINGS REPORT 028-14750 N Taki Vasilakis 203-308-4440 /s/ Taki Vasilakis New Canaan CT 02-14-2024 0 128 1672570830 INFORMATION TABLE 2 infotable.xml ABEONA THERAPEUTICS INC COM NEW 00289Y206 11273763 2250252 SH SOLE 2250252 0 0 ABEONA THERAPEUTICS INC COM NEW 00289Y206 2605200 520000 SH Call SOLE 520000 0 0 ABIVAX SA SPONSORED ADS 00370M103 10807364 1010034 SH SOLE 1010034 0 0 ACELRX PHARMACEUTICALS INC COM NEW 00444T209 909576 1237519 SH SOLE 1237519 0 0 ACELRX PHARMACEUTICALS INC COM NEW 00444T209 554925 755000 SH Call SOLE 755000 0 0 AEROVATE THERAPEUTICS INC COM 008064107 2063584 91188 SH SOLE 91188 0 0 ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 3742036 302509 SH SOLE 302509 0 0 ALTERYX INC COM CL A 02156B103 4673226 99093 SH SOLE 99093 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 3788228 1064109 SH SOLE 1064109 0 0 AMERICAS CAR-MART INC COM 03062T105 23649939 312128 SH SOLE 312128 0 0 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 14169790 2334397 SH SOLE 2334397 0 0 AMYLYX PHARMACEUTICALS INC COM 03237H101 9128019 620110 SH SOLE 620110 0 0 AN2 THERAPEUTICS INC COM 037326105 5087216 248278 SH SOLE 248278 0 0 ANEBULO PHARMACEUTICALS INC COM 034569103 1236797 511073 SH SOLE 511073 0 0 APTOSE BIOSCIENCES INC COM 03835T309 305135 120132 SH SOLE 120132 0 0 ARS PHARMACEUTICALS INC COM 82835W108 8748842 1596504 SH SOLE 1596504 0 0 ASSERTIO HOLDINGS INC COM NEW 04546C205 8152801 7619440 SH SOLE 7619440 0 0 AURA BIOSCIENCES INC COM 05153U107 11711680 1321860 SH SOLE 1321860 0 0 AYTU BIOPHARMA INC COM 054754858 3086546 1086812 SH SOLE 1086812 0 0 B. 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