0001144204-13-002454.txt : 20130115 0001144204-13-002454.hdr.sgml : 20130115 20130115162131 ACCESSION NUMBER: 0001144204-13-002454 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130115 DATE AS OF CHANGE: 20130115 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Younes Rudolph-Riad CENTRAL INDEX KEY: 0001472153 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: C/O ARTIO GLOBAL INVESTORS INC. STREET 2: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Artio Global Investors Inc. CENTRAL INDEX KEY: 0001419178 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 136174048 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85038 FILM NUMBER: 13530720 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-297-3600 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Julius Baer Americas Inc. DATE OF NAME CHANGE: 20071121 SC 13G 1 v332205_sc13g.htm FORM SC 13G

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
 
SCHEDULE 13G
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
 
 
 
  Artio Global Investors Inc.  
(Name of Issuer)
 
  Class A Common Stock, par value $0.001 per share  
(Title of Class of Securities)
 
 
 

04315B107

  
(CUSIP Number)
 
 
 

December 31, 2012

  
(Date of Event Which Requires Filing of the Statement)
               

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

CUSIP No. 04315B107 13G Page 2 of 5 Pages

 

 

1.

 

NAME OF REPORTING PERSONS

Rudolph-Riad Younes

 

 

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)

(a)     ¨

(b)     ¨

 

 

3.

 

SEC USE ONLY

 

 

4.

 

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

 

5.

 

SOLE VOTING POWER

5,695,653

 

 

6.

 

SHARED VOTING POWER

0

 

 

 

7.

 

SOLE DISPOSITIVE POWER

5,695,653

 

 

 

8.

 

 

SHARED DISPOSITIVE POWER

0

 

 

 

 

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

5,695,653

 

 

 

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

9.5%

 

 

12.

 

 

TYPE OF REPORTING PERSON (See Instructions)

IN

 

 

       

 

 
 

 

Item 1(a). Name of Issuer: Artio Global Investors Inc. (the “Issuer”)

 

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

 

330 Madison Avenue, New York, New York 10017 United States

 

Item 2(a - c). Name of Person Filing:

 

Rudolph-Riad Younes

c/o Artio Global Investors Inc.

330 Madison Avenue

New York, New York 10017

Item 2(d). Title of Class of Securities: Class A Common Stock, $0.001 par value

 

Item 2(e). CUSIP Number: 04315B107

 

Item 3. Not applicable.

 

Item 4. Ownership:

 

Provide the following information regarding the aggregate number and percentage of class of securities of the issuer identified in Item 1.

 

(a)Amount beneficially owned: 5,695,653

 

(b)Percent of Class: 9.5%

 

(c)Number of shares as to which such person has:

 

(i)sole power to vote or to direct the vote: 5,695,653

 

(ii)shared power to vote or to direct the vote: 0

 

(iii)sole power to dispose or to direct the disposition of: 5,695,653

 

(iv)shared power to dispose or to direct the disposition of: 0

 

Item 5. Ownership of Five Percent or Less of a Class:

  

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person:

 

Not applicable.

 

 

 
 

 

Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:

 

Not applicable.

 

Item 8. Identification and Classification of Members of the Group:

 

Not applicable.

 

Item 9. Notice of Dissolution of Group:

 

Not applicable.

 

Item 10. Certifications:

 

Not applicable.

 

 

 

 

 
 

 

SIGNATURE

 

After reasonable inquiry and to the best of its knowledge and belief, I certify (the undersigned certifies) that the information set forth in this statement is true, complete and correct.

 

   
  January 15, 2013
   
   
  /s/ Rudolph-Riad Younes
  Rudolph-Riad Younes