0001062993-20-002273.txt : 20200512
0001062993-20-002273.hdr.sgml : 20200512
20200512112517
ACCESSION NUMBER: 0001062993-20-002273
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200512
DATE AS OF CHANGE: 20200512
EFFECTIVENESS DATE: 20200512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC
CENTRAL INDEX KEY: 0001470876
IRS NUMBER: 261341800
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13894
FILM NUMBER: 20867644
BUSINESS ADDRESS:
STREET 1: 701 5TH AVENUE
STREET 2: 74TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: 206-398-1100
MAIL ADDRESS:
STREET 1: 701 5TH AVENUE
STREET 2: 74TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98104
13F-HR
1
primary_doc.xml
13F-HR
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0001470876
XXXXXXXX
03-31-2020
03-31-2020
Freestone Capital Holdings, LLC
701 5TH AVENUE
74TH FLOOR
SEATTLE
WA
98104
13F HOLDINGS REPORT
028-13894
N
SCOTT AKINS
GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
206-707-7300
/s/ Scott Akins
SEATTLE
WA
05-12-2020
1
373
4623899
false
1
0001128159
028-05975
FREESTONE CAPITAL MANAGEMENT LLC
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
FALCON MINERALS CORP
CL A COM
30607B109
7458
3469025
SH
DFND
1
0
3469025
0
INVESCO EXCHANGE-TRADED FD T
FTSE RAFI EMNG
46138E727
36193
2345598
SH
DFND
1
0
2345598
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
45321
1359356
SH
DFND
1
0
1359356
0
SPDR INDEX SHS FDS
S&P GLBDIV ETF
78463X459
55415
1155925
SH
DFND
1
0
1155925
0
INVESCO EXCHANGE-TRADED FD T
S&P500 HDL VOL
46138E362
33663
1121723
SH
DFND
1
0
1121723
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
64405
783710
SH
DFND
1
0
783710
0
ISHARES TR
CORE US AGGBD ET
464287226
69408
601610
SH
DFND
1
0
601610
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
19044
590520
SH
DFND
1
0
590520
0
NIKE INC
CL B
654106103
46093
557083
SH
DFND
1
0
557083
0
EAGLE PT CR CO LLC
COM
269808101
3624
529803
SH
DFND
1
0
529803
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
2260
471793
SH
DFND
1
0
471793
0
AMERICA FIRST MULTIFAMILY IN
BEN UNIT CTF
02364V107
2133
407105
SH
DFND
1
0
407105
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
13252
394988
SH
DFND
1
0
394988
0
REDFIN CORP
COM
75737F108
237101
391181
SH
DFND
1
0
391181
0
SPDR SER TR
S&P DIVID ETF
78464A763
30518
382141
SH
DFND
1
0
382141
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
91147
353627
SH
DFND
1
0
353627
0
BK OF AMERICA CORP
COM
060505104
7295
343606
SH
DFND
1
0
343606
0
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
2512
330568
SH
DFND
1
0
330568
0
BARCLAYS PLC
ADR
06738E204
1478
326168
SH
DFND
1
0
326168
0
WESTERN UN CO
COM
959802109
5462
301295
SH
DFND
1
0
301295
0
CABOT OIL & GAS CORP
COM
127097103
4617
268593
SH
DFND
1
0
268593
0
MICROSOFT CORP
COM
594918104
2873584
238684
SH
DFND
1
0
238684
0
ALPS ETF TR
ALERIAN MLP
00162Q866
795
230996
SH
DFND
1
0
230996
0
ABB LTD
SPONSORED ADR
000375204
3774
218677
SH
DFND
1
0
218677
0
BLOCK H & R INC
COM
093671105
2933
208311
SH
DFND
1
0
208311
0
INTEL CORP
COM
458140100
10725
198162
SH
DFND
1
0
198162
0
HP INC
COM
40434L105
3412
196518
SH
DFND
1
0
196518
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
2957
194815
SH
DFND
1
0
194815
0
WELLS FARGO CO NEW
COM
949746101
4876
169885
SH
DFND
1
0
169885
0
EQUINOR ASA
SPONSORED ADR
29446M102
2062
169278
SH
DFND
1
0
169278
0
ORACLE CORP
COM
68389X105
