0001209191-13-048242.txt : 20131011 0001209191-13-048242.hdr.sgml : 20131011 20131011175933 ACCESSION NUMBER: 0001209191-13-048242 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131010 FILED AS OF DATE: 20131011 DATE AS OF CHANGE: 20131011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: rue21, inc. CENTRAL INDEX KEY: 0001471458 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 251311645 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 800 COMMONWEALTH DRIVE, SUITE 100 CITY: WARRENDALE STATE: PA ZIP: 15086 BUSINESS PHONE: 724-776-9780 MAIL ADDRESS: STREET 1: 800 COMMONWEALTH DRIVE, SUITE 100 CITY: WARRENDALE STATE: PA ZIP: 15086 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENT HARLAN M CENTRAL INDEX KEY: 0001262690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34536 FILM NUMBER: 131148763 MAIL ADDRESS: STREET 1: THE YANKEE CANDLE COMPANY, INC., STREET 2: 16 YANKEE CANDLE WAY CITY: SOUTH DEERFIELD STATE: MA ZIP: 01373 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-10-10 0 0001471458 rue21, inc. RUE 0001262690 KENT HARLAN M C/O THE YANKEE CANDLE COMPANY, INC., 16 YANKEE CANDLE WAY SOUTH DEERFIELD MA 01373 1 0 0 0 Common Stock 2013-10-10 4 D 0 2384 42.00 D 0 D Stock Options 28.76 2013-10-10 4 D 0 12500 13.24 D 2022-05-29 Common Stock 12500 0 D Pursuant to the Agreement and Plan of Merger by and among rue21, inc., Parent, and Rhodes Merger Sub, Inc., dated as of May 23, 2013 (the "Merger Agreement"), on the effective date of the merger contemplated by the Merger Agreement (the "Merger"), each of these restricted stock units was cancelled in exchange for a cash payment of $42.00. Pursuant to the Merger Agreement, on the effective date of the Merger, each of these Stock Options, whether vested or unvested, was cancelled in exchange for a cash payment representing the excess of $42.00 over the exercise price of the Stock Option. /s/ Stacy Siegal, Attorney-in-Fact 2013-10-11