0001062993-17-003831.txt : 20170815
0001062993-17-003831.hdr.sgml : 20170815
20170814175207
ACCESSION NUMBER: 0001062993-17-003831
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170815
DATE AS OF CHANGE: 20170814
EFFECTIVENESS DATE: 20170815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC
CENTRAL INDEX KEY: 0001470876
IRS NUMBER: 261341800
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13894
FILM NUMBER: 171031892
BUSINESS ADDRESS:
STREET 1: 701 5TH AVENUE
STREET 2: 74TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: 206-398-1100
MAIL ADDRESS:
STREET 1: 701 5TH AVENUE
STREET 2: 74TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98104
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001470876
XXXXXXXX
06-30-2017
06-30-2017
true
1
RESTATEMENT
Freestone Capital Holdings, LLC
701 5TH AVENUE
74TH FLOOR
SEATTLE
WA
98104
13F HOLDINGS REPORT
028-13894
N
SCOTT AKINS
GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
206-707-7300
/s/ Scott Akins
SEATTLE
WA
08-14-2017
1
333
1284110
false
1
0001128159
028-05975
FREESTONE CAPITAL MANAGEMENT LLC
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO
COM
88579Y101
399
1916
SH
DFND
1
0
1916
0
ABBOTT LABS
COM
002824100
2116
43530
SH
DFND
1
0
43530
0
ABBVIE INC
COM
00287Y109
5197
71676
SH
DFND
1
0
71676
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
74
600
SH
Call
DFND
1
0
600
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
435
4717
SH
DFND
1
0
4717
0
AECOM
COM
00766T100
998
30876
SH
DFND
1
0
30876
0
ALLY FINL INC
COM
02005N100
785
37563
SH
DFND
1
0
37563
0
ALMOST FAMILY INC
COM
020409108
275
4460
SH
DFND
1
0
4460
0
ALPHABET INC
CAP STK CL A
02079K305
1831
1969
SH
DFND
1
0
1969
0
ALPHABET INC
CAP STK CL C
02079K107
376
414
SH
DFND
1
0
414
0
ALPS ETF TR
ALERIAN MLP
00162Q866
2771
231684
SH
DFND
1
0
231684
0
ALTRIA GROUP INC
COM
02209S103
3695
49618
SH
DFND
1
0
49618
0
AMAZON COM INC
COM
023135106
795
821
SH
DFND
1
0
821
0
AMERCO
COM
023586100
202
552
SH
DFND
1
0
552
0
AMERICAN CAP SR FLOATING LTD
COM
02504D108
2075
161483
SH
DFND
1
0
161483
0
AMERICAN EXPRESS CO
COM
025816109
1976
23456
SH
DFND
1
0
23456
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1225
19594
SH
DFND
1
0
19594
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
1520
33641
SH
DFND
1
0
33641
0
AMERISOURCEBERGEN CORP
COM
03073E105
17174
181679
SH
DFND
1
0
181679
0
AMGEN INC
COM
031162100
5560
32283
SH
DFND
1
0
32283
0
ANGIES LIST INC
COM
034754101
192
15000
SH
DFND
1
0
15000
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
897
8124
SH
DFND
1
0
8124
0
ANNALY CAP MGMT INC
COM
035710409
313
26000
SH
DFND
1
0
26000
0
ANTERO RES CORP
COM
03674X106
468
21678
SH
DFND
1
0
21678
0
AON PLC
SHS CL A
G0408V102
697
5239
SH
DFND
1
0
5239
0
APPLE INC
COM
037833100
25346
175993
SH
DFND
1
0
175993
0
APPLIED MATLS INC
COM
038222105
287
6948
SH
DFND
