0001172661-21-001230.txt : 20210517
0001172661-21-001230.hdr.sgml : 20210517
20210517103537
ACCESSION NUMBER: 0001172661-21-001230
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210517
DATE AS OF CHANGE: 20210517
EFFECTIVENESS DATE: 20210517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC
CENTRAL INDEX KEY: 0001470876
IRS NUMBER: 261341800
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13894
FILM NUMBER: 21928394
BUSINESS ADDRESS:
STREET 1: 701 5TH AVENUE
STREET 2: 74TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: 206-398-1100
MAIL ADDRESS:
STREET 1: 701 5TH AVENUE
STREET 2: 74TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98104
13F-HR
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03-31-2021
03-31-2021
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Freestone Capital Holdings, LLC
701 5th Avenue
74th Floor
Seattle
WA
98104
13F HOLDINGS REPORT
028-13894
N
Scott Akins
General Counsel & Chief Compliance Officer
206-707-7300
/s/ Scott Akins
Seattle
WA
05-17-2021
1
397
1838544
1
0001128159
028-05975
FREESTONE CAPITAL MANAGEMENT LLC
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
1151
5972
SH
DFND
1
0
5972
0
ABB LTD
SPONSORED ADR
000375204
4982
163498
SH
DFND
1
0
163498
0
ABBOTT LABS
COM
002824100
9266
77323
SH
DFND
1
0
77323
0
ABBVIE INC
COM
00287Y109
8777
81107
SH
DFND
1
0
81107
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
11851
42901
SH
DFND
1
0
42901
0
ACTIVISION BLIZZARD INC
COM
00507V109
5219
56120
SH
DFND
1
0
56120
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
8909
18742
SH
DFND
1
0
18742
0
ADVANCE AUTO PARTS INC
COM
00751Y106
1510
8229
SH
DFND
1
0
8229
0
ADVANCED ENERGY INDS
COM
007973100
586
5371
SH
DFND
1
0
5371
0
AFLAC INC
COM
001055102
3548
69317
SH
DFND
1
0
69317
0
AGILENT TECHNOLOGIES INC
COM
00846U101
907
7134
SH
DFND
1
0
7134
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1983
19465
SH
DFND
1
0
19465
0
ALBEMARLE CORP
COM
012653101
421
2505
SH
DFND
1
0
2505
0
ALCON AG
ORD SHS
H01301128
801
11412
SH
DFND
1
0
11412
0
ALEXION PHARMACEUTICALS INC
COM
015351109
404
2644
SH
DFND
1
0
2644
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1999
8816
SH
DFND
1
0
8816
0
ALLIANCEBERNSTEIN HLDG L P
UNIT LTD PARTN
01881G106
227
5667
SH
DFND
1
0
5667
0
ALLSTATE CORP
COM
020002101
3657
31829
SH
DFND
1
0
31829
0
ALPHABET INC
CAP STK CL A
02079K305
15731
7627
SH
DFND
1
0
7627
0
ALPHABET INC
CAP STK CL C
02079K107
6045
2922
SH
DFND
1
0
2922
0
ALPS ETF TR
ALERIAN MLP
00162Q452
2134
69953
SH
DFND
1
0
69953
0
ALTRIA GROUP INC
COM
02209S103
6845
133799
SH
DFND
1
0
133799
0
AMAZON COM INC
COM
023135106
39672
12822
SH
DFND
1
0
12822
0
AMBEV SA
SPONSORED ADR
02319V103
3433
1252921
SH
DFND
1
0
1252921
0
AMERICA FIRST MULTIFAMILY IN
BEN UNIT CTF
02364V107
3671
663894
SH
DFND
1
0
663894
0
AMERICAN EXPRESS CO
COM
025816109
3870
27359
SH
DFND
1
0
27359
0
AMERICAN TOWER CORP NEW
COM
03027X100
338
1414
SH
DFND
1
0
1414
0
AMERISOURCEBERGEN CORP
COM
03073E105
6426
54427
SH
DFND
1
0
54427
0
AMGEN INC
COM
031162100
10140
40756
SH
DFND
1
0
40756
0
ANALOG DEVICES INC
COM
032654105
250
1611
SH
DFND
1
0
1611
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
1032
16413
SH
DFND
1
0
16413
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
110
12744
SH
DFND
1
0
12744
0
AON PLC
SHS CL A
G0403H108
2907
12635
SH
DFND
1
0
12635
0
APARTMENT INCOME REIT CORP
COM
03750L109
585
13672
SH
DFND
1
0
13672
0
APPLE INC
COM
037833100
43927
359614
SH
DFND
1
0
359614
0
APPLIED MATLS INC
COM
038222105
9269
69376
SH
DFND
1
0
69376
0
APTIV PLC
SHS
G6095L109
1301
9431
SH
DFND
1
0
9431
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L203
680
23314
SH
DFND
1
0
23314
0
ARES CAPITAL CORP
COM
04010L103
504
26961
SH
DFND
1
0
26961
0
ARK ETF TR
GENOMIC REV ETF
00214Q302
277
3126
SH
DFND
1
0
3126
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
894
1448
SH
DFND
1
0
1448
0
AT&T INC
COM
00206R102
6256
206683
SH
DFND
1
0
206683
0
ATLASSIAN CORP PLC
CL A
G06242104
487
2311
SH
DFND
1
0
2311
0
AUTODESK INC
COM
052769106
562
2027
SH
DFND
1
0
2027
0
AUTOLIV INC
COM
052800109
797
8583
SH
DFND
1
0
8583
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
4157
22056
SH
DFND
1
0
22056
0
B2GOLD CORP
COM
11777Q209
92
21386
SH
DFND
1
0
21386
0
BAIDU INC
SPON ADR REP A
056752108
1421
6533
SH
DFND
1
0
6533
0
BAKER HUGHES COMPANY
CL A
05722G100
208
9622
SH
DFND
1
0
9622
0
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
829
158869
SH
DFND
1
0
158869
0
BANCO SANTANDER S.A.