8173
169100
SH
DFND
1
0
169100
0
ECOPETROL S A
SPONSORED ADS
279158109
1423
149608
SH
DFND
1
0
149608
0
CISCO SYS INC
COM
17275R102
5859
149040
SH
DFND
1
0
149040
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
220
145522
SH
DFND
1
0
145522
0
RELX PLC
SPONSORED ADR
759530108
3008
140550
SH
DFND
1
0
140550
0
CITIGROUP INC
COM NEW
172967424
5831
138449
SH
DFND
1
0
138449
0
VALE S A
SPONSORED ADS
91912E105
1119
135031
SH
DFND
1
0
135031
0
TAPESTRY INC
COM
876030107
1731
133665
SH
DFND
1
0
133665
0
TURKCELL ILETISIM HIZMETLERI
SPON ADR NEW
900111204
610
131125
SH
DFND
1
0
131125
0
PFIZER INC
COM
717081103
4151
127182
SH
DFND
1
0
127182
0
HANESBRANDS INC
COM
410345102
982
124792
SH
DFND
1
0
124792
0
COMCAST CORP NEW
CL A
20030N101
4248
123567
SH
DFND
1
0
123567
0
PRUDENTIAL PLC
ADR
74435K204
3056
123343
SH
DFND
1
0
123343
0
MERCK & CO. INC
COM
58933Y105
9376
121862
SH
DFND
1
0
121862
0
OXFORD LANE CAP CORP
COM
691543102
501
120045
SH
DFND
1
0
120045
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
6678
119800
SH
DFND
1
0
119800
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
4510
119734
SH
DFND
1
0
119734
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
3999
116952
SH
DFND
1
0
116952
0
ISHARES TR
MSCI EMG MKT ETF
464287234
3937
115367
SH
DFND
1
0
115367
0
EXXON MOBIL CORP
COM
30231G102
4359
114793
SH
DFND
1
0
114793
0
CARDINAL HEALTH INC
COM
14149Y108
5396
112558
SH
DFND
1
0
112558
0
FRANKLIN RESOURCES INC
COM
354613101
1857
111245
SH
DFND
1
0
111245
0
ING GROEP N.V.
SPONSORED ADR
456837103
565
109740
SH
DFND
1
0
109740
0
INTERPUBLIC GROUP COS INC
COM
460690100
1760
108680
SH
DFND
1
0
108680
0
GENERAL MLS INC
COM
370334104
5696
107944
SH
DFND
1
0
107944
0
ALTRIA GROUP INC
COM
02209S103
4060
104997
SH
DFND
1
0
104997
0
QUALCOMM INC
COM
747525103
6678
98709
SH
DFND
1
0
98709
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
1338
97189
SH
DFND
1
0
97189
0
STELLUS CAP INVT CORP
COM
858568108
701
96153
SH
DFND
1
0
96153
0
DEVON ENERGY CORP NEW
COM
25179M103
656
95000
SH
DFND
1
0
95000
0
PHILIP MORRIS INTL INC
COM
718172109
6829
93598
SH
DFND
1
0
93598
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
21139
89262
SH
DFND
1
0
89262
0
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
266
86782
SH
DFND
1
0
86782
0
VERIZON COMMUNICATIONS INC
COM
92343V104
4624
86069
SH
DFND
1
0
86069
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
413
85045
SH
DFND
1
0
85045
0
GENTEX CORP
COM
371901109
1868
84305
SH
DFND
1
0
84305
0
HONEYWELL INTL INC
COM
438516106
11197
83688
SH
DFND
1
0
83688
0
SK TELECOM LTD
SPONSORED ADR
78440P108
1345
82684
SH
DFND
1
0
82684
0
VIACOMCBS INC
CL B
92556H206
1158
82678
SH
DFND
1
0
82678
0
TEXAS INSTRS INC
COM
882508104
8023
80287
SH
DFND
1
0
80287
0
SEALED AIR CORP NEW
COM
81211K100
1977
80019
SH
DFND
1
0
80019
0
AT&T INC
COM
00206R102
2273
77979
SH
DFND
1
0
77979
0
APPLIED MATLS INC
COM
038222105
3550
77479
SH
DFND
1
0
77479
0
INFOSYS LTD
SPONSORED ADR
456788108
617
75094
SH
DFND
1
0
75094
0
APPLE INC
COM
037833100
18956
74546
SH
DFND
1
0
74546
0
AFLAC INC
COM
001055102
2501
73036
SH
DFND
1
0
73036
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
2757
72770
SH
DFND
1
0
72770
0
NIELSEN HLDGS PLC
SHS EUR
G6518L108
909
72484
SH
DFND
1
0
72484
0
BLACK STONE MINERALS L P
COM UNIT
09225M101
331
70711
SH
DFND
1
0
70711
0
ROBERT HALF INTL INC
COM
770323103
2667
70654
