GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER

0001062993-18-004504.txt : 20181113 0001062993-18-004504.hdr.sgml : 20181113 20181109191345 ACCESSION NUMBER: 0001062993-18-004504 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181109 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC CENTRAL INDEX KEY: 0001470876 IRS NUMBER: 261341800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13894 FILM NUMBER: 181174446 BUSINESS ADDRESS: STREET 1: 701 5TH AVENUE STREET 2: 74TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 206-398-1100 MAIL ADDRESS: STREET 1: 701 5TH AVENUE STREET 2: 74TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98104 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470876 XXXXXXXX 09-30-2018 09-30-2018 Freestone Capital Holdings, LLC

701 5TH AVENUE 74TH FLOOR SEATTLE WA 98104

13F HOLDINGS REPORT 028-13894 N SCOTT AKINS GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 206-707-7300 /s/ Scott Akins SEATTLE WA 11-09-2018 1 392 15840040 false 1 0001128159 028-05975 FREESTONE CAPITAL MANAGEMENT LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE HP INC COM 40434L105 35140 1363585 SH DFND 1 0 1363585 0 WESTERN UN CO COM 959802109 23725 1244745 SH DFND 1 0 1244745 0 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 23777 1124720 SH DFND 1 0 1124720 0 INTERPUBLIC GROUP COS INC COM 460690100 25011 1093635 SH DFND 1 0 1093635 0 WIPRO LTD SPON ADR 1 SH 97651M109 5469 1049621 SH DFND 1 0 1049621 0 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 8915 1045109 SH DFND 1 0 1045109 0 BLOCK H & R INC COM 093671105 24044 933741 SH DFND 1 0 933741 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 39499 912853 SH DFND 1 0 912853 0 NIC INC COM 62914B100 12627 853163 SH DFND 1 0 853163 0 MSG NETWORK INC CL A 553573106 19720 764345 SH DFND 1 0 764345 0 CISCO SYS INC COM 17275R102 35568 731105 SH DFND 1 0 731105 0 VIACOM INC NEW CL B 92553P201 22505 666627 SH DFND 1 0 666627 0 INFOSYS LTD SPONSORED ADR 456788108 6661 654980 SH DFND 1 0 654980 0 SYNTEL INC COM 87162H103 26486 646323 SH DFND 1 0 646323 0 BT GROUP PLC ADR 05577E101 9138 618682 SH DFND 1 0 618682 0 MICHAELS COS INC COM 59408Q106 9780 602570 SH DFND 1 0 602570 0 NIKE INC CL B 654106103 40632 479605 SH DFND 1 0 479605 0 ORACLE CORP COM 68389X105 24678 478621 SH DFND 1 0 478621 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 676 456792 SH DFND 1 0 456792 0 BARRICK GOLD CORP COM 067901108 5049 455721 SH DFND 1 0 455721 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 7728 441363 SH DFND 1 0 441363 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 2111 425662 SH DFND 1 0 425662 0 QUALCOMM INC COM 747525103 29928 415505 SH DFND 1 0 415505 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 3960 407010 SH DFND 1 0 407010 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 19315 371380 SH DFND 1 0 371380 0 ISHARES TR CORE US AGGBD ET 464287226 38725 366995 SH DFND 1 0 366995 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 14968 365064 SH DFND 1 0 365064 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 8499 347194 SH DFND 1 0 347194 0 VEDANTA LTD SPONSORED ADR 92242Y100 4303 336208 SH DFND 1 0 336208 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 26088 334333 SH DFND 1 0 334333 0 NIELSEN HLDGS PLC SHS