ADR
05964H105
1509
439830
SH
DFND
1
0
439830
0
BANK MARIN BANCORP
COM
063425102
911
23258
SH
DFND
1
0
23258
0
BANK NEW YORK MELLON CORP
COM
064058100
328
6927
SH
DFND
1
0
6927
0
BARCLAYS PLC
ADR
06738E204
1500
146659
SH
DFND
1
0
146659
0
BAXTER INTL INC
COM
071813109
384
4554
SH
DFND
1
0
4554
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
771
1
SH
DFND
1
0
200
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
11171
43727
SH
DFND
1
0
43727
0
BEST BUY INC
COM
086516101
4274
37228
SH
DFND
1
0
37228
0
BHP GROUP LTD
SPONSORED ADS
088606108
5924
85379
SH
DFND
1
0
85379
0
BIOGEN INC
COM
09062X103
294
1051
SH
DFND
1
0
1051
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
721
9545
SH
DFND
1
0
9545
0
BK OF AMERICA CORP
COM
060505104
12112
313059
SH
DFND
1
0
313059
0
BLACK STONE MINERALS L P
COM UNIT
09225M101
1044
119750
SH
DFND
1
0
119750
0
BLACKROCK INC
COM
09247X101
1094
1451
SH
DFND
1
0
1451
0
BLACKSTONE GROUP INC
COM
09260D107
289
3883
SH
DFND
1
0
3883
0
BLOCK H & R INC
COM
093671105
237
10885
SH
DFND
1
0
10885
0
BOEING CO
COM
097023105
1804
7068
SH
DFND
1
0
7068
0
BP PLC
SPONSORED ADR
055622104
1707
70106
SH
DFND
1
0
70106
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
9093
144032
SH
DFND
1
0
144032
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
3176
81976
SH
DFND
1
0
81976
0
BROADCOM INC
COM
11135F101
5179
11169
SH
DFND
1
0
11169
0
BUNGE LIMITED
COM
G16962105
3765
47490
SH
DFND
1
0
47490
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
467
4895
SH
DFND
1
0
4895
0
CABOT OIL & GAS CORP
COM
127097103
470
25026
SH
DFND
1
0
25026
0
CADENCE DESIGN SYSTEM INC
COM
127387108
208
1520
SH
DFND
1
0
1520
0
CANADIAN NATL RY CO
COM
136375102
1466
12637
SH
DFND
1
0
12637
0
CANOPY GROWTH CORP
COM
138035100
202
6300
SH
DFND
1
0
6300
0
CARDINAL HEALTH INC
COM
14149Y108
8032
132208
SH
DFND
1
0
132208
0
CARRIER GLOBAL CORPORATION
COM
14448C104
263
6234
SH
DFND
1
0
6234
0
CATERPILLAR INC
COM
149123101
4344
18736
SH
DFND
1
0
18736
0
CBRE GROUP INC
CL A
12504L109
404
5101
SH
DFND
1
0
5101
0
CDW CORP
COM
12514G108
220
1327
SH
DFND
1
0
1327
0
CGI INC
CL A SUB VTG
12532H104
208
2496
SH
DFND
1
0
2496
0
CHESAPEAKE ENERGY CORP
COM
165167735
607
14000
SH
DFND
1
0
14000
0
CHEVRON CORP NEW
COM
166764100
4283
40868
SH
DFND
1
0
40868
0
CIGNA CORP NEW
COM
125523100
9042
37405
SH
DFND
1
0
37405
0
CISCO SYS INC
COM
17275R102
9292
179693
SH
DFND
1
0
179693
0
CITIGROUP INC
COM NEW
172967424
536
7371
SH
DFND
1
0
7371
0
CLARIVATE PLC
ORD SHS
G21810109
745
28242
SH
DFND
1
0
28242
0
CLOROX CO DEL
COM
189054109
329
1706
SH
DFND
1
0
1706
0
CMS ENERGY CORP
COM
125896100
219
3581
SH
DFND
1
0
3581
0
COCA COLA CO
COM
191216100
6434
122067
SH
DFND
1
0
122067
0
COCA-COLA FEMSA SAB DE CV
SPONSORD ADR REP
191241108
3353
72575
SH
DFND
1
0
72575
0
COLGATE PALMOLIVE CO
COM
194162103
3501
44408
SH
DFND
1
0
44408
0
COMCAST CORP NEW
CL A
20030N101
15503
286500
SH
DFND
1
0
286500
0
CONAGRA BRANDS INC
COM
205887102
3142
83560
SH
DFND
1
0
83560
0
CONOCOPHILLIPS
COM
20825C104
534
10083
SH
DFND