SH
DFND
1
0
70654
0
MANULIFE FINL CORP
COM
56501R106
879
70090
SH
DFND
1
0
70090
0
SALESFORCE COM INC
COM
79466L302
10083
70033
SH
DFND
1
0
70033
0
XEROX HOLDINGS CORP
COM NEW
98421M106
1314
69358
SH
DFND
1
0
69358
0
AMBEV SA
SPONSORED ADR
02319V103
158
68768
SH
DFND
1
0
68768
0
NOVARTIS A G
SPONSORED ADR
66987V109
5618
68144
SH
DFND
1
0
68144
0
ACTIVISION BLIZZARD INC
COM
00507V109
15926
67955
SH
DFND
1
0
67955
0
PRINCIPAL FINL GROUP INC
COM
74251V102
2123
67755
SH
DFND
1
0
67755
0
JOHNSON & JOHNSON
COM
478160104
8843
67437
SH
DFND
1
0
67437
0
ISHARES TR
SHRT NAT MUN ETF
464288158
7059
66410
SH
DFND
1
0
66410
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
1263
65603
SH
DFND
1
0
65603
0
DISNEY WALT CO
COM DISNEY
254687106
6115
63298
SH
DFND
1
0
63298
0
SUNCOR ENERGY INC NEW
COM
867224107
996
63017
SH
DFND
1
0
63017
0
ISHARES TR
NATIONAL MUN ETF
464288414
7115
62958
SH
DFND
1
0
62958
0
OMNICOM GROUP INC
COM
681919106
3448
62803
SH
DFND
1
0
62803
0
MEDTRONIC PLC
SHS
G5960L103
5587
61950
SH
DFND
1
0
61950
0
BP PLC
SPONSORED ADR
055622104
25846
60687
SH
DFND
1
0
60687
0
JPMORGAN CHASE & CO
COM
46625H100
5442
60448
SH
DFND
1
0
60448
0
UNILEVER PLC
SPON ADR NEW
904767704
3053
60381
SH
DFND
1
0
60381
0
CEDAR REALTY TRUST INC
COM NEW
150602209
56
60000
SH
DFND
1
0
60000
0
BHP GROUP LTD
SPONSORED ADS
088606108
2186
59574
SH
DFND
1
0
59574
0
SANOFI
SPONSORED ADR
80105N105
2582
59067
SH
DFND
1
0
59067
0
TRANSPORTADORA DE GAS SUR
SPONSORED ADS B
893870204
270
58791
SH
DFND
1
0
58791
0
TERNIUM SA
SPONSORED ADS
880890108
691
58026
SH
DFND
1
0
58026
0
GEO GROUP INC NEW
COM
36162J106
700
57530
SH
DFND
1
0
57530
0
NOVO-NORDISK A S
ADR
670100205
3418
56775
SH
DFND
1
0
56775
0
PAYPAL HLDGS INC
COM
70450Y103
5332
55695
SH
DFND
1
0
55695
0
COCA COLA CO
COM
191216100
2425
54813
SH
DFND
1
0
54813
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
8942
54770
SH
DFND
1
0
54770
0
ABBOTT LABS
COM
002824100
4304
54542
SH
DFND
1
0
54542
0
ABBVIE INC
COM
00287Y109
4148
54439
SH
DFND
1
0
54439
0
HOME DEPOT INC
COM
437076102
9882
52928
SH
DFND
1
0
52928
0
HOLLYFRONTIER CORP
COM
436106108
1255
51187
SH
DFND
1
0
51187
0
AMERISOURCEBERGEN CORP
COM
03073E105
4468
50486
SH
DFND
1
0
50486
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
3342
50482
SH
DFND
1
0
50482
0
VISA INC
COM CL A
92826C839
7917
49140
SH
DFND
1
0
49140
0
EBAY INC
COM
278642103
1440
47892
SH
DFND
1
0
47892
0
DASEKE INC
COM
23753F107
67
47770
SH
DFND
1
0
47770
0
SAP SE
SPON ADR
803054204
5268
47677
SH
DFND
1
0
47677
0
ARES CAPITAL CORP
COM
04010L103
504
46761
SH
DFND
1
0
46761
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
6018
46681
SH
DFND
1
0
46681
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
213
46281
SH
DFND
1
0
46281
0
CHEVRON CORP NEW
COM
166764100
3345
46160
SH
DFND
1
0
46160
0
NUCOR CORP
COM
670346105
1627
45166
SH
DFND
1
0
45166
0
GILEAD SCIENCES INC
COM
375558103
3344
44731
SH
DFND
1
0
44731
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
321
44696
SH
DFND
1
0
44696
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
2174
44559
SH
DFND
1
0
44559
0
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
1435
43339
SH
DFND
1
0
43339
0
COSTCO WHSL CORP NEW
COM
22160K105
12355
43331
SH
DFND
1
0
43331
0
AMERICAN EXPRESS CO
COM
025816109
3702
43242
SH
DFND
1
0
43242
0
FACEBOOK INC
CL A
30303M102
7099
42562
SH
DFND
1
0
42562
0
TOTAL S.A.