EUR G6518L108 9007 325619 SH DFND 1 0 325619 0 GILEAD SCIENCES INC COM 375558103 24850 321847 SH DFND 1 0 321847 0 STELLUS CAP INVT CORP COM 858568108 4311 316044 SH DFND 1 0 316044 0 CVS HEALTH CORP COM 126650100 24730 314143 SH DFND 1 0 314143 0 AERCAP HOLDINGS NV SHS N00985106 17745 308493 SH DFND 1 0 308493 0 KINDER MORGAN INC DEL COM 49456B101 5404 304813 SH DFND 1 0 304813 0 THL CR INC COM 872438106 2420 299833 SH DFND 1 0 299833 0 EAGLE PT CR CO LLC COM 269808101 5334 297973 SH DFND 1 0 297973 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 2307 289473 SH DFND 1 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SH DFND 1 0 233406 0 OFS CAP CORP COM 67103B100 2772 232949 SH DFND 1 0 232949 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 21862 230103 SH DFND 1 0 230103 0 ENERGY XXI GULF COAST INC COM 29276K101 1906 227989 SH DFND 1 0 227989 0 NOVO-NORDISK A S ADR 670100205 10387 220344 SH DFND 1 0 220344 0 HANESBRANDS INC COM 410345102 4025 218377 SH DFND 1 0 218377 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 10652 217681 SH DFND 1 0 217681 0 EQUINOR ASA SPONSORED ADR 29446M102 6106 216524 SH DFND 1 0 216524 0 AMERISOURCEBERGEN CORP COM 03073E105 19066 206739 SH DFND 1 0 206739 0 ENTERPRISE PRODS PARTNERS L COM 293792107 5805 202065 SH DFND 1 0 202065 0 KLA-TENCOR CORP COM 482480100 20333 199908 SH DFND 1 0 199908 0 ADVANCED ENERGY INDS COM 007973100 10076 195087 SH DFND 1 0 195087 0 WILLIAMS COS INC DEL COM 969457100 5263 193548 SH DFND 1 0 193548 0 TELECOM ARGENTINA S A SPON ADR REP B 879273209 3198 183601 SH DFND 1 0 183601 0 TRANSOCEAN LTD REG SHS H8817H100 2556 183217 SH DFND 1 0 183217 0 INTERCONTINENTAL HOTELS GROU SPONSORED ADR 45857P707 11091 176640 SH DFND 1 0 176640 0 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 10289 170491 SH DFND 1 0 170491 0 APPLE INC COM 037833100 37082 164267 SH DFND 1 0 164267 0 CIVEO CORP CDA COM 17878Y108 673 162329 SH DFND 1 0 162329 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 7419 161913 SH DFND 1 0 161913 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 4770 157282 SH DFND 1 0 157282 0 PFIZER INC COM 717081103 6875 156011 SH DFND 1 0 156011 0 NORBORD INC COM NEW 65548P403 5167 155767 SH DFND 1 0 155767 0 MPLX LP COM UNIT REP LTD 55336V100 5368 154775 SH DFND 1 0 154775 0 INTEL CORP COM 458140100 7279 153924 SH DFND 1 0 153924 0 GAP INC DEL COM 364760108 4435 153739 SH DFND 1 0 153739 0 WEATHERFORD INTL PLC ORD SHS G48833100 407 150108 SH DFND 1 0 150108 0 GENTEX CORP COM 371901109 3209 149564 SH DFND 1 0 149564 0 XEROX CORP COM NEW 984121608 4035 149554 SH DFND 1 0 149554 0 CORPORATE CAP TR INC COM 219880101 2202 144322 SH DFND 1 0 144322 0 SONY CORP SPONSORED ADR 835699307 8548 140943 SH DFND 1 0 140943 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 13833 140719 SH DFND 1 0 140719 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 4972 139242 SH DFND 1 0 139242 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 5959 136432 SH DFND 1 0 136432 0 TERNIUM SA SPON ADR 880890108 4084 134837 SH DFND 1 0 134837 0 MAGNA INTL INC COM 559222401 6817 129766 SH DFND 1 0 129766 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 9925 126983 SH DFND 1 0 126983 0 VERIZON COMMUNICATIONS INC COM 92343V104 6759 126605 SH DFND 1 0 126605 0 AMGEN INC COM 