1
0
6948
0
ARES CAP CORP
COM
04010L103
8988
548728
SH
DFND
1
0
548728
0
ARGAN INC
COM
04010E109
12514
208572
SH
DFND
1
0
208572
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
597
12980
SH
DFND
1
0
12980
0
AT&T INC
COM
00206R102
706
18700
SH
DFND
1
0
18700
0
AUTOLIV INC
COM
052800109
3753
34184
SH
DFND
1
0
34184
0
AVON PRODS INC
COM
054303102
325
85418
SH
DFND
1
0
85418
0
BAKER HUGHES INC
COM
057224107
1009
18514
SH
DFND
1
0
18514
0
BANK AMER CORP
COM
060505104
1834
75583
SH
DFND
1
0
75583
0
BANK NEW YORK MELLON CORP
COM
064058100
292
5718
SH
DFND
1
0
5718
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
908
5363
SH
DFND
1
0
5363
0
BEST BUY INC
COM
086516101
4883
85177
SH
DFND
1
0
85177
0
BHP BILLITON LTD
SPONSORED ADR
088606108
664
18666
SH
DFND
1
0
18666
0
BLACK STONE MINERALS L P
COM UNIT
09225M101
1737
110209
SH
DFND
1
0
110209
0
BOEING CO
COM
097023105
2704
13672
SH
DFND
1
0
13672
0
BORGWARNER INC
COM
099724106
706
16665
SH
DFND
1
0
16665
0
BRASKEM S A
SP ADR PFD A
105532105
4259
205542
SH
DFND
1
0
205542
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
1120
16335
SH
DFND
1
0
16335
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
187
14850
SH
DFND
1
0
14850
0
BT GROUP PLC
ADR
05577E101
3352
172691
SH
DFND
1
0
172691
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
5021
78535
SH
DFND
1
0
78535
0
CA INC
COM
12673P105
23163
672001
SH
DFND
1
0
672001
0
CANADIAN NATL RY CO
COM
136375102
415
5121
SH
DFND
1
0
5121
0
CAPITAL ONE FINL CORP
COM
14040H105
966
11689
SH
DFND
1
0
11689
0
CARMAX INC
COM
143130102
955
15149
SH
DFND
1
0
15149
0
CARS COM INC
COM
14575E105
6867
257836
SH
DFND
1
0
257836
0
CATERPILLAR INC DEL
COM
149123101
1542
14350
SH
DFND
1
0
14350
0
GROUPE CGI INC
CL A SUB VTG
39945C109
4216
82549
SH
DFND
1
0
82549
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
3311
48208
SH
DFND
1
0
48208
0
CHEVRON CORP NEW
COM
166764100
3489
33438
SH
DFND
1
0
33438
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
8122
152993
SH
DFND
1
0
152993
0
CHUBB LIMITED
COM
H1467J104
942
6480
SH
DFND
1
0
6480
0
CIGNA CORPORATION
COM
125509109
3013
18000
SH
DFND
1
0
18000
0
CISCO SYS INC
COM
17275R102
23072
737115
SH
DFND
1
0
737115
0
CISCO SYS INC
COM
17275R102
63
2000
SH
Put
DFND
1
0
2000
0
CITIGROUP INC
COM NEW
172967424
3148
47076
SH
DFND
1
0
47076
0
CITY OFFICE REIT INC
COM
178587101
127
10000
SH
DFND
1
0
10000
0
CIVEO CORP CDA
COM
17878Y108
1903
906533
SH
DFND
1
0
906533
0
CLEARBRIDGE AMERN ENERG MLP
COM
184691103
1876
208654
SH
DFND
1
0
208654
0
CLEARBRIDGE ENERGY MLP TR FD
COM
18469Q108
1237
96840
SH
DFND
1
0
96840
0
CNX COAL RES LP
COM UNIT RP LP
12592V100
3119
208639
SH
DFND
1
0
208639
0
COACH INC
COM
189754104
5122
108195
SH
DFND
1
0
108195
0
COHEN & STEERS MLP INC & ENR
COM SHS
19249B106
1673
154067
SH
DFND
1
0
154067
0
COLLIERS INTL GROUP INC
SUB VTG SHS