1
0
10083
0
CONSOLIDATED EDISON INC
COM
209115104
338
4521
SH
DFND
1
0
4521
0
CORTEVA INC
COM
22052L104
305
6533
SH
DFND
1
0
6533
0
COSTCO WHSL CORP NEW
COM
22160K105
15750
44684
SH
DFND
1
0
44684
0
COURSERA INC
COM
22266M104
225
5000
SH
DFND
1
0
5000
0
CRANE CO
COM
224399105
790
8410
SH
DFND
1
0
8410
0
CROCS INC
COM
227046109
454
5640
SH
DFND
1
0
5640
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
201
1167
SH
DFND
1
0
1167
0
CUMMINS INC
COM
231021106
1596
6161
SH
DFND
1
0
6161
0
CVS HEALTH CORP
COM
126650100
3221
42817
SH
DFND
1
0
42817
0
D R HORTON INC
COM
23331A109
3917
43952
SH
DFND
1
0
43952
0
DANAHER CORPORATION
COM
235851102
7480
33233
SH
DFND
1
0
33233
0
DASEKE INC
COM
23753F107
406
47770
SH
DFND
1
0
47770
0
DEERE & CO
COM
244199105
4581
12245
SH
DFND
1
0
12245
0
DISNEY WALT CO
COM
254687106
9319
50506
SH
DFND
1
0
50506
0
DOCUSIGN INC
COM
256163106
7732
38191
SH
DFND
1
0
38191
0
DOW INC
COM
260557103
426
6664
SH
DFND
1
0
6664
0
DUPONT DE NEMOURS INC
COM
26614N102
556
7190
SH
DFND
1
0
7190
0
EAGLE POINT INCOME COMPANY I
COM
269817102
173
11357
SH
DFND
1
0
11357
0
EAGLE PT CR CO LLC
COM
269808101
12451
1039330
SH
DFND
1
0
1039330
0
EASTERN BANKSHARES INC
COM
27627N105
965
50000
SH
DFND
1
0
50000
0
EATON CORP PLC
SHS
G29183103
586
4238
SH
DFND
1
0
4238
0
EBAY INC.
COM
278642103
3949
64489
SH
DFND
1
0
64489
0
ECOLAB INC
COM
278865100
2198
10266
SH
DFND
1
0
10266
0
ECOPETROL S A
SPONSORED ADS
279158109
518
40439
SH
DFND
1
0
40439
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
244
2922
SH
DFND
1
0
2922
0
ENBRIDGE INC
COM
29250N105
327
8979
SH
DFND
1
0
8979
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
1854
241400
SH
DFND
1
0
241400
0
ENERPLUS CORP
COM
292766102
59
11841
SH
DFND
1
0
11841
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
215
50000
SH
DFND
1
0
50000
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
282
12814
SH
DFND
1
0
12814
0
EQUINIX INC
COM
29444U700
2275
3348
SH
DFND
1
0
3348
0
EQUINOR ASA
SPONSORED ADR
29446M102
1423
73146
SH
DFND
1
0
73146
0
ERICSSON
ADR B SEK 10
294821608
135
10267
SH
DFND
1
0
10267
0
EURONAV NV
SHS
B38564108
97
10608
SH
DFND
1
0
10608
0
EVERSOURCE ENERGY
COM
30040W108
384
4436
SH
DFND
1
0
4436
0
EXPEDIA GROUP INC
COM NEW
30212P303
386
2244
SH
DFND
1
0
2244
0
EXPEDITORS INTL WASH INC
COM
302130109
732
6799
SH
DFND
1
0
6799
0
EXXON MOBIL CORP
COM
30231G102
5442
97468
SH
DFND
1
0
97468
0
F5 NETWORKS INC
COM
315616102
1786
8561
SH
DFND
1
0
8561
0
FACEBOOK INC
CL A
30303M102
13811
46891
SH
DFND
1
0
46891
0
FALCON MINERALS CORP
CL A COM
30607B109
15616
3478020
SH
DFND
1
0
3478020
0
FEDEX CORP
COM
31428X106
1560
5492
SH
DFND
1
0
5492
0
FERGUSON PLC NEW
SHS
G3421J106
1639
13643
SH
DFND
1
0
13643
0
FIDELITY NATL INFORMATION SV
COM
31620M106
1463
10407
SH
DFND
1
0
10407
0
FISERV INC
COM
337738108
1186
9960
SH
DFND
1
0
9960
0
FMC CORP
COM NEW
302491303
2796
25277
SH
DFND
1
0
25277
0
FORD MTR CO DEL
COM
345370860
149
12154
SH
DFND
1
0
12154
0
FRANKLIN RESOURCES INC
COM
354613101
4002
135196
SH
DFND
1