031162100 25658 123775 SH DFND 1 0 123775 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 991 123388 SH DFND 1 0 123388 0 F5 NETWORKS INC COM 315616102 23863 119664 SH DFND 1 0 119664 0 GRUPO AEROPORTUARIO CTR NORT SPON ADR 400501102 6807 119527 SH DFND 1 0 119527 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 1442 119134 SH DFND 1 0 119134 0 FORD MTR CO DEL COM PAR $0.01 345370860 1063 114969 SH DFND 1 0 114969 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 6161 114725 SH DFND 1 0 114725 0 L BRANDS INC COM 501797104 3426 113084 SH DFND 1 0 113084 0 WPP PLC NEW ADR 92937A102 8258 112707 SH DFND 1 0 112707 0 TARGA RES CORP COM 87612G101 6279 111515 SH DFND 1 0 111515 0 ABBVIE INC COM 00287Y109 10318 109096 SH DFND 1 0 109096 0 GROUPE CGI INC CL A SUB VTG 39945C109 6680 103602 SH DFND 1 0 103602 0 MICROSOFT CORP COM 594918104 11764 102862 SH DFND 1 0 102862 0 CEDAR REALTY TRUST INC COM NEW 150602209 471 101149 SH DFND 1 0 101149 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 5107 99854 SH DFND 1 0 99854 0 COLLIERS INTL GROUP INC SUB VTG SHS 194693107 7682 99059 SH DFND 1 0 99059 0 VANGUARD STAR FD VG TL INTL STK F 921909768 5175 95826 SH DFND 1 0 95826 0 CENTRAL PUERTO S A SPONSORED ADR 155038201 978 94993 SH DFND 1 0 94993 0 MASCO CORP COM 574599106 3381 92398 SH DFND 1 0 92398 0 GENERAL MLS INC COM 370334104 3951 92060 SH DFND 1 0 92060 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1459 89475 SH DFND 1 0 89475 0 CARDINAL HEALTH INC COM 14149Y108 4825 89359 SH DFND 1 0 89359 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4554 87495 SH DFND 1 0 87495 0 PENTAIR PLC SHS G7S00T104 3754 86605 SH DFND 1 0 86605 0 PENNANTPARK FLOATING RATE CA COM 70806A106 1119 85045 SH DFND 1 0 85045 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 1404 82206 SH DFND 1 0 82206 0 CONSOL COAL RES LP COM UNIT 20855T100 1470 81910 SH DFND 1 0 81910 0 TEXAS INSTRS INC COM 882508104 8787 81902 SH DFND 1 0 81902 0 VANECK MERK GOLD TRUST GOLD TRUST 921078101 953 81415 SH DFND 1 0 81415 0 BEST BUY INC COM 086516101 6333 79804 SH DFND 1 0 79804 0 YY INC ADS REPCOM CLA 98426T106 5941 79298 SH DFND 1 0 79298 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 5324 78620 SH DFND 1 0 78620 0 WELLS FARGO CO NEW COM 949746101 4128 78534 SH DFND 1 0 78534 0 SANDRIDGE ENERGY INC COM NEW 80007P869 850 78183 SH DFND 1 0 78183 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 3641 76903 SH DFND 1 0 76903 0 PACCAR INC COM 693718108 4923 72192 SH DFND 1 0 72192 0 PAYCHEX INC COM 704326107 5109 69369 SH DFND 1 0 69369 0 PROCTER AND GAMBLE CO COM 742718109 5693 68403 SH DFND 1 0 68403 0 ALTRIA GROUP INC COM 02209S103 4086 67747 SH DFND 1 0 67747 0 BANK AMER CORP COM 060505104 1927 65424 SH DFND 1 0 65424 0 KELLOGG CO COM 487836108 4419 63114 SH DFND 1 0 63114 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 6179 63096 SH DFND 1 0 63096 0 ISHARES TR RUSSELL 2000 ETF 464287655 10464 62081 SH DFND 1 0 62081 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 2760 61616 SH DFND 1 0 61616 0 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 3939 58024 SH DFND 1 0 58024 0 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 6287 57586 SH DFND 1 0 57586 0 ISHARES TR MSCI EMG MKT ETF 464287234 2364 55074 SH DFND 1 0 55074 0 ARES CAP CORP