0001062993-19-004224.txt : 20191107 0001062993-19-004224.hdr.sgml : 20191107 20191107151349 ACCESSION NUMBER: 0001062993-19-004224 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 EFFECTIVENESS DATE: 20191107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC CENTRAL INDEX KEY: 0001470876 IRS NUMBER: 261341800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13894 FILM NUMBER: 191199999 BUSINESS ADDRESS: STREET 1: 701 5TH AVENUE STREET 2: 74TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 206-398-1100 MAIL ADDRESS: STREET 1: 701 5TH AVENUE STREET 2: 74TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98104 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470876 XXXXXXXX 09-30-2019 09-30-2019 Freestone Capital Holdings, LLC
701 5TH AVENUE 74TH FLOOR SEATTLE WA 98104
13F HOLDINGS REPORT 028-13894 N
SCOTT AKINS GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 206-707-7300 /s/ Scott Akins SEATTLE WA 11-07-2019 1 369 4149663 false 1 0001128159 028-05975 FREESTONE CAPITAL MANAGEMENT LLC
INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 41990 2091133 SH DFND 1 0 2091133 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 44466 1082423 SH DFND 1 0 1082423 0 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 6782 837344 SH DFND 1 0 837344 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 4490 776733 SH DFND 1 0 776733 0 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 42173 624596 SH DFND 1 0 624596 0 BT GROUP PLC ADR 05577E101 5504 508145 SH DFND 1 0 508145 0 NIKE INC CL B 654106103 46405 494095 SH DFND 1 0 494095 0 ISHARES TR CORE US AGGBD ET 464287226 52566 464489 SH DFND 1 0 464489 0 WESTERN UN CO COM 959802109 10611 457949 SH DFND 1 0 457949 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 36456 451243 SH DFND 1 0 451243 0 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 18945 444410 SH DFND 1 0 444410 0 INFOSYS LTD SPONSORED ADR 456788108 4730 416051 SH DFND 1 0 416051 0 VEDANTA LTD SPONSORED ADR 92242Y100 3262 375853 SH DFND 1 0 375853 0 REDFIN CORP COM 75737F108 6209 368681 SH DFND 1 0 368681 0 VANGUARD STAR FD VG TL INTL STK F 921909768 18477 357662 SH DFND 1 0 357662 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 35368 344717 SH DFND 1 0 344717 0 HP INC COM 40434L105 6371 336758 SH DFND 1 0 336758 0 ECOPETROL S A SPONSORED ADS 279158109 5700 334681 SH DFND 1 0 334681 0 TRANSPORTADORA DE GAS SUR SPONSORED ADS B 893870204 2699 317914 SH DFND 1 0 317914 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 12708 315660 SH DFND 1 0 315660 0 ENERPLUS CORP COM 292766102 2250 302485 SH DFND 1 0 302485 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 83492 281335 SH DFND 1 0 281335 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 12217 281233 SH DFND 1 0 281233 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 3616 279253 SH DFND 1 0 279253 0 NIELSEN HLDGS PLC SHS EUR G6518L108 5589 263031 SH DFND 1 0 263031 0 BLOCK H & R INC COM 093671105 6092 257907 SH DFND 1 0 257907 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 1753 256279 SH DFND 1 0 256279 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 617 233886 SH DFND 1 0 233886 0 TERNIUM SA SPONSORED ADS 880890108 4269 222482 SH DFND 1 0 