OBA FINANCIAL SERVICES, INC.
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(Name of Issuer)
Common Stock, Par Value $0.01
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(Title of Class of Securities)
67424G101
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(CUSIP Number)
April 17, 2014
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CUSIP NO. 67424G101
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13G
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Page 2 of 9 Pages
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1
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NAMES OF REPORTING PERSONS
M3 FUNDS, LLC
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||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) [ ]
(b) [ ]
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3
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SEC USE ONLY
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||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF DELAWARE, UNITED STATES OF AMERICA
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||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
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SOLE VOTING POWER
N/A
|
|||
6
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SHARED VOTING POWER
104,007 shares of Common Stock
|
||||
7
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SOLE DISPOSITIVE POWER
N/A
|
||||
8
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SHARED DISPOSITIVE POWER
104,007 shares of Common Stock
|
||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
104,007 shares of Common Stock
|
||||
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES
CERTAIN SHARES
|
[ ]
|
|||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.6% of the outstanding shares of Common Stock
|
||||
12
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TYPE OF REPORTING PERSON
OO (Limited Liability Company)
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CUSIP NO. 67424G101
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13G
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Page 3 of 9 Pages
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1
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NAMES OF REPORTING PERSONS
M3 PARTNERS, L.P.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
|||
3
|
SEC USE ONLY
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF DELAWARE, UNITED STATES OF AMERICA
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
|||
6
|
SHARED VOTING POWER
104,007 shares of Common Stock
|
||||
7
|
SOLE DISPOSITIVE POWER
N/A
|
||||
8
|
SHARED DISPOSITIVE POWER
104,007 shares of Common Stock
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
104,007 shares of Common Stock
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES
CERTAIN SHARES
|
[ ]
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.6% of the outstanding shares of Common Stock
|
||||
12
|
TYPE OF REPORTING PERSON
PN (Limited Partnership)
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CUSIP NO. 67424G101
|
13G
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Page 4 of 9 Pages
|
1
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NAMES OF REPORTING PERSONS
M3F, INC.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
|||
3
|
SEC USE ONLY
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF UTAH, UNITED STATES OF AMERICA
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
|||
6
|
SHARED VOTING POWER
104,007 shares of Common Stock
|
||||
7
|
SOLE DISPOSITIVE POWER
N/A
|
||||
8
|
SHARED DISPOSITIVE POWER
104,007 shares of Common Stock
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
104,007 shares of Common Stock
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES
CERTAIN SHARES
|
[ ]
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.6% of the outstanding shares of Common Stock
|
||||
12
|
TYPE OF REPORTING PERSON
CO, IA
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CUSIP NO. 67424G101
|
13G
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Page 5 of 9 Pages
|
1
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NAMES OF REPORTING PERSONS
Jason A. Stock
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
|||
3
|
SEC USE ONLY
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
1,431 shares of Common Stock
|
|||
6
|
SHARED VOTING POWER
104,007 shares of Common Stock
|
||||
7
|
SOLE DISPOSITIVE POWER
1,431 shares of Common Stock
|
||||
8
|
SHARED DISPOSITIVE POWER
104,007 shares of Common Stock
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
105,438 shares of Common Stock
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES
CERTAIN SHARES
|
[ ]
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.6% of the outstanding Common Stock
|
||||
12
|
TYPE OF REPORTING PERSON
IN
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CUSIP NO. 67424G101
|
13G
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Page 6 of 9 Pages
|
1
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NAMES OF REPORTING PERSONS
William C. Waller
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
|||
3
|
SEC USE ONLY
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
707 shares of Common Stock
|
|||
6
|
SHARED VOTING POWER
104,007 shares of Common Stock
|
||||
7
|
SOLE DISPOSITIVE POWER
707 shares of Common Stock
|
||||
8
|
SHARED DISPOSITIVE POWER
104,007 shares of Common Stock
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
104,714 shares of Common Stock
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES
CERTAIN SHARES
|
[ ]
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.6% of the outstanding Common Stock
|
||||
12
|
TYPE OF REPORTING PERSON
IN
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Item 3.
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If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
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Jason A. Stock and William C. Waller are the managers of the General Partner and the managing directors of the Investment Adviser, and could be deemed to share such indirect beneficial ownership with the General Partner, the Investment Adviser and M3 Partners. Additionally, each of Mr. Stock and Mr. Waller personally owns shares of the Issuer, as disclosed above.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X].
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Not applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Date: April 17, 2014
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M3 PARTNERS, LP
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By: M3 Funds, LLC, General Partner
By: /s/ Jason A. Stock
Name: Jason A. Stock
Title: Manager
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Date: April 17, 2014
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M3 FUNDS, LLC
|
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By: /s/ Jason A. Stock
Name: Jason A. Stock
Title: Manager
|
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Date: April 17, 2014
|
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M3F, INC.
|
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By: /s/ Jason A. Stock
Name: Jason A. Stock
Title: Managing Director
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Date: April 17, 2014
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/s/ Jason A. Stock
|
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Jason A. Stock
|
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Date: April 17, 2014
|
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/s/ William C. Waller
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William C. Waller
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