0
135196
0
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
146
42000
SH
DFND
1
0
42000
0
GENERAL AMERN INVS CO INC
COM
368802104
306
7692
SH
DFND
1
0
7692
0
GENERAL ELECTRIC CO
COM
369604103
135
10244
SH
DFND
1
0
10244
0
GENERAL MLS INC
COM
370334104
7350
119862
SH
DFND
1
0
119862
0
GENERAL MTRS CO
COM
37045V100
230
4002
SH
DFND
1
0
4002
0
GENTEX CORP
COM
371901109
740
20751
SH
DFND
1
0
20751
0
GILEAD SCIENCES INC
COM
375558103
3696
57194
SH
DFND
1
0
57194
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
3150
88287
SH
DFND
1
0
88287
0
GLOBAL X FDS
NASDQ 100 CVRDGW
37954Y269
733
24500
SH
Call
DFND
1
0
245
0
GLOBAL X FDS
S&P 500 COVERED
37954Y277
775
26900
SH
Call
DFND
1
0
269
0
GRAINGER W W INC
COM
384802104
2038
5084
SH
DFND
1
0
5084
0
HANESBRANDS INC
COM
410345102
3585
182252
SH
DFND
1
0
182252
0
HEALTHPEAK PROPERTIES INC
COM
42250P103
247
7782
SH
DFND
1
0
7782
0
HEIDRICK & STRUGGLES INTL IN
COM
422819102
822
23000
SH
DFND
1
0
23000
0
HENRY SCHEIN INC
COM
806407102
408
5887
SH
DFND
1
0
5887
0
HESS CORP
COM
42809H107
742
10492
SH
DFND
1
0
10492
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
444
28207
SH
DFND
1
0
28207
0
HILTON GRAND VACATIONS INC
COM
43283X105
782
20850
SH
DFND
1
0
20850
0
HIREQUEST INC
COM
433535101
518
30000
SH
DFND
1
0
30000
0
HOME DEPOT INC
COM
437076102
19747
64692
SH
DFND
1
0
64692
0
HONEYWELL INTL INC
COM
438516106
14330
66015
SH
DFND
1
0
66015
0
HOUGHTON MIFFLIN HARCOURT CO
COM
44157R109
305
40000
SH
DFND
1
0
40000
0
HP INC
COM
40434L105
7398
233003
SH
DFND
1
0
233003
0
HUBBELL INC
COM
443510607
3865
20683
SH
DFND
1
0
20683
0
HUDSON PAC PPTYS INC
COM
444097109
873
32162
SH
DFND
1
0
32162
0
IDEXX LABS INC
COM
45168D104
244
498
SH
DFND
1
0
498
0
IHS MARKIT LTD
SHS
G47567105
2114
21840
SH
DFND
1
0
21840
0
ING GROEP N.V.
SPONSORED ADR
456837103
1150
94029
SH
DFND
1
0
94029
0
INTEL CORP
COM
458140100
13982
218435
SH
DFND
1
0
218435
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
204
1830
SH
DFND
1
0
1830
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2006
15068
SH
DFND
1
0
15068
0
INTERPUBLIC GROUP COS INC
COM
460690100
4903
167910
SH
DFND
1
0
167910
0
INTUIT
COM
461202103
349
912
SH
DFND
1
0
912
0
INVESCO EXCHANGE TRADED FD T
S&P500 PUR VAL
46137V258
1443
19500
SH
DFND
1
0
19500
0
INVESCO QQQ TR
UNIT SER 1
46090E103
845
2646
SH
DFND
1
0
2646
0
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
83
21255
SH
DFND
1
0
21255
0
ISHARES GOLD TR
ISHARES
464285105
288
17729
SH
DFND
1
0
17729
0
ISHARES INC
CORE MSCI EMKT
46434G103
228
3542
SH
DFND
1
0
3542
0
ISHARES TR
CORE MSCI EAFE
46432F842
2127
29515
SH
DFND
1
0
29515
0
ISHARES TR
CORE S&P MCP ETF
464287507
228
877
SH
DFND
1
0
877
0
ISHARES TR
CORE S&P SCP ETF
464287804
226
2081
SH
DFND
1
0
2081
0
ISHARES TR
CORE S&P TTL STK
464287150
945
10321
SH
DFND
1
0
10321
0
ISHARES TR
CORE S&P500 ETF
464287200
31351
78807
SH
DFND
1
0
78807
0
ISHARES TR
CORE US AGGBD ET
464287226
78441
689105
SH
DFND
1
0
689105
0
ISHARES TR
MSCI ACWI ETF
464288257
6003
63089
SH
DFND
1
0
63089