222482 0 INTERPUBLIC GROUP COS INC COM 460690100 4737 219726 SH DFND 1 0 219726 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 8970 217142 SH DFND 1 0 217142 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 11707 197745 SH DFND 1 0 197745 0 BARCLAYS PLC ADR 06738E204 1449 197388 SH DFND 1 0 197388 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 7776 187821 SH DFND 1 0 187821 0 INTEL CORP COM 458140100 9561 185544 SH DFND 1 0 185544 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 7553 176957 SH DFND 1 0 176957 0 MICROSOFT CORP COM 594918104 2524422 175393 SH DFND 1 0 175393 0 ORACLE CORP COM 68389X105 9495 172543 SH DFND 1 0 172543 0 HANESBRANDS INC COM 410345102 2555 166754 SH DFND 1 0 166754 0 VIACOM INC NEW CL B 92553P201 3932 163648 SH DFND 1 0 163648 0 NORBORD INC COM NEW 65548P403 3601 150339 SH DFND 1 0 150339 0 EQUINOR ASA SPONSORED ADR 29446M102 2808 148201 SH DFND 1 0 148201 0 ENCANA CORP COM 292505104 676 147003 SH DFND 1 0 147003 0 CARDINAL HEALTH INC COM 14149Y108 6796 144005 SH DFND 1 0 144005 0 NOVO-NORDISK A S ADR 670100205 7387 142873 SH DFND 1 0 142873 0 BRISTOL MYERS SQUIBB CO COM 110122108 7189 141767 SH DFND 1 0 141767 0 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 4095 140148 SH DFND 1 0 140148 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 21094 139692 SH DFND 1 0 139692 0 GENERAL MLS INC COM 370334104 7501 136092 SH DFND 1 0 136092 0 FALCON MINERALS CORP CL A COM 30607B109 761 132326 SH DFND 1 0 132326 0 ALTRIA GROUP INC COM 02209S103 5338 130504 SH DFND 1 0 130504 0 BARRICK GOLD CORPORATION COM 067901108 2191 126449 SH DFND 1 0 126449 0 FRANKLIN RES INC COM 354613101 3609 125036 SH DFND 1 0 125036 0 CISCO SYS INC COM 17275R102 6168 124834 SH DFND 1 0 124834 0 GENTEX CORP COM 371901109 3400 123462 SH DFND 1 0 123462 0 XEROX HOLDINGS CORP COM NEW 98421M106 3637 121591 SH DFND 1 0 121591 0 MOMO INC ADR 60879B107 3737 120627 SH DFND 1 0 120627 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 2047 118994 SH DFND 1 0 118994 0 WPP PLC NEW ADR 92937A102 7212 115224 SH DFND 1 0 115224 0 QUALCOMM INC COM 747525103 8504 111484 SH DFND 1 0 111484 0 NIC INC COM 62914B100 2268 109838 SH DFND 1 0 109838 0 PENTAIR PLC SHS G7S00T104 4094 108308 SH DFND 1 0 108308 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 3236 107478 SH DFND 1 0 107478 0 ORANGE SPONSORED ADR 684060106 1667 107060 SH DFND 1 0 107060 0 TAPESTRY INC COM 876030107 2782 106793 SH DFND 1 0 106793 0 FORD MTR CO DEL COM 345370860 965 105375 SH DFND 1 0 105375 0 MAGNA INTL INC COM 559222401 5619 105367 SH DFND 1 0 105367 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 3850 104339 SH DFND 1 0 104339 0 ABB LTD SPONSORED ADR 000375204 2041 103784 SH DFND 1 0 103784 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 3596 101737 SH DFND 1 0 101737 0 MICHAELS COS INC COM 59408Q106 982 100300 SH DFND 1 0 100300 0 APPLIED MATLS INC COM 038222105 4991 100020 SH DFND 1 0 100020 0 CVS HEALTH CORP COM 126650100 6111 96889 SH DFND 1 0 96889 0 STELLUS CAP INVT CORP COM 858568108 1311 96153 SH DFND 1 0 96153 0 ROBERT HALF INTL INC COM 770323103 5299 95197 SH DFND 1 0 95197 0 MSG NETWORK INC CL A 553573106 1525 93995 SH DFND 1 0 93995 0 HOLLYFRONTIER CORP