COM 04010L103 891 51814 SH DFND 1 0 51814 0 BIOGEN INC COM 09062X103 17653 49967 SH DFND 1 0 49967 0 PHILIP MORRIS INTL INC COM 718172109 3977 48772 SH DFND 1 0 48772 0 CELGENE CORP COM 151020104 4349 48595 SH DFND 1 0 48595 0 CITIGROUP INC COM NEW 172967424 3316 46229 SH DFND 1 0 46229 0 RETAIL VALUE INC COM 76133Q102 1471 45005 SH DFND 1 0 45005 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 4588 44759 SH DFND 1 0 44759 0 KIMBERLY CLARK CORP COM 494368103 4954 43594 SH DFND 1 0 43594 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6514 43527 SH DFND 1 0 43527 0 UNITED TECHNOLOGIES CORP COM 913017109 6034 43156 SH DFND 1 0 43156 0 ABBOTT LABS COM 002824100 3140 42796 SH DFND 1 0 42796 0 ISHARES TR NATIONAL MUN ETF 464288414 4342 40230 SH DFND 1 0 40230 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 1198 40013 SH DFND 1 0 40013 0 FORESIGHT ENERGY LP COM UNT RP INT 34552U104 154 38508 SH DFND 1 0 38508 0 ALLY FINL INC COM 02005N100 934 35323 SH DFND 1 0 35323 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 106 34762 SH DFND 1 0 34762 0 PRUDENTIAL PLC ADR 74435K204 1579 34417 SH DFND 1 0 34417 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 326 34151 SH DFND 1 0 34151 0 FREEPORT-MCMORAN INC CL B 35671D857 473 34007 SH DFND 1 0 34007 0 MBIA INC COM 55262C100 362 33860 SH DFND 1 0 33860 0 QUEST DIAGNOSTICS INC COM 74834L100 3542 32824 SH DFND 1 0 32824 0 ALPS ETF TR ALERIAN MLP 00162Q866 347 32449 SH DFND 1 0 32449 0 ANTERO RES CORP COM 03674X106 567 32031 SH DFND 1 0 32031 0 ABB LTD SPONSORED ADR 000375204 743 31463 SH DFND 1 0 31463 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1384 31330 SH DFND 1 0 31330 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1364 31238 SH DFND 1 0 31238 0 RELX PLC SPONSORED ADR 759530108 637 30417 SH DFND 1 0 30417 0 U S G CORP COM NEW 903293405 1311 30260 SH DFND 1 0 30260 0 STARBUCKS CORP COM 855244109 1696 29842 SH DFND 1 0 29842 0 CA INC COM 12673P105 1303 29515 SH DFND 1 0 29515 0 BARCLAYS PLC ADR 06738E204 258 28789 SH DFND 1 0 28789 0 NEWELL BRANDS INC COM 651229106 584 28782 SH DFND 1 0 28782 0 AMERICAN EXPRESS CO COM 025816109 3054 28679 SH DFND 1 0 28679 0 US BANCORP DEL COM NEW 902973304 1511 28606 SH DFND 1 0 28606 0 BAKER HUGHES A GE CO CL A 05722G100 964 28515 SH DFND 1 0 28515 0 NORTH AMERICAN CONST COM 656811106 270 27500 SH DFND 1 0 27500 0 COPART INC COM 217204106 1416 27476 SH DFND 1 0 27476 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 1281 27474 SH DFND 1 0 27474 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1857 27249 SH DFND 1 0 27249 0 WEYERHAEUSER CO COM 962166104 869 26914 SH DFND 1 0 26914 0 LILLY ELI & CO COM 532457108 2779 25897 SH DFND 1 0 25897 0 CENTURYLINK INC COM 156700106 534 25168 SH DFND 1 0 25168 0 WCF BANCORP INC COM 92940L103 234 25000 SH DFND 1 0 25000 0 DEVON ENERGY CORP NEW COM 25179M103 990 24776 SH DFND 1 0 24776 0 TARGET CORP COM 87612E106 2181 24719 SH DFND 1 0 24719 0 CHEVRON CORP NEW COM 166764100 2889 23624 SH DFND 1 0 23624 0 JOHNSON & JOHNSON COM 478160104 3257 23572 SH DFND 1 0 23572 0 MERCK & CO INC COM 58933Y105 1638 23096 SH DFND 1 0 23096 0 BHP BILLITON LTD SPONSORED ADR 088606108 1135 22774 SH DFND 1 0 22774 0 NORDSTROM INC COM 655664100 1357 22692 SH DFND 1 0 22692 0 COTY INC COM CL A 222070203 283 