0
ISHARES TR
MSCI ACWI EX US
464288240
773
14014
SH
DFND
1
0
14014
0
ISHARES TR
MSCI EAFE ETF
464287465
18418
242759
SH
DFND
1
0
242759
0
ISHARES TR
MSCI EMG MKT ETF
464287234
9850
184658
SH
DFND
1
0
184658
0
ISHARES TR
MSCI USA ESG SLC
464288802
1333
15181
SH
DFND
1
0
15181
0
ISHARES TR
NATIONAL MUN ETF
464288414
8399
72371
SH
DFND
1
0
72371
0
ISHARES TR
RUS 1000 ETF
464287622
797
3562
SH
DFND
1
0
3562
0
ISHARES TR
RUS 1000 GRW ETF
464287614
1922
7910
SH
DFND
1
0
7910
0
ISHARES TR
RUS 1000 VAL ETF
464287598
998
6583
SH
DFND
1
0
6583
0
ISHARES TR
RUS 2000 VAL ETF
464287630
1361
8424
SH
DFND
1
0
8424
0
ISHARES TR
RUS MD CP GR ETF
464287481
910
8917
SH
DFND
1
0
8917
0
ISHARES TR
RUS MDCP VAL ETF
464287473
717
6564
SH
DFND
1
0
6564
0
ISHARES TR
RUS MID CAP ETF
464287499
268
3630
SH
DFND
1
0
3630
0
ISHARES TR
RUSSELL 2000 ETF
464287655
2448
11081
SH
DFND
1
0
11081
0
ISHARES TR
S&P 500 GRWT ETF
464287309
704
10815
SH
DFND
1
0
10815
0
ISHARES TR
S&P 500 VAL ETF
464287408
263
1862
SH
DFND
1
0
1862
0
ISHARES TR
SHRT NAT MUN ETF
464288158
8970
83194
SH
DFND
1
0
83194
0
ISHARES TR
U.S. TECH ETF
464287721
828
9436
SH
DFND
1
0
9436
0
JFROG LTD
ORD SHS
M6191J100
1231
26925
SH
DFND
1
0
26925
0
JOHNSON & JOHNSON
COM
478160104
9699
59014
SH
DFND
1
0
59014
0
JOHNSON CTLS INTL PLC
SHS
G51502105
777
13022
SH
DFND
1
0
13022
0
JPMORGAN CHASE & CO
COM
46625H100
13913
91397
SH
DFND
1
0
91397
0
KANSAS CITY SOUTHERN
COM NEW
485170302
439
1664
SH
DFND
1
0
1664
0
KELLOGG CO
COM
487836108
309
4880
SH
DFND
1
0
4880
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
281
1959
SH
DFND
1
0
1959
0
KILROY RLTY CORP
COM
49427F108
879
13395
SH
DFND
1
0
13395
0
KIMBERLY-CLARK CORP
COM
494368103
3108
22354
SH
DFND
1
0
22354
0
KINDER MORGAN INC DEL
COM
49456B101
284
17084
SH
DFND
1
0
17084
0
KINROSS GOLD CORP
COM
496902404
553
83000
SH
DFND
1
0
83000
0
KLA CORP
COM NEW
482480100
6909
20911
SH
DFND
1
0
20911
0
LENNAR CORP
CL A
526057104
4189
41385
SH
DFND
1
0
41385
0
LHC GROUP INC
COM
50187A107
260
1360
SH
DFND
1
0
1360
0
LILLY ELI & CO
COM
532457108
4824
25823
SH
DFND
1
0
25823
0
LIMONEIRA CO
COM
532746104
671
38327
SH
DFND
1
0
38327
0
LINDE PLC
SHS
G5494J103
9009
32160
SH
DFND
1
0
32160
0
LIVEPERSON INC
COM
538146101
205
3878
SH
DFND
1
0
3878
0
LOCKHEED MARTIN CORP
COM
539830109
6178
16720
SH
DFND
1
0
16720
0
LOWES COS INC
COM
548661107
561
2948
SH
DFND
1
0
2948
0
MANPOWERGROUP INC
COM
56418H100
3880
39267
SH
DFND
1
0
39267
0
MARATHON OIL CORP
COM
565849106
204
19080
SH
DFND
1
0
19080
0
MARATHON PETE CORP
COM
56585A102
541
10111
SH
DFND
1
0
10111
0
MARSH & MCLENNAN COS INC
COM
571748102
651
5347
SH
DFND
1
0
5347
0
MASCO CORP
COM
574599106
6589
109999
SH
DFND
1
0
109999
0
MASTERCARD INCORPORATED
CL A
57636Q104
7297
20494
SH
DFND
1
0
20494
0
MCDONALDS CORP
COM
580135101
7481
33378
SH
DFND
1
0
33378
0
MCKESSON CORP
COM
58155Q103
4622
23696
SH
DFND
1
0
23696
0
MEDTRONIC PLC
SHS
G5960L103
7312
61894
SH
DFND
1
0
61894
0
MERCADOLIBRE INC
COM
58733R102
343
233
SH
DFND
1
0
233
0
MERCK & CO. INC
COM
58933Y105