COM 436106108 4919 91708 SH DFND 1 0 91708 0 PRUDENTIAL PLC ADR 74435K204 3261 89621 SH DFND 1 0 89621 0 GRUPO AEROPORTUARIO CTR NORT SPON ADR 400501102 4223 88819 SH DFND 1 0 88819 0 TEXAS INSTRS INC COM 882508104 11436 88487 SH DFND 1 0 88487 0 AUTOLIV INC COM 052800109 6929 87837 SH DFND 1 0 87837 0 ISHARES TR MSCI EMG MKT ETF 464287234 3499 85618 SH DFND 1 0 85618 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 1117 85428 SH DFND 1 0 85428 0 PENNANTPARK FLOATING RATE CA COM 70806A106 987 85045 SH DFND 1 0 85045 0 CORINDUS VASCULAR ROBOTICS I COM 218730109 361 84375 SH DFND 1 0 84375 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 4524 84108 SH DFND 1 0 84108 0 SONY CORP SPONSORED ADR 835699307 4929 83355 SH DFND 1 0 83355 0 BLACK STONE MINERALS L P COM UNIT 09225M101 1139 80000 SH DFND 1 0 80000 0 AFLAC INC COM 001055102 4161 79531 SH DFND 1 0 79531 0 KLA CORPORATION COM NEW 482480100 12326 77301 SH DFND 1 0 77301 0 PHILIP MORRIS INTL INC COM 718172109 5836 76866 SH DFND 1 0 76866 0 NUCOR CORP COM 670346105 3895 76511 SH DFND 1 0 76511 0 RICHMOND MUT BANCORPORATIN I COM 76525P100 1055 75380 SH DFND 1 0 75380 0 BANK AMER CORP COM 060505104 2184 74861 SH DFND 1 0 74861 0 APPLE INC COM 037833100 16724 74671 SH DFND 1 0 74671 0 PRINCIPAL FINL GROUP INC COM 74251V102 4230 74024 SH DFND 1 0 74024 0 GILEAD SCIENCES INC COM 375558103 4645 73288 SH DFND 1 0 73288 0 INTERCONTINENTAL HOTELS GROU SPONSORED ADS 45857P806 4549 73030 SH DFND 1 0 73030 0 AMERISOURCEBERGEN CORP COM 03073E105 5999 72870 SH DFND 1 0 72870 0 WELLS FARGO CO NEW COM 949746101 3674 72840 SH DFND 1 0 72840 0 MANULIFE FINL CORP COM 56501R106 1327 72270 SH DFND 1 0 72270 0 RELX PLC SPONSORED ADR 759530108 1669 70383 SH DFND 1 0 70383 0 PACCAR INC COM 693718108 4897 69942 SH DFND 1 0 69942 0 CENTRAL PUERTO S A SPONSORED ADR 155038201 205 69568 SH DFND 1 0 69568 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 3804 68783 SH DFND 1 0 68783 0 GAP INC COM 364760108 1183 68131 SH DFND 1 0 68131 0 KINDER MORGAN INC DEL COM 49456B101 1362 66073 SH DFND 1 0 66073 0 BHP GROUP LTD SPONSORED ADS 088606108 3225 65317 SH DFND 1 0 65317 0 CGI INC CL A SUB VTG 12532H104 5079 64180 SH DFND 1 0 64180 0 PFIZER INC COM 717081103 2291 63751 SH DFND 1 0 63751 0 JOHNSON & JOHNSON COM 478160104 8231 63621 SH DFND 1 0 63621 0 CBS CORP NEW CL B 124857202 2558 63371 SH DFND 1 0 63371 0 ACTIVISION BLIZZARD INC COM 00507V109 3230 61040 SH DFND 1 0 61040 0 YY INC SPONSORED ADS A 98426T106 3397 60413 SH DFND 1 0 60413 0 MPLX LP COM UNIT REP LTD 55336V100 1640 58543 SH DFND 1 0 58543 0 L BRANDS INC COM 501797104 1139 58120 SH DFND 1 0 58120 0 VERIZON COMMUNICATIONS INC COM 92343V104 3387 56112 SH DFND 1 0 56112 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 4646 54800 SH DFND 1 0 54800 0 ABBVIE INC COM 00287Y109 4134 54595 SH DFND 1 0 54595 0 MESABI TR CTF BEN INT 590672101 1302 54542 SH DFND 1 0 54542 0 COMCAST CORP NEW CL A 20030N101 2456 54475 SH DFND 1 0 54475 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1130 54445 SH DFND 1 0 54445 0 ISHARES TR SHRT NAT MUN ETF 464288158 5761 54072 SH DFND 1 0 54072 0 SK TELECOM LTD SPONSORED ADR 78440P108 1192 53672 SH DFND 1 0 53672 0 ISHARES TR NATIONAL MUN ETF 464288414 