194693107
4835
85643
SH
DFND
1
0
85643
0
COLONY NORTHSTAR INC
CL A COM
19625W104
3616
256601
SH
DFND
1
0
256601
0
CONOCOPHILLIPS
COM
20825C104
354
8047
SH
DFND
1
0
8047
0
COPART INC
COM
217204106
1024
32220
SH
DFND
1
0
32220
0
COSTCO WHSL CORP NEW
COM
22160K105
160
1000
SH
Put
DFND
1
0
1000
0
COSTCO WHSL CORP NEW
COM
22160K105
2726
17045
SH
DFND
1
0
17045
0
CRANE CO
COM
224399105
22343
281482
SH
DFND
1
0
281482
0
DECKERS OUTDOOR CORP
COM
243537107
760
11135
SH
DFND
1
0
11135
0
DEERE & CO
COM
244199105
1642
13288
SH
DFND
1
0
13288
0
DELUXE CORP
COM
248019101
18518
267535
SH
DFND
1
0
267535
0
DENBURY RES INC
COM NEW
247916208
513
335141
SH
DFND
1
0
335141
0
DEVON ENERGY CORP NEW
COM
25179M103
250
7822
SH
DFND
1
0
7822
0
DOLLAR TREE INC
COM
256746108
752
10754
SH
DFND
1
0
10754
0
DOMINION ENERGY MIDSTRM PRTN
COM UT REP LTD
257454108
4512
156408
SH
DFND
1
0
156408
0
DOW CHEM CO
COM
260543103
440
6984
SH
DFND
1
0
6984
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
3385
37157
SH
DFND
1
0
37157
0
DST SYS INC DEL
COM
233326107
737
11942
SH
DFND
1
0
11942
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
359
3322
SH
DFND
1
0
3322
0
DU PONT E I DE NEMOURS & CO
COM
263534109
803
9950
SH
DFND
1
0
9950
0
EAGLE PT CR CO LLC
COM
269808101
6955
336301
SH
DFND
1
0
336301
0
EATON VANCE CORP
COM NON VTG
278265103
692
14632
SH
DFND
1
0
14632
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
113
10000
SH
DFND
1
0
10000
0
EBAY INC
COM
278642103
321
9182
SH
DFND
1
0
9182
0
EDGEWELL PERS CARE CO
COM
28035Q102
903
11882
SH
DFND
1
0
11882
0
LILLY ELI & CO
COM
532457108
2102
25535
SH
DFND
1
0
25535
0
EMERSON ELEC CO
COM
291011104
3709
62209
SH
DFND
1
0
62209
0
ENERGIZER HLDGS INC NEW
COM
29272W109
781
16258
SH
DFND
1
0
16258
0
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
7954
390075
SH
DFND
1
0
390075
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
5323
196563
SH
DFND
1
0
196563
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
14051
220100
SH
DFND
1
0
220100
0
EXXON MOBIL CORP
COM
30231G102
769
9525
SH
DFND
1
0
9525
0
F5 NETWORKS INC
COM
315616102
1399
11010
SH
DFND
1
0
11010
0
FACEBOOK INC
CL A
30303M102
317
2097
SH
DFND
1
0
2097
0
FEDERATED INVS INC PA
CL B
314211103
212
7494
SH
DFND
1
0
7494
0
FEDEX CORP
COM
31428X106
1758
8091
SH
DFND
1
0
8091
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
5434
511096
SH
DFND
1
0
511096
0
FIFTH STREET FINANCE CORP
COM
31678A103
538
110663
SH
DFND
1
0
110663
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
621
21683
SH
DFND
1
0
21683
0
FISERV INC
COM
337738108
527
4310
SH
DFND
1
0
4310
0
TECHNIPFMC PLC
COM
G87110105
3211
118053
SH
DFND
1
0
118053
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1310
117099
SH
DFND
1
0
117099
0
FORD MTR CO DEL
COM PAR $0.01
345370860
22
2000
SH
Call
DFND
1
0
2000
0
FREEPORT-MCMORAN INC
CL B
35671D857