10983
142465
SH
DFND
1
0
142465
0
MESABI TR
CTF BEN INT
590672101
337
11185
SH
DFND
1
0
11185
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
307
266
SH
DFND
1
0
266
0
MICROSOFT CORP
COM
594918104
57525
244223
SH
DFND
1
0
244223
0
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
3184
381734
SH
DFND
1
0
381734
0
MONROE CAP CORP
COM
610335101
325
32390
SH
DFND
1
0
32390
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
1341
14726
SH
DFND
1
0
14726
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
422
2242
SH
DFND
1
0
2242
0
MSC INDL DIRECT INC
CL A
553530106
4062
45037
SH
DFND
1
0
45037
0
NESCO HLDGS INC
*W EXP 01/01/202
64083J112
20
10000
SH
DFND
1
0
10000
0
NETFLIX INC
COM
64110L106
5576
10688
SH
DFND
1
0
10688
0
NEW YORK CMNTY CAP TR V
UNIT 11/01/2051
64944P307
296
5923
SH
DFND
1
0
5923
0
NEXTERA ENERGY INC
COM
65339F101
8250
109107
SH
DFND
1
0
109107
0
NIC INC
COM
62914B100
804
23707
SH
DFND
1
0
23707
0
NIKE INC
CL B
654106103
69672
524281
SH
DFND
1
0
524281
0
NOKIA CORP
SPONSORED ADR
654902204
84
21277
SH
DFND
1
0
21277
0
NORDSTROM INC
COM
655664100
770
20345
SH
DFND
1
0
20345
0
NORFOLK SOUTHN CORP
COM
655844108
1866
6949
SH
DFND
1
0
6949
0
NORTH AMERN CONSTR GROUP LTD
COM
656811106
296
27500
SH
DFND
1
0
27500
0
NORTHERN TR CORP
COM
665859104
369
3508
SH
DFND
1
0
3508
0
NORTHROP GRUMMAN CORP
COM
666807102
201
622
SH
DFND
1
0
622
0
NOVARTIS AG
SPONSORED ADR
66987V109
7059
82579
SH
DFND
1
0
82579
0
NOVO-NORDISK A S
ADR
670100205
3803
56413
SH
DFND
1
0
56413
0
NUTANIX INC
CL A
67059N108
602
22658
SH
DFND
1
0
22658
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
296
19968
SH
DFND
1
0
19968
0
NVIDIA CORPORATION
COM
67066G104
17764
33271
SH
DFND
1
0
33271
0
NXP SEMICONDUCTORS N V
COM
N6596X109
907
4503
SH
DFND
1
0
4503
0
OMNICOM GROUP INC
COM
681919106
7532
101583
SH
DFND
1
0
101583
0
ON SEMICONDUCTOR CORP
COM
682189105
389
9340
SH
DFND
1
0
9340
0
ONEOK INC NEW
COM
682680103
242
4778
SH
DFND
1
0
4778
0
ORACLE CORP
COM
68389X105
13663
194738
SH
DFND
1
0
194738
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
3733
157902
SH
DFND
1
0
157902
0
PACCAR INC
COM
693718108
675
7266
SH
DFND
1
0
7266
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
256
7700
SH
DFND
1
0
7700
0
PALO ALTO NETWORKS INC
COM
697435105
2224
6905
SH
DFND
1
0
6905
0
PAYCHEX INC
COM
704326107
3689
37630
SH
DFND
1
0
37630
0
PAYPAL HLDGS INC
COM
70450Y103
6194
25506
SH
DFND
1
0
25506
0
PENTAIR PLC
SHS
G7S00T104
338
5423
SH
DFND
1
0
5423
0
PEPSICO INC
COM
713448108
3365
23790
SH
DFND
1
0
23790
0
PFIZER INC
COM
717081103
8576
236715
SH
DFND
1
0
236715
0
PHILIP MORRIS INTL INC
COM
718172109
7563
85231
SH
DFND
1
0
85231
0
PHILLIPS 66
COM
718546104
340
4169
SH
DFND
1
0
4169
0
PNC FINL SVCS GROUP INC
COM
693475105
336
1916
SH
DFND
1
0
1916
0
PRICE T ROWE GROUP INC
COM
74144T108
5043
29390
SH
DFND
1
0
29390
0
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
3865
64458
SH
DFND
1
0
64458
0
PROCTER AND GAMBLE CO
COM
742718109
5502
40623
SH
DFND
1
0
40623
0
PROLOGIS INC.