5998 52567 SH DFND 1 0 52567 0 OMNICOM GROUP INC COM 681919106 4085 52165 SH DFND 1 0 52165 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1456 50962 SH DFND 1 0 50962 0 CITIGROUP INC COM NEW 172967424 3369 48774 SH DFND 1 0 48774 0 ING GROEP N V SPONSORED ADR 456837103 504 48260 SH DFND 1 0 48260 0 DASEKE INC COM 23753F107 119 47770 SH DFND 1 0 47770 0 KELLOGG CO COM 487836108 3033 47135 SH DFND 1 0 47135 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 933 46857 SH DFND 1 0 46857 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5280 46729 SH DFND 1 0 46729 0 GLOBE LIFE INC COM 37959E102 4469 46670 SH DFND 1 0 46670 0 ARES CAP CORP COM 04010L103 859 46105 SH DFND 1 0 46105 0 WILLIAMS COS INC DEL COM 969457100 1085 45098 SH DFND 1 0 45098 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2628 44651 SH DFND 1 0 44651 0 BEST BUY INC COM 086516101 3057 44309 SH DFND 1 0 44309 0 HONEYWELL INTL INC COM 438516106 7454 44055 SH DFND 1 0 44055 0 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 4216 43679 SH DFND 1 0 43679 0 RESTAURANT BRANDS INTL INC COM 76131D103 3093 43474 SH DFND 1 0 43474 0 PRUDENTIAL FINL INC COM 744320102 3809 42343 SH DFND 1 0 42343 0 COCA COLA CO COM 191216100 2296 42173 SH DFND 1 0 42173 0 MEDTRONIC PLC SHS G5960L103 4568 42053 SH DFND 1 0 42053 0 CIGNA CORP NEW COM 125523100 6121 40328 SH DFND 1 0 40328 0 AMERICAN EXPRESS CO COM 025816109 4755 40204 SH DFND 1 0 40204 0 RIO TINTO PLC SPONSORED ADR 767204100 2064 39624 SH DFND 1 0 39624 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 7575 39381 SH DFND 1 0 39381 0 TIVITY HEALTH INC COM 88870R102 652 39200 SH DFND 1 0 39200 0 STARBUCKS CORP COM 855244109 3459 39123 SH DFND 1 0 39123 0 AMGEN INC COM 031162100 7561 39074 SH DFND 1 0 39074 0 PRICE T ROWE GROUP INC COM 74144T108 4414 38637 SH DFND 1 0 38637 0 UNILEVER N V N Y SHS NEW 904784709 2286 38078 SH DFND 1 0 38078 0 NOVARTIS A G SPONSORED ADR 66987V109 3273 37663 SH DFND 1 0 37663 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 1760 37399 SH DFND 1 0 37399 0 TRAVELERS COMPANIES INC COM 89417E109 5545 37291 SH DFND 1 0 37291 0 SUNCOR ENERGY INC NEW COM 867224107 1173 37143 SH DFND 1 0 37143 0 AT&T INC COM 00206R102 1397 36932 SH DFND 1 0 36932 0 ASTRAZENECA PLC SPONSORED ADR 046353108 1628 36531 SH DFND 1 0 36531 0 US BANCORP DEL COM NEW 902973304 1973 35661 SH DFND 1 0 35661 0 ABBOTT LABS COM 002824100 2963 35414 SH DFND 1 0 35414 0 ADVANCED ENERGY INDS COM 007973100 1970 34322 SH DFND 1 0 34322 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 404 34151 SH DFND 1 0 34151 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1586 34119 SH DFND 1 0 34119 0 DESPEGAR COM CORP ORD SHS G27358103 384 33963 SH DFND 1 0 33963 0 AERCAP HOLDINGS NV SHS N00985106 1832 33456 SH DFND 1 0 33456 0 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837403 473 33444 SH DFND 1 0 33444 0 HARLEY DAVIDSON INC COM 412822108 1197 33280 SH DFND 1 0 33280 0 BP PLC SPONSORED ADR 055622104 1264 33272 SH DFND 1 0 33272 0 MANPOWERGROUP INC COM 56418H100 2796 33193 SH DFND 1 0 33193 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 3112 32701 SH DFND 1 0 32701 0 DELUXE CORP COM 248019101 1603 32600 SH DFND 1 0 32600 