GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER

0001062993-17-004931.txt : 20171114 0001062993-17-004931.hdr.sgml : 20171114 20171114144626 ACCESSION NUMBER: 0001062993-17-004931 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC CENTRAL INDEX KEY: 0001470876 IRS NUMBER: 261341800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13894 FILM NUMBER: 171200707 BUSINESS ADDRESS: STREET 1: 701 5TH AVENUE STREET 2: 74TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 206-398-1100 MAIL ADDRESS: STREET 1: 701 5TH AVENUE STREET 2: 74TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98104 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470876 XXXXXXXX 09-30-2017 09-30-2017 Freestone Capital Holdings, LLC

701 5TH AVENUE 74TH FLOOR SEATTLE WA 98104

13F HOLDINGS REPORT 028-13894 N SCOTT AKINS GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 206-707-7300 /s/ Scott Akins SEATTLE WA 11-14-2017 1 341 1405445 false 1 0001128159 028-05975 FREESTONE CAPITAL MANAGEMENT LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE HP INC COM 40434L105 29445 1475222 SH DFND 1 0 1475222 0 PACIFIC COAST OIL TR UNIT BEN INT 694103102 2059 1302648 SH DFND 1 0 1302648 0 WESTERN UN CO COM 959802109 21158 1101964 SH SOLE 1 0 1101964 0 PITNEY BOWES INC COM 724479100 14567 1039773 SH DFND 1 0 1039773 0 TEGNA INC COM 87901J105 12984 974058 SH SOLE 1 0 974058 0 INTERPUBLIC GROUP COS INC COM 460690100 19869 955675 SH DFND 1 0 955675 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 13429 912922 SH DFND 1 0 912922 0 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 9341 894696 SH DFND 1 0 894696 0 BLOCK H & R INC COM 093671105 22794 860816 SH DFND 1 0 860816 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 36699 845404 SH DFND 1 0 845404 0 MSG 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MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 5481 77125 SH DFND 0 77125 0 BANK AMER CORP COM 060505104 1932 76229 SH DFND 0 76229 0 V F CORP COM 918204108 4816 75764 SH DFND 0 75764 0 ABBVIE INC COM 00287Y109 6717 75586 SH DFND 0 75586 0 WPP PLC NEW ADR 92937A102 6974 75150 SH DFND 0 75150 0 TORTOISE PIPELINE & ENERGY F COM 89148H108 1444 74957 SH DFND 0 74957 0 L BRANDS INC COM 501797104 3091 74292 SH DFND 0 74292 0 EMERSON ELEC CO COM 291011104 4369 69528 SH DFND 0 69528 0 GENERAL MLS INC COM 370334104 3563 68833 SH DFND 0 68833 0 PAYCHEX INC COM 704326107 3989 66536 SH DFND 0 66536 0 MBIA INC COM 55262C100 563 64746 SH DFND 0 64746 0 ISHARES TR RUSSELL 2000 ETF 464287655 9163 61837 SH DFND 0 61837 0 ALTRIA GROUP INC COM 02209S103 3473 54760 SH DFND 0 54760 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 1397 53545 SH DFND 0 53545 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 4065 53417 SH DFND 0 53417 0 STARWOOD PPTY TR INC COM 85571B105 1156 53200 SH DFND 0 53200 0 JOHNSON & JOHNSON COM 478160104 6810 52382 SH DFND 0 52382 0 CITIGROUP INC COM NEW 172967424 3442 47320 SH SOLE 0 47320 0 KLA-TENCOR CORP COM 482480100 4997 47145 SH DFND 0 47145 0 WYNDHAM WORLDWIDE CORP COM 98310W108 4900 46489 SH DFND 0 46489 0 ABBOTT LABS COM 002824100 2393 44849 SH DFND 0 44849 0 WELLS FARGO CO NEW COM 949746101 2462 44640 SH DFND 0 44640 