COM
74340W103
391
3688
SH
DFND
1
0
3688
0
PRUDENTIAL FINL INC
COM
744320102
528
5794
SH
DFND
1
0
5794
0
PRUDENTIAL PLC
ADR
74435K204
2974
69655
SH
DFND
1
0
69655
0
QUALCOMM INC
COM
747525103
13260
100010
SH
DFND
1
0
100010
0
QUEST DIAGNOSTICS INC
COM
74834L100
214
1664
SH
DFND
1
0
1664
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
9214
119250
SH
DFND
1
0
119250
0
REDFIN CORP
COM
75737F108
5623
85000
SH
DFND
1
0
85000
0
RELX PLC
SPONSORED ADR
759530108
3160
125585
SH
DFND
1
0
125585
0
REVANCE THERAPEUTICS INC
COM
761330109
818
29274
SH
DFND
1
0
29274
0
RIO TINTO PLC
SPONSORED ADR
767204100
3902
50245
SH
DFND
1
0
50245
0
ROBERT HALF INTL INC
COM
770323103
4811
61622
SH
DFND
1
0
61622
0
ROCKWELL AUTOMATION INC
COM
773903109
701
2639
SH
DFND
1
0
2639
0
RYANAIR HOLDINGS PLC
SPONSORED ADS
783513203
3095
26913
SH
DFND
1
0
26913
0
S&P GLOBAL INC
COM
78409V104
247
701
SH
DFND
1
0
701
0
SALESFORCE COM INC
COM
79466L302
11922
56272
SH
DFND
1
0
56272
0
SANOFI
SPONSORED ADR
80105N105
3552
71822
SH
DFND
1
0
71822
0
SAP SE
SPON ADR
803054204
581
4732
SH
DFND
1
0
4732
0
SCHLUMBERGER LTD
COM
806857108
1231
45264
SH
DFND
1
0
45264
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
298
7923
SH
DFND
1
0
7923
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
258
2667
SH
DFND
1
0
2667
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
392
6418
SH
DFND
1
0
6418
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
4802
62569
SH
DFND
1
0
62569
0
SEALED AIR CORP NEW
COM
81211K100
3791
82731
SH
DFND
1
0
82731
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1522
11460
SH
DFND
1
0
11460
0
SERVICENOW INC
COM
81762P102
354
708
SH
DFND
1
0
708
0
SKYWORKS SOLUTIONS INC
COM
83088M102
297
1617
SH
DFND
1
0
1617
0
SMARTSHEET INC
COM CL A
83200N103
988
15459
SH
DFND
1
0
15459
0
SMUCKER J M CO
COM NEW
832696405
3327
26293
SH
DFND
1
0
26293
0
SNAP INC
CL A
83304A106
1246
23835
SH
DFND
1
0
23835
0
SNAP ON INC
COM
833034101
4703
20382
SH
DFND
1
0
20382
0
SONY CORP
SPONSORED ADR
835699307
341
3221
SH
DFND
1
0
3221
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
407
1232
SH
DFND
1
0
1232
0
SPDR GOLD TR
GOLD SHS
78463V107
414
2589
SH
DFND
1
0
2589
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
3645
126084
SH
DFND
1
0
126084
0
SPDR INDEX SHS FDS
S&P GLBDIV ETF
78463X459
2012
30436
SH
DFND
1
0
30436
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
129905
327771
SH
DFND
1
0
327771
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1773
3724
SH
DFND
1
0
3724
0
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
584
19711
SH
DFND
1
0
19711
0
SPDR SER TR
S&P DIVID ETF
78464A763
33574
284451
SH
DFND
1
0
284451
0
SPLUNK INC
COM
848637104
1522
11236
SH
DFND
1
0
11236
0
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
515
38377
SH
DFND
1
0
38377
0
SQUARE INC
CL A
852234103
215
949
SH
DFND
1
0
949
0
STARBUCKS CORP
COM
855244109
4836
44257
SH
DFND
1
0
44257
0
STATE STR CORP
COM
857477103
226
2685
SH
DFND
1
0
2685
0
STELLANTIS N.V
SHS
N82405106
247
13907
SH
DFND
1
0
13907
0
STRYKER CORPORATION
COM
863667101
282
1156
SH
DFND
1
0
1156
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
2527
348508
SH
DFND
1
0
348508
0
SUNCOR ENERGY INC NEW
COM
867224107
1179
56412
SH
DFND
1
0
56412
0
SYSCO CORP
COM
871829107
8170
103763
SH
DFND
1
0
103763
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
264
14483
SH
DFND
1
0
14483
0
TAPESTRY INC
COM
876030107
774
18781
SH
DFND
1
0
18781
0
TARGET CORP
COM
87612E106
4696
23719
SH
DFND
1
0
23719
0
TE CONNECTIVITY LTD
REG SHS
H84989104
318
2466
SH
DFND
1
0
2466
0
TESLA INC
COM
88160R101
4726
7045
SH
DFND
1
0
7045
0
TEXAS INSTRS INC
COM
882508104
15035
79556
SH
DFND
1
0
79556
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
8539
18711
SH
DFND
1
0
18711
0
TILRAY INC
COM CL 2
88688T100
4677
207255
SH
DFND
1
0
207255
0
TJX COS INC NEW
COM
872540109
257
3882
SH
DFND
1
0
3882
0
T-MOBILE US INC
COM
872590104
290
2313
SH