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2891 32318 SH DFND 1 0 32318 0 PEMBINA PIPELINE CORP COM 706327103 1184 31927 SH DFND 1 0 31927 0 MCKESSON CORP COM 58155Q103 4331 31695 SH DFND 1 0 31695 0 JPMORGAN CHASE & CO COM 46625H100 3669 31171 SH DFND 1 0 31171 0 UNITEDHEALTH GROUP INC COM 91324P102 6660 30647 SH DFND 1 0 30647 0 CHEVRON CORP NEW COM 166764100 3556 29980 SH DFND 1 0 29980 0 UBER TECHNOLOGIES INC COM 90353T100 13088 29944 SH DFND 1 0 29944 0 QUEST DIAGNOSTICS INC COM 74834L100 3192 29825 SH DFND 1 0 29825 0 MERCK & CO INC COM 58933Y105 2481 29468 SH DFND 1 0 29468 0 TARGA RES CORP COM 87612G101 1172 29167 SH DFND 1 0 29167 0 ALLSTATE CORP COM 020002101 3145 28941 SH DFND 1 0 28941 0 RALPH LAUREN CORP CL A 751212101 2716 28453 SH DFND 1 0 28453 0 SAP SE SPON ADR 803054204 3332 28272 SH DFND 1 0 28272 0 ISHARES TR MSCI ACWI EX US 464288240 1283 27856 SH DFND 1 0 27856 0 SANOFI SPONSORED ADR 80105N105 1276 27533 SH DFND 1 0 27533 0 NORTH AMERN CONSTR GROUP LTD COM 656811106 317 27500 SH DFND 1 0 27500 0 SEALED AIR CORP NEW COM 81211K100 1137 27403 SH DFND 1 0 27403 0 VISA INC COM CL A 92826C839 4668 27139 SH DFND 1 0 27139 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3899 26814 SH DFND 1 0 26814 0 COLLIERS INTL GROUP INC SUB VTG SHS 194693107 1975 26321 SH DFND 1 0 26321 0 THE CHARLES SCHWAB CORPORATI COM 808513105 1091 26092 SH DFND 1 0 26092 0 WEYERHAEUSER CO COM 962166104 718 25937 SH DFND 1 0 25937 0 TOTAL S A SPONSORED ADS 89151E109 1336 25699 SH DFND 1 0 25699 0 COSTCO WHSL CORP NEW COM 22160K105 7395 25669 SH DFND 1 0 25669 0 SNAP ON INC COM 833034101 3995 25520 SH DFND 1 0 25520 0 GILDAN ACTIVEWEAR INC COM 375916103 891 25094 SH DFND 1 0 25094 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3797 24670 SH DFND 1 0 24670 0 ISHARES TR MSCI ACWI ETF 464288257 1806 24488 SH DFND 1 0 24488 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1417 23660 SH DFND 1 0 23660 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 1332 23519 SH DFND 1 0 23519 0 NETAPP INC COM 64110D104 1222 23279 SH DFND 1 0 23279 0 BANK OF MARIN BANCORP COM 063425102 965 23258 SH DFND 1 0 23258 0 PROCTER & GAMBLE CO COM 742718109 2879 23147 SH DFND 1 0 23147 0 FACEBOOK INC CL A 30303M102 4113 23099 SH DFND 1 0 23099 0 NEWMONT GOLDCORP CORPORATION COM 651639106 873 23032 SH DFND 1 0 23032 0 PARKER HANNIFIN CORP COM 701094104 4054 22447 SH DFND 1 0 22447 0 LILLY ELI & CO COM 532457108 2501 22364 SH DFND 1 0 22364 0 TARGET CORP COM 87612E106 2390 22357 SH DFND 1 0 22357 0 FOOT LOCKER INC COM 344849104 964 22340 SH DFND 1 0 22340 0 UNILEVER PLC SPON ADR NEW 904767704 1337 22245 SH DFND 1 0 22245 0 DISNEY WALT CO COM DISNEY 254687106 2821 21646 SH DFND 1 0 21646 0 NORDSTROM INC COM 655664100 721 21412 SH DFND 1 0 21412 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 318 20976 SH DFND 1 0 20976 0 ISHARES GOLD TRUST ISHARES 464285105 287 20342 SH DFND 1 0 20342 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 286 19968 SH DFND 1 0 19968 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 1499 19871 SH DFND 1 0 19871 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1305 19690 SH DFND 1 0 19690 0 EXXON MOBIL CORP COM 30231G102 1389 19675 SH DFND 1 0 19675 0 CNOOC