22524 SH DFND 1 0 22524 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 692 22500 SH DFND 1 0 22500 0 METLIFE INC COM 59156R108 1032 22098 SH DFND 1 0 22098 0 COLUMBIA FINL INC COM 197641103 369 22069 SH DFND 1 0 22069 0 AT&T INC COM 00206R102 730 21740 SH DFND 1 0 21740 0 BORGWARNER INC COM 099724106 927 21677 SH DFND 1 0 21677 0 MEDTRONIC PLC SHS G5960L103 2117 21526 SH DFND 1 0 21526 0 GENERAL MTRS CO COM 37045V100 712 21149 SH DFND 1 0 21149 0 TAPESTRY INC COM 876030107 1045 20796 SH DFND 1 0 20796 0 STORE CAP CORP COM 862121100 569 20492 SH DFND 1 0 20492 0 NOBLE MIDSTREAM PARTNERS LP COM UNIT REPST 65506L105 722 20400 SH Call DFND 1 0 20400 0 DOWDUPONT INC COM 26078J100 1286 19997 SH DFND 1 0 19997 0 COSTCO WHSL CORP NEW COM 22160K105 4617 19655 SH DFND 1 0 19655 0 MSC INDL DIRECT INC CL A 553530106 1700 19295 SH DFND 1 0 19295 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 598 19059 SH DFND 1 0 19059 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 520 18765 SH DFND 1 0 18765 0 AXALTA COATING SYS LTD COM G0750C108 543 18635 SH DFND 1 0 18635 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2808 18572 SH DFND 1 0 18572 0 JPMORGAN CHASE & CO COM 46625H100 2056 18222 SH DFND 1 0 18222 0 CIGNA CORPORATION COM 125509109 3753 18023 SH DFND 1 0 18023 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2024 17903 SH DFND 1 0 17903 0 SUNCOR ENERGY INC NEW COM 867224107 687 17760 SH DFND 1 0 17760 0 ISHARES TR MSCI ACWI ETF 464288257 1287 17335 SH DFND 1 0 17335 0 AMERICAN INTL GROUP INC COM NEW 026874784 919 17253 SH DFND 1 0 17253 0 ENCANA CORP COM 292505104 223 17003 SH DFND 1 0 17003 0 HONEYWELL INTL INC COM 438516106 2810 16888 SH DFND 1 0 16888 0 NOVARTIS A G SPONSORED ADR 66987V109 1448 16804 SH DFND 1 0 16804 0 NUVEEN SHT DUR CR OPP FD COM 67074X107 284 16677 SH DFND 1 0 16677 0 LINCOLN NATL CORP IND COM 534187109 1126 16645 SH DFND 1 0 16645 0 UNILEVER PLC SPON ADR NEW 904767704 908 16517 SH DFND 1 0 16517 0 MONROE CAP CORP COM 610335101 216 15923 SH DFND 1 0 15923 0 ENERGIZER HLDGS INC NEW COM 29272W109 904 15413 SH DFND 1 0 15413 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 73 15110 SH DFND 1 0 15110 0 MATTEL INC COM 577081102 235 15000 SH DFND 1 0 15000 0 CATERPILLAR INC DEL COM 149123101 2250 14756 SH DFND 1 0 14756 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 610 14465 SH DFND 1 0 14465 0 MARATHON OIL CORP COM 565849106 329 14150 SH DFND 1 0 14150 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 1190 13957 SH DFND 1 0 13957 0 LAMB WESTON HLDGS INC COM 513272104 926 13911 SH DFND 1 0 13911 0 CAPITAL ONE FINL CORP COM 14040H105 1317 13872 SH DFND 1 0 13872 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2206 13567 SH DFND 1 0 13567 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2282 13410 SH DFND 1 0 13410 0 INTERDIGITAL INC COM 45867G101 1063 13290 SH DFND 1 0 13290 0 MANULIFE FINL CORP COM 56501R106 236 13212 SH DFND 1 0 13212 0 AMERI HLDGS INC COM 02362F104 17 13208 SH DFND 1 0 13208 0 BANK OF MARIN BANCORP COM 063425102 1104 13164 SH DFND 1 0 13164 0 CARMAX INC COM 143130102 958 12826 SH DFND 1 0 12826 0 NOBLE ENERGY INC COM 655044105 389 12466 SH DFND 1 0 12466 0 SAP SE SPON ADR 803054204 1533 12461 SH DFND 1 0 12461 0 VISA INC COM CL A 92826C839 1858 12377 SH DFND 1 0 12377 