SPONSORED ADS
89151E109
1521
40832
SH
DFND
1
0
40832
0
AMGEN INC
COM
031162100
8204
40466
SH
DFND
1
0
40466
0
KINDER MORGAN INC DEL
COM
49456B101
562
40349
SH
DFND
1
0
40349
0
STARBUCKS CORP
COM
855244109
2623
39897
SH
DFND
1
0
39897
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
1781
39880
SH
DFND
1
0
39880
0
MICRO FOCUS INTL PLC
SPON ADR NEW
594837403
201
39735
SH
DFND
1
0
39735
0
NIC INC
COM
62914B100
913
39697
SH
DFND
1
0
39697
0
CIGNA CORP NEW
COM
125523100
6990
39451
SH
DFND
1
0
39451
0
UNION PAC CORP
COM
907818108
5558
39404
SH
DFND
1
0
39404
0
PRUDENTIAL FINL INC
COM
744320102
2052
39361
SH
DFND
1
0
39361
0
ISHARES TR
MSCI ACWI ETF
464288257
2361
37731
SH
DFND
1
0
37731
0
CATERPILLAR INC DEL
COM
149123101
4375
37703
SH
DFND
1
0
37703
0
RYANAIR HOLDINGS PLC
SPONSORED ADS
783513203
1938
36497
SH
DFND
1
0
36497
0
UNITEDHEALTH GROUP INC
COM
91324P102
8945
35870
SH
DFND
1
0
35870
0
PROCTER & GAMBLE CO
COM
742718109
3946
35870
SH
DFND
1
0
35870
0
DOCUSIGN INC
COM
256163106
3255
35229
SH
DFND
1
0
35229
0
PENTAIR PLC
SHS
G7S00T104
1032
34693
SH
DFND
1
0
34693
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
453
34546
SH
DFND
1
0
34546
0
ALLSTATE CORP
COM
020002101
3107
33870
SH
DFND
1
0
33870
0
ENERPLUS CORP
COM
292766102
50
33860
SH
DFND
1
0
33860
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
1477
33473
SH
DFND
1
0
33473
0
NVIDIA CORP
COM
67066G104
8795
33365
SH
DFND
1
0
33365
0
BEST BUY INC
COM
086516101
1887
33109
SH
DFND
1
0
33109
0
AUTOLIV INC
COM
052800109
1502
32647
SH
DFND
1
0
32647
0
OVINTIV INC
COM
69047Q102
86
32022
SH
DFND
1
0
32022
0
RIO TINTO PLC
SPONSORED ADR
767204100
1456
31958
SH
DFND
1
0
31958
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
447
31280
SH
DFND
1
0
31280
0
PRICE T ROWE GROUP INC
COM
74144T108
3024
30963
SH
DFND
1
0
30963
0
RICHMOND MUT BANCORPORATIN I
COM
76525P100
313
30726
SH
DFND
1
0
30726
0
SCHWAB CHARLES CORP
COM
808513105
1029
30592
SH
DFND
1
0
30592
0
UBER TECHNOLOGIES INC
COM
90353T100
819
29335
SH
DFND
1
0
29335
0
VEDANTA LTD
SPONSORED ADR
92242Y100
103
29015
SH
DFND
1
0
29015
0
MCKESSON CORP
COM
58155Q103
3775
27907
SH
DFND
1
0
27907
0
NORTH AMERN CONSTR GROUP LTD
COM
656811106
140
27500
SH
DFND
1
0
27500
0
SCHLUMBERGER LTD
COM
806857108
364
26989
SH
DFND
1
0
26989
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4790
26197
SH
DFND
1
0
26197
0
WEYERHAEUSER CO
COM
962166104
441
26000
SH
DFND
1
0
26000
0
RESTAURANT BRANDS INTL INC
COM
76131D103
1010
25223
SH
DFND
1
0
25223
0
BOEING CO
COM
097023105
3722
24955
SH
DFND
1
0
24955
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
724
24925
SH
DFND
1
0
24925
0
GLOBE LIFE INC
COM
37959E102
1783
24773
SH
DFND
1
0
24773
0
MANPOWERGROUP INC
COM
56418H100
1301
24544
SH
DFND
1
0
24544
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
23957
24141
SH
DFND
1
0
24141
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
127
24124
SH
DFND
1
0
24124
0
SINOPEC SHANGHAI PETROCHEMIC
SPON ADR H
82935M109
588
24011
SH
DFND
1
0
24011
0
MESABI TR
CTF BEN INT
590672101
335
23417
SH
DFND
1
0
23417
0
BANK OF MARIN BANCORP
COM
063425102
698
23258
SH
DFND
1
0
23258
0
ROCKWELL AUTOMATION INC
COM
773903109
3491
23135
SH
DFND
1
0
23135