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 4396 44379 SH DFND 0 44379 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 3632 41057 SH DFND 0 41057 0 FREEPORT-MCMORAN INC CL B 35671D857 557 39704 SH DFND 0 39704 0 AUTOLIV INC COM 052800109 4815 38959 SH DFND 0 38959 0 UNITED TECHNOLOGIES CORP COM 913017109 4515 38899 SH DFND 0 38899 0 ALLY FINL INC COM 02005N100 912 37589 SH DFND 0 37589 0 U S G CORP COM NEW 903293405 1201 36797 SH DFND 0 36797 0 PHILIP MORRIS INTL INC COM 718172109 4042 36413 SH DFND 0 36413 0 MV OIL TR TR UNITS 553859109 208 36130 SH DFND 0 36130 0 COPART INC COM 217204106 1200 34918 SH DFND 0 34918 0 SPROTT 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22140 SH DFND 0 22140 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1338 22093 SH DFND 0 22093 0 US BANCORP DEL COM NEW 902973304 1124 20972 SH DFND 0 20972 0 MSC INDL DIRECT INC CL A 553530106 1575 20842 SH DFND 0 20842 0 DOWDUPONT INC COM 26078J100 1425 20578 SH DFND 0 20578 0 MEDTRONIC PLC SHS G5960L103 1584 20366 SH DFND 0 20366 0 AMERICAN INTL GROUP INC COM NEW 026874784 1224 19931 SH DFND 0 19931 0 BHP BILLITON LTD SPONSORED ADR 088606108 802 19786 SH DFND 0 19786 0 PACIFIC CONTINENTAL CORP COM 69412V108 512 19000 SH DFND 0 19000 0 AT&T INC COM 00206R102 742 18940 SH DFND 0 18940 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 1181 18906 SH DFND 0 18906 0 BORGWARNER INC COM 099724106 963 18798 SH DFND 0 18798 0 SIGNET JEWELERS LIMITED SHS G81276100 1250 18789 SH DFND 0 18789 0 ENERGIZER HLDGS INC NEW COM 29272W109 851 18478 SH DFND 0 18478 0 COSTCO WHSL CORP NEW COM 22160K105 3015 18353 SH DFND 0 18353 0 CIGNA CORPORATION COM 125509109 3369 18022 SH DFND 0 18022 0 INTERNATIONAL 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CORP COM 655844108 890 6730 SH DFND 0 6730 0 TABLEAU SOFTWARE INC CL A 87336U105 503 6718 SH DFND 0 6718 0 CHUBB LIMITED COM H1467J104 935 6557 SH DFND 0 6557 0 ISHARES TR MSCI ACWI EX US 464288240 317 6553 SH DFND 0 6553 0 EBAY INC COM 278642103 244 6352 SH DFND 0 6352 0 NORTEL INVERSORA S A SPON ADR PFD B 656567401 242 6224 SH DFND 0 6224 0 MARTIN MARIETTA MATLS INC COM 573284106 1218 5907 SH DFND 0 5907 0 HASBRO INC COM 418056107 574 5876 SH DFND 0 5876 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 209 5750 SH DFND 0 5750 0 AON PLC SHS CL A G0408V102 833 5704 SH DFND 0 5704 0 GIGAMON INC COM 37518B102 237 5626 SH DFND 0 5626 0 CONSOLIDATED EDISON INC COM 209115104 446 5522 SH DFND 0 5522 0 CANADIAN NATL RY CO COM 136375102 454 5482 SH DFND 0 5482 0 BOEING CO COM 097023105 1382 5437 SH DFND 0 5437 0 ISHARES TR MSCI EAFE ETF 464287465 370 5402 SH DFND 0 5402 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 433 5398 SH DFND 0 5398 0 SHIRE PLC SPONSORED ADR 82481R106 809 5282 SH DFND 0 5282 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 547 5251 SH DFND 0 5251 0 BANK NEW YORK MELLON CORP COM 064058100 276 5197 SH DFND 0 5197 0 INTEL CORP COM 458140100 190 5000 SH Call DFND 0 5000 0 TEMPUR SEALY INTL INC COM 88023U101 305 4731 SH DFND 0 4731 0 RALPH LAUREN CORP CL A 751212101 412 4664 SH DFND 0 4664 0 SPDR GOLD TRUST GOLD SHS 78463V107 561 4617 SH SOLE 0 4617 0 ENERGEN CORP COM 29265N108 249 4552 SH SOLE 0 4552 0 EDISON