568
47314
SH
DFND
1
0
47314
0
GAP INC DEL
COM
364760108
3163
143836
SH
DFND
1
0
143836
0
GARMIN LTD
SHS
H2906T109
3769
73864
SH
DFND
1
0
73864
0
GENERAL DYNAMICS CORP
COM
369550108
20739
104693
SH
DFND
1
0
104693
0
GENERAL ELECTRIC CO
COM
369604103
556
20592
SH
DFND
1
0
20592
0
GENERAL MLS INC
COM
370334104
3434
61985
SH
DFND
1
0
61985
0
GENERAL MTRS CO
COM
37045V100
4004
114635
SH
DFND
1
0
114635
0
GILEAD SCIENCES INC
COM
375558103
19998
282543
SH
DFND
1
0
282543
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
4054
94008
SH
DFND
1
0
94008
0
GOLDMAN SACHS GROUP INC
COM
38141G104
565
2544
SH
DFND
1
0
2544
0
GRUPO AEROPORTUARIO DEL SURE
SPON ADR SER B
40051E202
4738
22518
SH
DFND
1
0
22518
0
BLOCK H & R INC
COM
093671105
26891
869995
SH
DFND
1
0
869995
0
HANESBRANDS INC
COM
410345102
4186
180729
SH
DFND
1
0
180729
0
HASBRO INC
COM
418056107
662
5933
SH
DFND
1
0
5933
0
HESS CORP
COM
42809H107
329
7500
SH
DFND
1
0
7500
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
1222
73667
SH
DFND
1
0
73667
0
HP INC
COM
40434L105
26265
1502621
SH
DFND
1
0
1502621
0
HOME DEPOT INC
COM
437076102
436
2842
SH
DFND
1
0
2842
0
HOME DEPOT INC
COM
437076102
153
1000
SH
Call
DFND
1
0
1000
0
HONEYWELL INTL INC
COM
438516106
1801
13515
SH
DFND
1
0
13515
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
138
900
SH
Call
DFND
1
0
900
0
INFOSYS LTD
SPONSORED ADR
456788108
3678
244860
SH
DFND
1
0
244860
0
INTEL CORP
COM
458140100
4887
144840
SH
DFND
1
0
144840
0
INTEL CORP
COM
458140100
27
800
SH
Put
DFND
1
0
800
0
INTERCONTINENTAL HOTELS GROU
SPONSORED ADR
45857P707
8207
147800
SH
DFND
1
0
147800
0
INTERDIGITAL INC
COM
45867G101
19625
253888
SH
DFND
1
0
253888
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2657
17274
SH
DFND
1
0
17274
0
INTERPUBLIC GROUP COS INC
COM
460690100
22923
931870
SH
DFND
1
0
931870
0
ISHARES
EM MKT SM-CP ETF
464286475
2585
55280
SH
DFND
1
0
55280
0
ISHARES TR
CORE S&P MCP ETF
464287507
659
3790
SH
DFND
1
0
3790
0
ISHARES TR
CORE US AGGBD ET
464287226
24255
221491
SH
DFND
1
0
221491
0
ISHARES INC
CUR HD MSCI EM
46434G509
3160
131104
SH
DFND
1
0
131104
0
ISHARES TR
MSCI ACWI ETF
464288257
1132
17291
SH
DFND
1
0
17291
0
ISHARES TR
MSCI ACWI EX US
464288240
683
14978
SH
DFND
1
0
14978
0
ISHARES TR
MSCI EAFE ETF
464287465
313
4805
SH
DFND
1
0
4805
0
ISHARES TR
RUS 1000 ETF
464287622
459
3390
SH
DFND
1
0
3390
0
ISHARES TR
RUS 1000 GRW ETF
464287614
383
3216
SH
DFND
1
0
3216
0
ISHARES TR
RUSSELL 2000 ETF
464287655
8194
58147
SH
DFND
1
0
58147
0
ISHARES TR
RUS 2000 VAL ETF
464287630
228
1914
SH
DFND
1
0
1914
0
ISHARES TR
NATIONAL MUN ETF
464288414
2651
24071
SH
DFND
1
0
24071
0
ISHARES TR
MSCI EMG MKT ETF
464287234
6222
150316
SH
DFND
1
0
150316
0
JOHNSON & JOHNSON
COM
478160104
6407
48431
SH
DFND
1
0
48431
0
JOHNSON & JOHNSON
COM
478160104
265
2000
SH
Put
DFND
1
0
2000
0