LTD SPONSORED ADR 126132109 2961 19445 SH DFND 1 0 19445 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1751 19166 SH DFND 1 0 19166 0 F5 NETWORKS INC COM 315616102 2691 19162 SH DFND 1 0 19162 0 ROCKWELL AUTOMATION INC COM 773903109 3123 18952 SH DFND 1 0 18952 0 PAYPAL HLDGS INC COM 70450Y103 1870 18048 SH DFND 1 0 18048 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 535 18044 SH DFND 1 0 18044 0 HOME DEPOT INC COM 437076102 4156 17911 SH DFND 1 0 17911 0 CHENIERE ENERGY INC COM NEW 16411R208 1121 17776 SH DFND 1 0 17776 0 IHS MARKIT LTD SHS G47567105 1189 17774 SH DFND 1 0 17774 0 ONEOK INC NEW COM 682680103 1305 17707 SH DFND 1 0 17707 0 CAPITAL ONE FINL CORP COM 14040H105 1584 17413 SH DFND 1 0 17413 0 NUTANIX INC CL A 67059N108 443 16879 SH DFND 1 0 16879 0 MARATHON OIL CORP COM 565849106 204 16641 SH DFND 1 0 16641 0 CBRE GROUP INC CL A 12504L109 880 16602 SH DFND 1 0 16602 0 GENMAB A S SPONSORED ADS 372303206 327 16138 SH DFND 1 0 16138 0 SALESFORCE COM INC COM 79466L302 2370 15967 SH DFND 1 0 15967 0 STATE STR CORP COM 857477103 915 15457 SH DFND 1 0 15457 0 ZOETIS INC CL A 98978V103 1903 15272 SH DFND 1 0 15272 0 MONROE CAP CORP COM 610335101 155 14717 SH DFND 1 0 14717 0 CATERPILLAR INC DEL COM 149123101 1834 14523 SH DFND 1 0 14523 0 RYANAIR HLDGS PLC SPONSORED ADS 783513203 931 14019 SH DFND 1 0 14019 0 DOCUSIGN INC COM 256163106 833 13459 SH DFND 1 0 13459 0 BOEING CO COM 097023105 5063 13306 SH DFND 1 0 13306 0 FEDEX CORP COM 31428X106 1889 12978 SH DFND 1 0 12978 0 SMARTSHEET INC COM CL A 83200N103 443 12302 SH DFND 1 0 12302 0 CHUBB LIMITED COM H1467J104 1972 12218 SH DFND 1 0 12218 0 DOLLAR GEN CORP NEW COM 256677105 1938 12195 SH DFND 1 0 12195 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3547 12179 SH DFND 1 0 12179 0 LINDE PLC SHS G5494J103 2353 12145 SH DFND 1 0 12145 0 DEERE & CO COM 244199105 2025 12007 SH DFND 1 0 12007 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2012 12007 SH DFND 1 0 12007 0 VANGUARD INDEX FDS VALUE ETF 922908744 1329 11911 SH DFND 1 0 11911 0 UNION PACIFIC CORP COM 907818108 1924 11880 SH DFND 1 0 11880 0 UNITED PARCEL SERVICE INC CL B 911312106 1324 11049 SH DFND 1 0 11049 0 SABRE CORP COM 78573M104 247 11018 SH DFND 1 0 11018 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 48 11000 SH DFND 1 0 11000 0 ADOBE INC COM 00724F101 3029 10963 SH DFND 1 0 10963 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2237 10752 SH DFND 1 0 10752 0 MARATHON PETE CORP COM 56585A102 627 10326 SH DFND 1 0 10326 0 1895 BANCORP OF WIS INC COM 28252W105 96 10000 SH DFND 1 0 10000 0 AMAZON COM INC COM 023135106 16752 9650 SH DFND 1 0 9650 0 ALEXION PHARMACEUTICALS INC COM 015351109 916 9353 SH DFND 1 0 9353 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1541 9270 SH DFND 1 0 9270 0 SPLUNK INC COM 848637104 1076 9128 SH DFND 1 0 9128 0 INTERDIGITAL INC COM 45867G101 467 8906 SH DFND 1 0 8906 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 594 8816 SH DFND 1 0 8816 0 CRANE CO COM 224399105 710 8810 SH DFND 1 0 8810 0 AON PLC SHS CL A G0408V102 1703 8796 SH DFND 1 0 8796 0 ADVANCE AUTO PARTS INC COM 00751Y106 1444 8729 SH DFND 1 0 8729 0 RETAIL VALUE INC COM 76133Q102 321 8658 SH DFND 1 0 8658 0 