0 DEERE & CO COM 244199105 1808 12027 SH DFND 1 0 12027 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1050 11987 SH DFND 1 0 11987 0 EATON VANCE CORP COM NON VTG 278265103 622 11831 SH DFND 1 0 11831 0 OLD DOMINION FGHT LINES INC COM 679580100 1900 11781 SH DFND 1 0 11781 0 FISERV INC COM 337738108 964 11693 SH DFND 1 0 11693 0 OMEROS CORP COM 682143102 285 11668 SH DFND 1 0 11668 0 PACIFIC COAST OIL TR UNIT BEN INT 694103102 32 11604 SH DFND 1 0 11604 0 KROGER CO COM 501044101 337 11590 SH DFND 1 0 11590 0 EXXON MOBIL CORP COM 30231G102 953 11202 SH DFND 1 0 11202 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 530 11174 SH DFND 1 0 11174 0 NETEASE INC SPONSORED ADR 64110W102 2534 11102 SH DFND 1 0 11102 0 STURM RUGER & CO INC COM 864159108 744 10769 SH DFND 1 0 10769 0 SENSATA TECHNOLOGIES HLDNG P SHS G8060N102 525 10593 SH DFND 1 0 10593 0 SIRIUS XM HLDGS INC COM 82968B103 64 10147 SH DFND 1 0 10147 0 MARATHON PETE CORP COM 56585A102 800 10000 SH DFND 1 0 10000 0 SK TELECOM LTD SPONSORED ADR 78440P108 278 9964 SH DFND 1 0 9964 0 CRANE CO COM 224399105 956 9724 SH DFND 1 0 9724 0 TRAVELERS COMPANIES INC COM 89417E109 1261 9721 SH DFND 1 0 9721 0 ISHARES TR MSCI ACWI EX US 464288240 459 9632 SH DFND 1 0 9632 0 ZIMMER BIOMET HLDGS INC COM 98956P102 1254 9537 SH DFND 1 0 9537 0 COMCAST CORP NEW CL A 20030N101 336 9490 SH DFND 1 0 9490 0 FEDEX CORP COM 31428X106 2285 9488 SH DFND 1 0 9488 0 DECKERS OUTDOOR CORP COM 243537107 1041 8780 SH DFND 1 0 8780 0 POST HLDGS INC COM 737446104 857 8743 SH DFND 1 0 8743 0 STATE STR CORP COM 857477103 717 8557 SH DFND 1 0 8557 0 ASTRAZENECA PLC SPONSORED ADR 046353108 337 8522 SH DFND 1 0 8522 0 ROGERS COMMUNICATIONS INC CL B 775109200 435 8459 SH DFND 1 0 8459 0 CHUBB LIMITED COM H1467J104 1129 8447 SH DFND 1 0 8447 0 DOLLAR TREE INC COM 256746108 678 8316 SH DFND 1 0 8316 0 MARSH & MCLENNAN COS INC COM 571748102 677 8190 SH DFND 1 0 8190 0 YUM CHINA HLDGS INC COM 98850P109 282 8043 SH DFND 1 0 8043 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2128 7970 SH DFND 1 0 7970 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 223 7733 SH DFND 1 0 7733 0 AMAZON COM INC COM 023135106 15375 7676 SH DFND 1 0 7676 0 HESS CORP COM 42809H107 537 7500 SH DFND 1 0 7500 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 288 7500 SH DFND 1 0 7500 0 ADVANCE AUTO PARTS INC COM 00751Y106 1233 7325 SH DFND 1 0 7325 0 SCHLUMBERGER LTD COM 806857108 444 7310 SH DFND 1 0 7310 0 EDGEWELL PERS CARE CO COM 28035Q102 332 7172 SH DFND 1 0 7172 0 ISHARES TR RUS MDCP VAL ETF 464287473 647 7165 SH DFND 1 0 7165 0 BP PLC SPONSORED ADR 055622104 328 7119 SH DFND 1 0 7119 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1684 6901 SH DFND 1 0 6901 0 COGNEX CORP COM 192422103 382 6860 SH DFND 1 0 6860 0 ARGAN INC COM 04010E109 295 6858 SH DFND 1 0 6858 0 DOLLAR GEN CORP NEW COM 256677105 746 6828 SH DFND 1 0 6828 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 515 6786 SH DFND 1 0 6786 0 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 499 6677 SH DFND 1 0 6677 0 NORFOLK SOUTHERN CORP COM 655844108 1201 6649 SH DFND 1 0 6649 0 FACEBOOK INC CL A 30303M102 1068 6495 SH DFND 1 0 6495 0 ISHARES TR MSCI EAFE ETF 464287465 431 6341 SH DFND 1 0 6341 0 SKYWORKS SOLUTIONS INC COM 83088M102 573 6316 SH DFND 1 0 