JOHNSON CTLS INTL PLC
SHS
G51502105
783
18057
SH
DFND
1
0
18057
0
JPMORGAN CHASE & CO
COM
46625H100
1799
19684
SH
DFND
1
0
19684
0
KINDER MORGAN INC DEL
COM
49456B101
31
1600
SH
Put
DFND
1
0
1600
0
KINDER MORGAN INC DEL
COM
49456B101
182
9474
SH
DFND
1
0
9474
0
KKR & CO L P DEL
COM UNITS
48248M102
259
13951
SH
DFND
1
0
13951
0
KLA-TENCOR CORP
COM
482480100
4025
43984
SH
DFND
1
0
43984
0
L BRANDS INC
COM
501797104
3439
63808
SH
DFND
1
0
63808
0
LAMB WESTON HLDGS INC
COM
513272104
702
15937
SH
DFND
1
0
15937
0
LEJU HLDGS LTD
SPONSORED ADS
50187J108
1749
950451
SH
DFND
1
0
950451
0
LINCOLN NATL CORP IND
COM
534187109
2220
32849
SH
DFND
1
0
32849
0
ERICSSON
ADR B SEK 10
294821608
2591
361362
SH
DFND
1
0
361362
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
3465
41057
SH
DFND
1
0
41057
0
M & T BK CORP
COM
55261F104
604
3728
SH
DFND
1
0
3728
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
4971
69748
SH
DFND
1
0
69748
0
MAGNA INTL INC
COM
559222401
4826
104170
SH
DFND
1
0
104170
0
MARATHON OIL CORP
COM
565849106
168
14150
SH
DFND
1
0
14150
0
MARATHON PETE CORP
COM
56585A102
526
10051
SH
DFND
1
0
10051
0
MARTIN MARIETTA MATLS INC
COM
573284106
1249
5612
SH
DFND
1
0
5612
0
MATTEL INC
COM
577081102
624
28967
SH
DFND
1
0
28967
0
MBIA INC
COM
55262C100
596
63154
SH
DFND
1
0
63154
0
MEDTRONIC PLC
SHS
G5960L103
1682
18957
SH
DFND
1
0
18957
0
MERCK & CO INC
COM
58933Y105
586
9136
SH
DFND
1
0
9136
0
MESABI TR
CTF BEN INT
590672101
4888
358177
SH
DFND
1
0
358177
0
METLIFE INC
COM
59156R108
1250
22746
SH
DFND
1
0
22746
0
MICROSOFT CORP
COM
594918104
8471
122886
SH
DFND
1
0
122886
0
MICROSOFT CORP
COM
594918104
483
7000
SH
Call
DFND
1
0
7000
0
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
6699
799393
SH
DFND
1
0
799393
0
MONROE CAP CORP
COM
610335101
212
13923
SH
DFND
1
0
13923
0
MONSANTO CO NEW
COM
61166W101
209
1764
SH
DFND
1
0
1764
0
MONSANTO CO NEW
COM
61166W101
166
1400
SH
Call
DFND
1
0
1400
0
MPLX LP
COM UNIT REP LTD
55336V100
4924
147440
SH
DFND
1
0
147440
0
MSC INDL DIRECT INC
CL A
553530106
1655
19253
SH
DFND
1
0
19253
0
MSG NETWORK INC
CL A
553573106
19109
851181
SH
DFND
1
0
851181
0
MV OIL TR
TR UNITS
553859109
210
36130
SH
DFND
1
0
36130
0
NEWMARKET CORP
COM
651587107
1392
3023
SH
DFND
1
0
3023
0
NIKE INC
CL B
654106103
35
600
SH
Call
DFND
1
0
600
0
NIKE INC
CL B
654106103
28436
481969
SH
DFND
1
0
481969
0
NORDSTROM INC
COM
655664100
1022
21367
SH
DFND
1
0
21367
0
NORFOLK SOUTHERN CORP
COM
655844108
845
6947
SH
DFND
1
0
6947
0
NORTH AMERN ENERGY PARTNERS
COM
656844107
121
27500
SH
DFND
1
0
27500
0
NOVARTIS A G
SPONSORED ADR
66987V109
886
10618
SH
DFND
1
0
10618
0
NOVO-NORDISK A S
ADR
670100205
8081
188406
SH
DFND
1
0
188406
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
2640
306587
SH
DFND
1
0
306587
0
NUVEEN SHT DUR CR OPP FD
COM
67074X107
571
32705
SH
DFND
1
0
32705
0