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
525
22800
SH
DFND
1
0
22800
0
SNAP ON INC
COM
833034101
2464
22640
SH
DFND
1
0
22640
0
COCA COLA FEMSA S A B DE C V
SPONSORD ADR REP
191241108
904
22473
SH
DFND
1
0
22473
0
TARGET CORP
COM
87612E106
2071
22278
SH
DFND
1
0
22278
0
GENMAB A/S
SPONSORED ADS
372303206
469
22115
SH
DFND
1
0
22115
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
1091
21992
SH
DFND
1
0
21992
0
LILLY ELI & CO
COM
532457108
3006
21673
SH
DFND
1
0
21673
0
QUEST DIAGNOSTICS INC
COM
74834L100
1725
21480
SH
DFND
1
0
21480
0
NORDSTROM INC
COM
655664100
326
21223
SH
DFND
1
0
21223
0
MSC INDL DIRECT INC
CL A
553530106
1166
21203
SH
DFND
1
0
21203
0
ADOBE INC
COM
00724F101
6649
20894
SH
DFND
1
0
20894
0
MOMO INC
ADR
60879B107
453
20893
SH
DFND
1
0
20893
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2277
20524
SH
DFND
1
0
20524
0
NUTANIX INC
CL A
67059N108
323
20449
SH
DFND
1
0
20449
0
ISHARES GOLD TRUST
ISHARES
464285105
308
20405
SH
DFND
1
0
20405
0
CVS HEALTH CORP
COM
126650100
24914
20318
SH
DFND
1
0
20318
0
IHS MARKIT LTD
SHS
G47567105
1213
20216
SH
DFND
1
0
20216
0
PEPSICO INC
COM
713448108
2416
20116
SH
DFND
1
0
20116
0
KLA CORPORATION
COM NEW
482480100
2886
20080
SH
DFND
1
0
20080
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1833
20032
SH
DFND
1
0
20032
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
270
19968
SH
DFND
1
0
19968
0
BAIDU INC
SPON ADR REP A
056752108
1933
19182
SH
DFND
1
0
19182
0
ISHARES TR
MSCI EAFE ETF
464287465
1023
19140
SH
DFND
1
0
19140
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5304
18703
SH
DFND
1
0
18703
0
MCDONALDS CORP
COM
580135101
3079
18622
SH
DFND
1
0
18622
0
MPLX LP
COM UNIT REP LTD
55336V100
213
18329
SH
DFND
1
0
18329
0
CORECIVIC INC
COM
21871N101
201
18000
SH
DFND
1
0
18000
0
MARATHON OIL CORP
COM
565849106
59
17965
SH
DFND
1
0
17965
0
NORBORD INC
COM NEW
65548P403
212
17937
SH
DFND
1
0
17937
0
TRIPADVISOR INC
COM
896945201
311
17867
SH
DFND
1
0
17867
0
MAGNA INTL INC
COM
559222401
564
17659
SH
DFND
1
0
17659
0
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
529
17512
SH
DFND
1
0
17512
0
ZOETIS INC
CL A
98978V103
2059
17496
SH
DFND
1
0
17496
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1399
17409
SH
DFND
1
0
17409
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
555
17006
SH
DFND
1
0
17006
0
GRUPO AEROPORTUARIO DEL CENT
SPON ADR
400501102
455
16895
SH
DFND
1
0
16895
0
LINDE PLC
SHS
G5494J103
2850
16475
SH
DFND
1
0
16475
0
COMPASS MINERALS INTL INC
COM
20451N101
618
16060
SH
DFND
1
0
16060
0
WPP PLC NEW
ADR
92937A102
540
15990
SH
DFND
1
0
15990
0
PACCAR INC
COM
693718108
973
15911
SH
DFND
1
0
15911
0
MSG NETWORK INC
CL A
553573106
162
15847
SH
DFND
1
0
15847
0
UNITED PARCEL SERVICE INC
CL B
911312106
1457
15592
SH
DFND
1
0
15592
0
WALMART INC
COM
931142103
1770
15574
SH
DFND
1
0
15574
0
PEMBINA PIPELINE CORP
COM
706327103
291
15472
SH
DFND
1
0
15472
0
SONY CORP
SPONSORED ADR
835699307
906
15313
SH
DFND
1
0
15313
0
SMARTSHEET INC
COM CL A
83200N103
83564
15099
SH
DFND
1
0
15099
0
MONROE CAP CORP
COM
610335101
104
14717
SH
DFND
1
0
14717
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
142
14658
SH
DFND
1
0
14658
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