6316 0 CANADIAN NATL RY CO COM 136375102 560 6232 SH DFND 1 0 6232 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 254 6230 SH DFND 1 0 6230 0 AON PLC SHS CL A G0408V102 949 6172 SH DFND 1 0 6172 0 ISHARES TR RUS MD CP GR ETF 464287481 834 6152 SH DFND 1 0 6152 0 ISHARES TR EAFE SML CP ETF 464288273 371 5964 SH DFND 1 0 5964 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1182 5522 SH DFND 1 0 5522 0 COCA COLA CO COM 191216100 247 5356 SH DFND 1 0 5356 0 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 514 5355 SH DFND 1 0 5355 0 SCHWAB CHARLES CORP NEW COM 808513105 262 5321 SH DFND 1 0 5321 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 287 5270 SH DFND 1 0 5270 0 BOEING CO COM 097023105 1928 5185 SH DFND 1 0 5185 0 APPLIED MATLS INC COM 038222105 200 5181 SH DFND 1 0 5181 0 AKAMAI TECHNOLOGIES INC COM 00971T101 365 4989 SH DFND 1 0 4989 0 SHIRE PLC SPONSORED ADR 82481R106 903 4981 SH DFND 1 0 4981 0 HASBRO INC COM 418056107 513 4879 SH DFND 1 0 4879 0 MARTIN MARIETTA MATLS INC COM 573284106 882 4847 SH DFND 1 0 4847 0 HOME DEPOT INC COM 437076102 999 4818 SH DFND 1 0 4818 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 13987104 4800 SH Call DFND 1 0 4800 0 BANK NEW YORK MELLON CORP COM 064058100 233 4568 SH DFND 1 0 4568 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 318 4490 SH DFND 1 0 4490 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 361 4467 SH DFND 1 0 4467 0 STANLEY BLACK & DECKER INC COM 854502101 639 4365 SH DFND 1 0 4365 0 CONOCOPHILLIPS COM 20825C104 321 4152 SH DFND 1 0 4152 0 DISNEY WALT CO COM DISNEY 254687106 478 4090 SH DFND 1 0 4090 0 LHC GROUP INC COM 50187A107 420 4080 SH DFND 1 0 4080 0 ONEOK INC NEW COM 682680103 271 3995 SH DFND 1 0 3995 0 DAVITA INC COM 23918K108 284 3971 SH DFND 1 0 3971 0 STRYKER CORP COM 863667101 683 3846 SH DFND 1 0 3846 0 UNITEDHEALTH GROUP INC COM 91324P102 1009 3790 SH DFND 1 0 3790 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 201 3574 SH DFND 1 0 3574 0 PAYPAL HLDGS INC COM 70450Y103 312 3557 SH DFND 1 0 3557 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 634 3513 SH DFND 1 0 3513 0 ZOETIS INC CL A 98978V103 318 3478 SH DFND 1 0 3478 0 CONSOLIDATED EDISON INC COM 209115104 264 3471 SH DFND 1 0 3471 0 ISHARES TR RUS 1000 GRW ETF 464287614 541 3469 SH DFND 1 0 3469 0 ISHARES TR RUS 1000 ETF 464287622 548 3390 SH DFND 1 0 3390 0 BRUNSWICK CORP COM 117043109 211 3150 SH DFND 1 0 3150 0 CHENIERE ENERGY INC COM NEW 16411R208 213 3065 SH DFND 1 0 3065 0 TJX COS INC NEW COM 872540109 341 3044 SH DFND 1 0 3044 0 GOLDMAN SACHS GROUP INC COM 38141G104 681 3039 SH DFND 1 0 3039 0 SPDR GOLD TRUST GOLD SHS 78463V107 332 2948 SH DFND 1 0 2948 0 ALPHABET INC CAP STK CL A 02079K305 3525 2920 SH DFND 1 0 2920 0 DISCOVER FINL SVCS COM 254709108 220 2874 SH DFND 1 0 2874 0 OCCIDENTAL PETE CORP DEL COM 674599105 231 2816 SH DFND 1 0 2816 0 PHILLIPS 66 COM 718546104 313 2777 SH DFND 1 0 2777 0 EBAY INC COM 278642103 90 2720 SH DFND 1 0 2720 0 BAXTER INTL INC COM 071813109 207 2679 SH DFND 1 0 2679 0 VANGUARD INDEX FDS VALUE ETF 922908744 284 2563 SH DFND 1 0 2563 0 CORNING INC COM 219350105 88 2494 SH DFND 1 0 2494 0 ISHARES TR CORE S&P SCP ETF 464287804 217 2490 SH DFND 1 0 2490 0 ISHARES TR RUS 1000 VAL ETF 464287598 299 2359 SH DFND 1 0 2359 0 RED HAT