DFND
1
0
2313
0
TOTAL SE
SPONSORED ADS
89151E109
568
12199
SH
DFND
1
0
12199
0
TRACTOR SUPPLY CO
COM
892356106
245
1383
SH
DFND
1
0
1383
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
388
2343
SH
DFND
1
0
2343
0
TRANSPORTADORA DE GAS SUR
SPONSORED ADS B
893870204
95
19643
SH
DFND
1
0
19643
0
TRAVELERS COMPANIES INC
COM
89417E109
4749
31577
SH
DFND
1
0
31577
0
TURKCELL ILETISIM HIZMETLERI
SPON ADR NEW
900111204
140
29879
SH
DFND
1
0
29879
0
UBER TECHNOLOGIES INC
COM
90353T100
2036
37358
SH
DFND
1
0
37358
0
ULTA BEAUTY INC
COM
90384S303
1269
4105
SH
DFND
1
0
4105
0
UNILEVER PLC
SPON ADR NEW
904767704
4759
85250
SH
DFND
1
0
85250
0
UNION PAC CORP
COM
907818108
12525
56828
SH
DFND
1
0
56828
0
UNITED PARCEL SERVICE INC
CL B
911312106
2814
16556
SH
DFND
1
0
16556
0
UNITEDHEALTH GROUP INC
COM
91324P102
16469
44262
SH
DFND
1
0
44262
0
US BANCORP DEL
COM NEW
902973304
528
9544
SH
DFND
1
0
9544
0
V F CORP
COM
918204108
229
2867
SH
DFND
1
0
2867
0
VALE S A
SPONSORED ADS
91912E105
4920
283109
SH
DFND
1
0
283109
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
406
12490
SH
DFND
1
0
12490
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
76140
926387
SH
DFND
1
0
926387
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
420
7352
SH
DFND
1
0
7352
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
2636
10255
SH
DFND
1
0
10255
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
433
2335
SH
DFND
1
0
2335
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
567
4207
SH
DFND
1
0
4207
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
2838
12821
SH
DFND
1
0
12821
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
666
7255
SH
DFND
1
0
7255
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
35056
96228
SH
DFND
1
0
96228
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
850
5135
SH
DFND
1
0
5135
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
2597
12132
SH
DFND
1
0
12132
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
11739
56821
SH
DFND
1
0
56821
0
VANGUARD INDEX FDS
VALUE ETF
922908744
2716
20663
SH
DFND
1
0
20663
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
352
5803
SH
DFND
1
0
5803
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
18844
362032
SH
DFND
1
0
362032
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
21405
220008
SH
DFND
1
0
220008
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
923
11193
SH
DFND
1
0
11193
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
66202
1348032
SH
DFND
1
0
1348032
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1924
5366
SH
DFND
1
0
5366
0
VEDANTA LIMITED
SPONSORED ADR
92242Y100
191
15225
SH
DFND
1
0
15225
0
VERIZON COMMUNICATIONS INC
COM
92343V104
6971
119879
SH
DFND
1
0
119879
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
275
1282
SH
DFND
1
0
1282
0
VIACOMCBS INC
CL B
92556H206
5010
111081
SH
DFND
1
0
111081
0
VISA INC
COM CL A
92826C839
12815
60527
SH
DFND
1
0
60527
0
VMWARE INC
CL A COM
928563402
1239
8237
SH
DFND
1
0
8237
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
307
16654
SH
DFND
1
0
16654
0
VULCAN MATLS CO
COM
929160109
276
1635
SH
DFND
1
0
1635
0
WALMART INC
COM
931142103
3092
22761
SH
DFND
1
0
22761
0
WASTE MGMT INC DEL
COM
94106L109
333
2578
SH
DFND
1
0
2578
0
WATERS CORP
COM
941848103
276
970
SH
DFND
1
0
970
0
WELLS FARGO CO NEW
COM
949746101
2790
71400
SH
DFND
1
0
71400
0
WESTERN UN CO
COM
959802109
8064
327010
SH
DFND
1
0
327010
0
WEYERHAEUSER CO MTN BE
COM NEW
962166104
930
26129
SH
DFND
1
0
26129
0
WORKDAY INC
CL A
98138H101
462
1861
SH
DFND
1
0
1861
0
XCEL ENERGY INC
COM
98389B100
317
4773
SH
DFND
1
0
4773
0
XEROX HOLDINGS CORP
COM NEW
98421M106
681
28054
SH
DFND
1
0
28054
0
XYLEM INC
COM
98419M100
462
4395
SH
DFND
1
0
4395
0
ZILLOW GROUP INC
CL A
98954M101
354
2692
SH
DFND
1
0
2692
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
613
4726
SH
DFND
1
0
4726
0
ZOETIS INC
CL A
98978V103
3018
19167
SH
DFND
1
0
19167
0