388
14000
SH
DFND
1
0
14000
0
VUZIX CORP
COM NEW
92921W300
17
14000
SH
DFND
1
0
14000
0
SYSCO CORP
COM
871829107
617
13528
SH
DFND
1
0
13528
0
US BANCORP DEL
COM NEW
902973304
460
13351
SH
DFND
1
0
13351
0
CNOOC LIMITED
SPONSORED ADR
126132109
1381
13349
SH
DFND
1
0
13349
0
ENBRIDGE INC
COM
29250N105
370
12729
SH
DFND
1
0
12729
0
BARRICK GOLD CORPORATION
COM
067901108
233
12714
SH
DFND
1
0
12714
0
DEERE & CO
COM
244199105
1670
12089
SH
DFND
1
0
12089
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
237
12000
SH
DFND
1
0
12000
0
SIENTRA INC
COM
82621J105
24
12000
SH
DFND
1
0
12000
0
VANGUARD INDEX FDS
VALUE ETF
922908744
1062
11922
SH
DFND
1
0
11922
0
CGI INC
CL A SUB VTG
12532H104
641
11781
SH
DFND
1
0
11781
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
1539
11690
SH
DFND
1
0
11690
0
TRAVELERS COMPANIES INC
COM
89417E109
1159
11667
SH
DFND
1
0
11667
0
AMAZON COM INC
COM
023135106
22490
11535
SH
DFND
1
0
11535
0
CANADIAN NATL RY CO
COM
136375102
890
11471
SH
DFND
1
0
11471
0
ISHARES TR
MSCI ACWI EX US
464288240
431
11436
SH
DFND
1
0
11436
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
416
11412
SH
DFND
1
0
11412
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1316
11397
SH
DFND
1
0
11397
0
KELLOGG CO
COM
487836108
677
11291
SH
DFND
1
0
11291
0
ADVANCED ENERGY INDS
COM
007973100
541
11159
SH
DFND
1
0
11159
0
WILLIAMS COS INC
COM
969457100
157
11067
SH
DFND
1
0
11067
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
404
11019
SH
DFND
1
0
11019
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
309
11000
SH
DFND
1
0
11000
0
RMR GROUP INC
CL A
74967R106
292
10811
SH
DFND
1
0
10811
0
ONEOK INC NEW
COM
682680103
235
10785
SH
DFND
1
0
10785
0
F5 NETWORKS INC
COM
315616102
1148
10763
SH
DFND
1
0
10763
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
349
10708
SH
DFND
1
0
10708
0
ADVANCE AUTO PARTS INC
COM
00751Y106
997
10688
SH
DFND
1
0
10688
0
BRASKEM S A
SP ADR PFD A
105532105
71
10664
SH
DFND
1
0
10664
0
GENERAL ELECTRIC CO
COM
369604103
83
10462
SH
DFND
1
0
10462
0
MICHAELS COS INC
COM
59408Q106
17
10411
SH
DFND
1
0
10411
0
ALEXION PHARMACEUTICALS INC
COM
015351109
923
10285
SH
DFND
1
0
10285
0
MARATHON PETE CORP
COM
56585A102
242
10234
SH
DFND
1
0
10234
0
NETFLIX INC
COM
64110L106
3804
10130
SH
DFND
1
0
10130
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
368
10073
SH
DFND
1
0
10073
0
EAGLE POINT INCOME COMPANY I
COM
269817102
108
10057
SH
DFND
1
0
10057
0
1895 BANCORP OF WIS INC
COM
28252W105
79
10000
SH
DFND
1
0
10000
0
CORE LABORATORIES N V
COM
N22717107
103
10000
SH
DFND
1
0
10000
0
SPLUNK INC
COM
848637104
1221
9671
SH
DFND
1
0
9671
0
DELUXE CORP
COM
248019101
247
9535
SH
DFND
1
0
9535
0
CUMMINS INC
COM
231021106
1288
9518
SH
DFND
1
0
9518
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
595
9476
SH
DFND
1
0
9476
0
AERCAP HOLDINGS NV
SHS
N00985106
215
9423
SH
DFND
1
0
9423
0
JOYY INC
ADS REPSTG COM A
46591M109
494
9273
SH
DFND
1
0
9273
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
1453
9270
SH
DFND
1
0
9270
0
ECOLAB INC
COM
278865100
1442
9254
SH
DFND
1
0
9254
0
FISERV INC
COM
337738108
875
9212
SH
DFND
1
0
9212
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
385
9170
SH
DFND
1
0