INTL COM 281020107 349 4521 SH DFND 0 4521 0 ALMOST FAMILY INC COM 020409108 240 4460 SH DFND 0 4460 0 THERMO FISHER SCIENTIFIC INC COM 883556102 831 4394 SH DFND 0 4394 0 FISERV INC COM 337738108 559 4338 SH DFND 0 4338 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 236 4326 SH DFND 0 4326 0 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 428 4063 SH DFND 0 4063 0 M & T BK CORP COM 55261F104 634 3936 SH DFND 0 3936 0 BRISTOL MYERS SQUIBB CO COM 110122108 236 3701 SH DFND 0 3701 0 DOWDUPONT INC COM 26078J100 256 3700 SH Call DFND 0 3700 0 FACEBOOK INC CL A 30303M102 619 3621 SH DFND 0 3621 0 HOME DEPOT INC COM 437076102 428 3616 SH DFND 0 3616 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 208 3574 SH DFND 0 3574 0 BAXTER INTL INC COM 071813109 217 3466 SH DFND 0 3466 0 ISHARES TR RUS 1000 ETF 464287622 474 3390 SH DFND 0 3390 0 PHILLIPS 66 COM 718546104 305 3327 SH DFND 0 3327 0 STANLEY BLACK & DECKER INC COM 854502101 501 3320 SH DFND 0 3320 0 INGERSOLL-RAND PLC SHS G47791101 294 3302 SH DFND 0 3302 0 PACCAR INC COM 693718108 236 3256 SH DFND 0 3256 0 ISHARES TR RUS 1000 GRW ETF 464287614 402 3216 SH DFND 0 3216 0 NEWMARKET CORP COM 651587107 1356 3185 SH DFND 0 3185 0 NORTHROP GRUMMAN CORP COM 666807102 825 2869 SH DFND 0 2869 0 GENERAL DYNAMICS CORP COM 369550108 537 2612 SH DFND 0 2612 0 ADVANCE AUTO PARTS INC COM 00751Y106 252 2544 SH DFND 0 2544 0 VANGUARD INDEX FDS VALUE ETF 922908744 251 2518 SH DFND 0 2518 0 GOLDMAN SACHS GROUP INC COM 38141G104 534 2252 SH DFND 0 2252 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 502 2243 SH DFND 0 2243 0 MONSANTO CO NEW COM 61166W101 252 2100 SH Call DFND 0 2100 0 CLOROX CO DEL COM 189054109 271 2053 SH DFND 0 2053 0 ALPHABET INC CAP STK CL A 02079K305 1992 2046 SH DFND 0 2046 0 RAYTHEON CO COM NEW 755111507 373 2000 SH DFND 0 2000 0 CONOCOPHILLIPS COM 20825C104 100 2000 SH Call DFND 0 2000 0 COSTCO WHSL CORP NEW COM 22160K105 329 2000 SH Put DFND 0 2000 0 FORD MTR CO DEL COM PAR $0.01 345370860 24 2000 SH Put DFND 0 2000 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 287 1973 SH DFND 0 1973 0 ISHARES TR RUS 2000 VAL ETF 464287630 238 1914 SH DFND 0 1914 0 MONSANTO CO NEW COM 61166W101 215 1795 SH DFND 0 1795 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 202 1752 SH DFND 0 1752 0 BOEING CO COM 097023105 407 1600 SH Put DFND 0 1600 0 KINDER MORGAN INC DEL COM 49456B101 31 1600 SH Put DFND 0 1600 0 VISA INC COM CL A 92826C839 158 1500 SH Call DFND 0 1500 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 480 1472 SH DFND 0 1472 0 WHITE MTNS INS GROUP LTD COM G9618E107 1131 1320 SH DFND 0 1320 0 3M CO COM 88579Y101 271 1289 SH DFND 0 1289 0 NVIDIA CORP COM 67066G104 225 1256 SH DFND 0 1256 0 HUNTINGTON INGALLS INDS INC COM 446413106 228 1006 SH DFND 0 1006 0 AMAZON COM INC COM 023135106 868 903 SH SOLE 0 903 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 81 600 SH Call DFND 0 600 0 INTERNATIONAL BUSINESS MACHS COM 459200101 87 600 SH Put DFND 0 600 0 NIKE INC CL B 654106103 31 600 SH Call DFND 0 600 0 HOME DEPOT INC COM 437076102 82 500 SH Call DFND 0 500 0 TARGET CORP COM 87612E106 30 500 SH Call DFND 0 500 0 ALPHABET INC CAP STK CL C 02079K107 433 451 SH DFND 0 451 0