ISHARES TR MSCI EAFE ETF 464287465 550 8427 SH DFND 1 0 8427 0 FISERV INC COM 337738108 872 8421 SH DFND 1 0 8421 0 STANLEY BLACK & DECKER INC COM 854502101 1208 8362 SH DFND 1 0 8362 0 ELANCO ANIMAL HEALTH INC COM 28414H103 217 8154 SH DFND 1 0 8154 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2192 8041 SH DFND 1 0 8041 0 CANADIAN NATL RY CO COM 136375102 722 8031 SH DFND 1 0 8031 0 ILLINOIS TOOL WKS INC COM 452308109 1212 7748 SH DFND 1 0 7748 0 KKR & CO INC CL A 48251W104 207 7700 SH DFND 1 0 7700 0 BAIDU INC SPON ADR REP A 056752108 789 7675 SH DFND 1 0 7675 0 ECOLAB INC COM 278865100 1503 7587 SH DFND 1 0 7587 0 HESS CORP COM 42809H107 454 7500 SH DFND 1 0 7500 0 WALMART INC COM 931142103 880 7414 SH DFND 1 0 7414 0 GRUBHUB INC COM 400110102 403 7176 SH DFND 1 0 7176 0 ISHARES TR RUS MDCP VAL ETF 464287473 643 7165 SH DFND 1 0 7165 0 NEXTERA ENERGY INC COM 65339F101 1664 7144 SH DFND 1 0 7144 0 ISHARES TR RUSSELL 2000 ETF 464287655 1071 7078 SH DFND 1 0 7078 0 PAYCHEX INC COM 704326107 584 7060 SH DFND 1 0 7060 0 BAXTER INTL INC COM 071813109 610 6974 SH DFND 1 0 6974 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 618 6625 SH DFND 1 0 6625 0 ISHARES TR RUS MD CP GR ETF 464287481 933 6599 SH DFND 1 0 6599 0 DOW INC COM 260557103 312 6545 SH DFND 1 0 6545 0 DUPONT DE NEMOURS INC COM 26614N102 467 6545 SH DFND 1 0 6545 0 UNITED TECHNOLOGIES CORP COM 913017109 886 6489 SH DFND 1 0 6489 0 PALO ALTO NETWORKS INC COM 697435105 1296 6358 SH DFND 1 0 6358 0 ISHARES TR MSCI USA ESG SLC 464288802 777 6289 SH DFND 1 0 6289 0 PEPSICO INC COM 713448108 855 6237 SH DFND 1 0 6237 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 309 6193 SH DFND 1 0 6193 0 ALPHABET INC CAP STK CL A 02079K305 7453 6103 SH DFND 1 0 6103 0 NORFOLK SOUTHERN CORP COM 655844108 1078 6000 SH DFND 1 0 6000 0 ISHARES TR CORE S&P SCP ETF 464287804 448 5757 SH DFND 1 0 5757 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 465 5738 SH DFND 1 0 5738 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 326 5547 SH DFND 1 0 5547 0 CONOCOPHILLIPS COM 20825C104 316 5540 SH DFND 1 0 5540 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 908 5432 SH DFND 1 0 5432 0 RAYTHEON CO COM NEW 755111507 1044 5321 SH DFND 1 0 5321 0 GOLDMAN SACHS GROUP INC COM 38141G104 1087 5243 SH DFND 1 0 5243 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1847 5239 SH DFND 1 0 5239 0 PIONEER NAT RES CO COM 723787107 658 5234 SH DFND 1 0 5234 0 MCDONALDS CORP COM 580135101 1067 4972 SH DFND 1 0 4972 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 404 4891 SH DFND 1 0 4891 0 ISHARES TR RUS 1000 GRW ETF 464287614 739 4629 SH DFND 1 0 4629 0 GRAINGER W W INC COM 384802104 1357 4567 SH DFND 1 0 4567 0 VMWARE INC CL A COM 928563402 681 4537 SH DFND 1 0 4537 0 EATON CORP PLC SHS G29183103 377 4533 SH DFND 1 0 4533 0 BIOGEN INC COM 09062X103 1046 4494 SH DFND 1 0 4494 0 NVIDIA CORP COM 67066G104 771 4431 SH DFND 1 0 4431 0 ISHARES TR EAFE SML CP ETF 464288273 252 4400 SH DFND 1 0 4400 0 KIMBERLY CLARK CORP COM 494368103 623 4385 SH DFND 1 0 4385 0 ISHARES TR RUS 1000 ETF 464287622 705 4285 SH DFND 1 0 4285 0 LHC GROUP INC COM 50187A107 473 4165 SH DFND 1 0 4165 0 SANDSTORM GOLD LTD COM NEW 80013R206 16926 