9170
0
FIDELITY NATL INFORMATION SV
COM
31620M106
1094
8993
SH
DFND
1
0
8993
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
758
8975
SH
DFND
1
0
8975
0
CRANE CO
COM
224399105
433
8810
SH
DFND
1
0
8810
0
ISHARES TR
GLOBAL 100 ETF
464287572
393
8810
SH
DFND
1
0
8810
0
UNITED TECHNOLOGIES CORP
COM
913017109
811
8595
SH
DFND
1
0
8595
0
GPO AEROPORTUARIO DEL PAC SA
SPON ADR B
400506101
456
8447
SH
DFND
1
0
8447
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1629
8377
SH
DFND
1
0
8377
0
ISHARES TR
CORE S&P500 ETF
464287200
2147
8309
SH
DFND
1
0
8309
0
MASTERCARD INC
CL A
57636Q104
1987
8227
SH
DFND
1
0
8227
0
HESS CORP
COM
42809H107
267
8032
SH
DFND
1
0
8032
0
RAYTHEON CO
COM NEW
755111507
1030
7855
SH
DFND
1
0
7855
0
BAXTER INTL INC
COM
071813109
629
7747
SH
DFND
1
0
7747
0
BROADCOM INC
COM
11135F101
1832
7726
SH
DFND
1
0
7726
0
INTERCONTINENTAL HOTELS GROU
SPONSORED ADS
45857P806
325
7708
SH
DFND
1
0
7708
0
ISHARES TR
RUSSELL 2000 ETF
464287655
846
7390
SH
DFND
1
0
7390
0
ALPHABET INC
CAP STK CL A
02079K305
8451
7273
SH
DFND
1
0
7273
0
CANADIAN IMP BK COMM
COM
136069101
419
7225
SH
DFND
1
0
7225
0
ISHARES TR
RUS MDCP VAL ETF
464287473
459
7165
SH
DFND
1
0
7165
0
EMERSON ELEC CO
COM
291011104
334
7000
SH
DFND
1
0
7000
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
488
6984
SH
DFND
1
0
6984
0
DOW INC
COM
260557103
202
6917
SH
DFND
1
0
6917
0
DUPONT DE NEMOURS INC
COM
26614N102
236
6917
SH
DFND
1
0
6917
0
ISHARES TR
MSCI USA ESG SLC
464288802
745
6787
SH
DFND
1
0
6787
0
PALO ALTO NETWORKS INC
COM
697435105
1110
6767
SH
DFND
1
0
6767
0
UNILEVER N V
N Y SHS NEW
904784709
330
6759
SH
DFND
1
0
6759
0
NEXTERA ENERGY INC
COM
65339F101
1619
6729
SH
DFND
1
0
6729
0
T MOBILE US INC
COM
872590104
561
6687
SH
DFND
1
0
6687
0
NETAPP INC
COM
64110D104
266
6370
SH
DFND
1
0
6370
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
260
6336
SH
DFND
1
0
6336
0
VMWARE INC
CL A COM
928563402
757
6254
SH
DFND
1
0
6254
0
ALCON INC
ORD SHS
H01301128
317
6239
SH
DFND
1
0
6239
0
PIONEER NAT RES CO
COM
723787107
432
6164
SH
DFND
1
0
6164
0
NORFOLK SOUTHERN CORP
COM
655844108
899
6155
SH
DFND
1
0
6155
0
ISHARES TR
RUS MD CP GR ETF
464287481
736
6049
SH
DFND
1
0
6049
0
FEDEX CORP
COM
31428X106
730
6018
SH
DFND
1
0
6018
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
271
5837
SH
DFND
1
0
5837
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
316
5615
SH
DFND
1
0
5615
0
COLGATE PALMOLIVE CO
COM
194162103
371
5592
SH
DFND
1
0
5592
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
435
5502
SH
DFND
1
0
5502
0
PAYCHEX INC
COM
704326107
336
5346
SH
DFND
1
0
5346
0
GRAINGER W W INC
COM
384802104
1262
5079
SH
DFND
1
0
5079
0
TJX COS INC NEW
COM
872540109
241
5037
SH
DFND
1
0
5037
0
BIOSPECIFICS TECHNOLOGIES CO
COM
090931106
283
5000
SH
DFND
1
0
5000
0
ISHARES TR
CORE S&P SCP ETF
464287804
273
4868
SH
DFND
1
0
4868
0
KKR & CO INC
CL A
48251W104
23560
4850
SH
DFND
1
0
4850
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
231
4844
SH
DFND
1
0
4844
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1232
4688
SH
DFND
1
0
4688
0
ISHARES TR
RUS 1000 GRW ETF
464287614
702
4662
SH
DFND
1
0
4662
0
EATON CORP PLC
SHS
G29183103
341
4391
SH
DFND
1
0
4391
0
INVESCO QQQ TR