INC COM 756577102 314 2302 SH DFND 1 0 2302 0 MCDONALDS CORP COM 580135101 384 2293 SH DFND 1 0 2293 0 NEWMARKET CORP COM 651587107 919 2266 SH DFND 1 0 2266 0 VANGUARD GROUP DIV APP ETF 921908844 249 2252 SH DFND 1 0 2252 0 SPLUNK INC COM 848637104 259 2144 SH DFND 1 0 2144 0 DANAHER CORP DEL COM 235851102 232 2140 SH DFND 1 0 2140 0 UNITED PARCEL SERVICE INC CL B 911312106 246 2104 SH DFND 1 0 2104 0 CLOROX CO DEL COM 189054109 312 2074 SH DFND 1 0 2074 0 ALEXION PHARMACEUTICALS INC COM 015351109 272 1956 SH DFND 1 0 1956 0 UNION PAC CORP COM 907818108 312 1917 SH DFND 1 0 1917 0 ISHARES TR RUS 2000 VAL ETF 464287630 255 1914 SH DFND 1 0 1914 0 TABLEAU SOFTWARE INC CL A 87336U105 209 1872 SH DFND 1 0 1872 0 ADOBE SYS INC COM 00724F101 476 1765 SH DFND 1 0 1765 0 ECOLAB INC COM 278865100 266 1695 SH DFND 1 0 1695 0 CME GROUP INC COM CL A 12572Q105 262 1541 SH DFND 1 0 1541 0 TYLER TECHNOLOGIES INC COM 902252105 366 1494 SH DFND 1 0 1494 0 3M CO COM 88579Y101 313 1488 SH DFND 1 0 1488 0 INVESCO QQQ TR UNIT SER 1 46090E103 272 1466 SH DFND 1 0 1466 0 NORTHROP GRUMMAN CORP COM 666807102 431 1358 SH DFND 1 0 1358 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 357 1350 SH DFND 1 0 1350 0 NVR INC COM 62944T105 3272 1324 SH DFND 1 0 1324 0 M & T BK CORP COM 55261F104 214 1298 SH DFND 1 0 1298 0 PALO ALTO NETWORKS INC COM 697435105 274 1215 SH DFND 1 0 1215 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 414 1128 SH DFND 1 0 1128 0 CANADIAN PAC RY LTD COM 13645T100 221 1044 SH Call DFND 1 0 1044 0 WHITE MTNS INS GROUP LTD COM G9618E107 963 1029 SH DFND 1 0 1029 0 BAIDU INC SPON ADR REP A 056752108 232 1014 SH DFND 1 0 1014 0 CORNING INC COM 219350105 35300 1000 SH Call DFND 1 0 1000 0 NEW AGE BEVERAGES CORP COM 64157V108 5350 1000 SH Put DFND 1 0 1000 0 NVIDIA CORP COM 67066G104 275 980 SH DFND 1 0 980 0 GRAINGER W W INC COM 384802104 342 958 SH DFND 1 0 958 0 BLACKROCK INC COM 09247X101 427 907 SH DFND 1 0 907 0 STITCH FIX INC COM CL A 860897107 35 800 SH DFND 1 0 800 0 CRAFT BREW ALLIANCE INC COM 224122101 13080 800 SH Call DFND 1 0 800 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 255 794 SH DFND 1 0 794 0 NETFLIX INC COM 64110L106 284 760 SH DFND 1 0 760 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 222 640 SH DFND 1 0 640 0 ALPHABET INC CAP STK CL C 02079K107 754 632 SH DFND 1 0 632 0 ILLUMINA INC COM 452327109 225 613 SH DFND 1 0 613 0 EQUINIX INC COM PAR $0.001 29444U700 232 537 SH DFND 1 0 537 0 EBAY INC COM 278642103 16510 500 SH Call DFND 1 0 500 0 CVS HEALTH CORP COM 126650100 31488 400 SH Call DFND 1 0 400 0 FUNKO INC COM CL A 361008105 7107 300 SH Put DFND 1 0 300 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 5925 300 SH Put DFND 1 0 300 0 QUALCOMM INC COM 747525103 21609 300 SH Put DFND 1 0 300 0 STITCH FIX INC COM CL A 860897107 13131 300 SH Call DFND 1 0 300 0 DOCUSIGN INC COM 256163106 12 225 SH DFND 1 0 225 0 DOCUSIGN INC COM 256163106 10514 200 SH Put DFND 1 0 200 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 18334 200 SH Put DFND 1 0 200 0 ZSCALER INC COM 98980G102 8156 200 SH Put DFND 1 0 200 0 AXON ENTERPRISE INC COM 05464C101 6843 100 SH Put DFND 1 0 100 0 GW PHARMACEUTICALS PLC ADS 36197T103 17274 100 SH Put DFND 1 0 100 0 NEW AGE BEVERAGES CORP COM 64157V108 0 20 SH DFND 1 0 20 0