4000 SH DFND 1 0 4000 0 DANAHER CORPORATION COM 235851102 576 3990 SH DFND 1 0 3990 0 BROADCOM INC COM 11135F101 1071 3880 SH DFND 1 0 3880 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 219 3860 SH DFND 1 0 3860 0 MCCORMICK & CO INC COM NON VTG 579780206 603 3859 SH DFND 1 0 3859 0 AMERICAN INTL GROUP INC COM NEW 026874784 207 3718 SH DFND 1 0 3718 0 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 779 3665 SH DFND 1 0 3665 0 CONSOLIDATED EDISON INC COM 209115104 326 3454 SH DFND 1 0 3454 0 PHILLIPS 66 COM 718546104 344 3356 SH DFND 1 0 3356 0 ISHARES TR CORE S&P500 ETF 464287200 971 3253 SH DFND 1 0 3253 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 257 3058 SH DFND 1 0 3058 0 SKYWORKS SOLUTIONS INC COM 83088M102 241 3036 SH DFND 1 0 3036 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 516 3027 SH DFND 1 0 3027 0 BLACKROCK INC COM 09247X101 1321 2964 SH DFND 1 0 2964 0 FIDELITY NATL INFORMATION SV COM 31620M106 383 2884 SH DFND 1 0 2884 0 ISHARES TR CORE S&P MCP ETF 464287507 531 2748 SH DFND 1 0 2748 0 EQUINIX INC COM 29444U700 1567 2716 SH DFND 1 0 2716 0 NETFLIX INC COM 64110L106 107657 2675 SH DFND 1 0 2675 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 251 2598 SH DFND 1 0 2598 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 201 2502 SH DFND 1 0 2502 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 222 2409 SH DFND 1 0 2409 0 MASTERCARD INC CL A 57636Q104 631 2324 SH DFND 1 0 2324 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 229 2302 SH DFND 1 0 2302 0 ANALOG DEVICES INC COM 032654105 255 2285 SH DFND 1 0 2285 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 214 2202 SH DFND 1 0 2202 0 KRAFT HEINZ CO COM 500754106 14014 2090 SH DFND 1 0 2090 0 PETMED EXPRESS INC COM 716382106 18038 2000 SH DFND 1 0 2000 0 VULCAN MATLS CO COM 929160109 292 1933 SH DFND 1 0 1933 0 INVESCO QQQ TR UNIT SER 1 46090E103 353 1867 SH DFND 1 0 1867 0 ISHARES TR RUS 1000 VAL ETF 464287598 203 1586 SH DFND 1 0 1586 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 1320 1571 SH DFND 1 0 1571 0 GLOBAL PMTS INC COM 37940X102 242 1520 SH DFND 1 0 1520 0 S&P GLOBAL INC COM 78409V104 371 1513 SH DFND 1 0 1513 0 OSISKO GOLD ROYALTIES LTD COM 68827L101 13950 1500 SH DFND 1 0 1500 0 ALPHABET INC CAP STK CL C 02079K107 1551 1272 SH DFND 1 0 1272 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 273 1265 SH DFND 1 0 1265 0 PAPA JOHNS INTL INC COM 698813102 20982 1200 SH DFND 1 0 1200 0 STRYKER CORP COM 863667101 235 1086 SH DFND 1 0 1086 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 281 1045 SH DFND 1 0 1045 0 ISHARES TR U.S. TECH ETF 464287721 211 1033 SH DFND 1 0 1033 0 TELARIA INC COM 879181105 6910 1000 SH DFND 1 0 1000 0 VILLAGE FARMS INTL INC COM 92707Y108 9050 1000 SH DFND 1 0 1000 0 NORTHROP GRUMMAN CORP COM 666807102 346 923 SH DFND 1 0 923 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 14245 900 SH DFND 1 0 900 0 KIRKLAND LAKE GOLD LTD COM 49741E100 35840 800 SH DFND 1 0 800 0 SMILEDIRECTCLUB INC CL A COM 83192H106 6940 500 SH DFND 1 0 500 0 BOOKING HLDGS INC COM 09857L108 932 475 SH DFND 1 0 475 0 SHERWIN WILLIAMS CO COM 824348106 218 396 SH DFND 1 0 396 0 ROKU INC COM CL A 77543R102 10192 259 SH DFND 1 0 259 0