UNIT SER 1
46090E103
644
4380
SH
DFND
1
0
4380
0
ISHARES TR
RUS 1000 ETF
464287622
607
4289
SH
DFND
1
0
4289
0
MCCORMICK & CO INC
COM NON VTG
579780206
598
4234
SH
DFND
1
0
4234
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
555
4175
SH
DFND
1
0
4175
0
SKYWORKS SOLUTIONS INC
COM
83088M102
372
4158
SH
DFND
1
0
4158
0
PHILLIPS 66
COM
718546104
221
4128
SH
DFND
1
0
4128
0
DANAHER CORPORATION
COM
235851102
568
4101
SH
DFND
1
0
4101
0
LHC GROUP INC
COM
50187A107
572
4080
SH
DFND
1
0
4080
0
YAMANA GOLD INC
COM
98462Y100
11000
4000
SH
DFND
1
0
4000
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
241
3931
SH
DFND
1
0
3931
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
302
3792
SH
DFND
1
0
3792
0
KIMBERLY CLARK CORP
COM
494368103
479
3744
SH
DFND
1
0
3744
0
ALPHABET INC
CAP STK CL C
02079K107
4287
3687
SH
DFND
1
0
3687
0
CONSOLIDATED EDISON INC
COM
209115104
279
3576
SH
DFND
1
0
3576
0
KANSAS CITY SOUTHERN
COM NEW
485170302
435
3424
SH
DFND
1
0
3424
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
342
3385
SH
DFND
1
0
3385
0
ISHARES TR
CORE S&P MCP ETF
464287507
474
3296
SH
DFND
1
0
3296
0
AGILENT TECHNOLOGIES INC
COM
00846U101
223
3117
SH
DFND
1
0
3117
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
421
3079
SH
DFND
1
0
3079
0
PARKER HANNIFIN CORP
COM
701094104
391
3013
SH
DFND
1
0
3013
0
OSISKO GOLD ROYALTIES LTD
COM
68827L101
11171
3000
SH
DFND
1
0
3000
0
EQUINIX INC
COM
29444U700
1872
2998
SH
DFND
1
0
2998
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
241
2982
SH
DFND
1
0
2982
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
205
2897
SH
DFND
1
0
2897
0
DOLLAR GEN CORP NEW
COM
256677105
431
2851
SH
DFND
1
0
2851
0
ARMSTRONG WORLD INDS INC
COM
04247X102
210
2639
SH
DFND
1
0
2639
0
ISHARES TR
S&P 500 GRWT ETF
464287309
428
2592
SH
DFND
1
0
2592
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
255
2466
SH
DFND
1
0
2466
0
ANALOG DEVICES INC
COM
032654105
210
2343
SH
DFND
1
0
2343
0
ABIOMED INC
COM
003654100
306
2111
SH
DFND
1
0
2111
0
KINROSS GOLD CORP
COM
496902404
7960
2000
SH
DFND
1
0
2000
0
ALLERGAN PLC
SHS
G0177J108
335
1891
SH
DFND
1
0
1891
0
3M CO
COM
88579Y101
244
1786
SH
DFND
1
0
1786
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
336
1585
SH
DFND
1
0
1585
0
BIOGEN INC
COM
09062X103
496
1569
SH
DFND
1
0
1569
0
SPDR GOLD TRUST
GOLD SHS
78463V107
226
1529
SH
DFND
1
0
1529
0
SANDSTORM GOLD LTD
CALL
80013R906
7515
1500
SH
DFND
1
0
1500
0
ISHARES TR
20 YR TR BD ETF
464287432
235
1422
SH
DFND
1
0
1422
0
ISHARES TR
U.S. TECH ETF
464287721
283
1383
SH
DFND
1
0
1383
0
STRYKER CORP
COM
863667101
208
1252
SH
DFND
1
0
1252
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
236
1076
SH
DFND
1
0
1076
0
SMITH & NEPHEW GROUP PLC
SPDN ADR NEW
83175M205
35872
1068
SH
DFND
1
0
1068
0
S&P GLOBAL INC
COM
78409V104
260
1062
SH
DFND
1
0
1062
0
BLACKROCK INC
COM
09247X101
352
801
SH
DFND
1
0
801
0
DIAMOND EAGLE ACQUISITION CO
COM CL A
25258L109
7062
600
SH
DFND
1
0
600
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
1484
500
SH
DFND
1
0
500
0
YAMANA GOLD INC
COM
98462Y100
1
350
SH
DFND
1
0
350
0
BOOKING HLDGS INC
COM
09857L108
342
254
SH
DFND
1
0
254
0
AEROVIRONMENT INC
COM
008073108
6102
200
SH
DFND
1
0
200
0