OCH ZIFF CAP MGMT GROUP
CL A
67551U105
1169
456792
SH
DFND
1
0
456792
0
OFS CAP CORP
COM
67103B100
2144
149857
SH
DFND
1
0
149857
0
OLD DOMINION FGHT LINES INC
COM
679580100
1357
14245
SH
DFND
1
0
14245
0
OMNICOM GROUP INC
COM
681919106
21611
260693
SH
DFND
1
0
260693
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
1306
25580
SH
DFND
1
0
25580
0
ORACLE CORP
COM
68389X105
22537
449496
SH
DFND
1
0
449496
0
ORBITAL ATK INC
COM
68557N103
1010
10264
SH
DFND
1
0
10264
0
ORGANOVO HLDGS INC
COM
68620A104
32
12000
SH
DFND
1
0
12000
0
OWENS RLTY MTG INC
COM
690828108
13264
782117
SH
DFND
1
0
782117
0
PACCAR INC
COM
693718108
380
5757
SH
DFND
1
0
5757
0
PACIFIC COAST OIL TR
UNIT BEN INT
694103102
2110
1302648
SH
DFND
1
0
1302648
0
PACIFIC CONTINENTAL CORP
COM
69412V108
485
19000
SH
DFND
1
0
19000
0
PAN AMERICAN SILVER CORP
COM
697900108
271
16100
SH
DFND
1
0
16100
0
PARKER HANNIFIN CORP
COM
701094104
640
4002
SH
DFND
1
0
4002
0
PAYCHEX INC
COM
704326107
3443
60474
SH
DFND
1
0
60474
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
2393
169619
SH
DFND
1
0
169619
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
524
11933
SH
DFND
1
0
11933
0
PFIZER INC
COM
717081103
3831
114054
SH
DFND
1
0
114054
0
PHILIP MORRIS INTL INC
COM
718172109
4091
34829
SH
DFND
1
0
34829
0
PHILLIPS 66
COM
718546104
300
3622
SH
DFND
1
0
3622
0
PITNEY BOWES INC
COM
724479100
15785
1045446
SH
DFND
1
0
1045446
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
4826
183708
SH
DFND
1
0
183708
0
POST HLDGS INC
COM
737446104
640
8242
SH
DFND
1
0
8242
0
POWERSHARES ETF TR II
EMER MRKT PORT
73936T763
12065
607809
SH
DFND
1
0
607809
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
460
3343
SH
DFND
1
0
3343
0
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
197
13060
SH
DFND
1
0
13060
0
PROCTER AND GAMBLE CO
COM
742718109
1443
16554
SH
DFND
1
0
16554
0
PRUDENTIAL PLC
ADR
74435K204
1036
22506
SH
DFND
1
0
22506
0
QUALCOMM INC
COM
747525103
20096
363926
SH
DFND
1
0
363926
0
QUALCOMM INC
COM
747525103
28
500
SH
Put
DFND
1
0
500
0
RALPH LAUREN CORP
CL A
751212101
355
4811
SH
DFND
1
0
4811
0
RANDOLPH BANCORP INC
COM
752378109
398
25000
SH
DFND
1
0
25000
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
1144
15711
SH
DFND
1
0
15711
0
RELX PLC
SPONSORED ADR
759530108
510
23280
SH
DFND
1
0
23280
0
REYNOLDS AMERICAN INC
COM
761713106
4032
62000
SH
DFND
1
0
62000
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1087
20433
SH
DFND
1
0
20433
0
RYANAIR HLDGS PLC
SPONSORED ADR NE
783513203
418
3881
SH
DFND
1
0
3881
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
11530
177610
SH
DFND
1
0
177610
0
SANOFI
SPONSORED ADR
80105N105
4010
83692
SH
DFND
1
0
83692
0
SAP SE
SPON ADR
803054204
952
9094
SH
DFND
1
0
9094
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
322
7147
SH
DFND
1
0
7147
0
SELECT INCOME REIT
COM SH BEN INT
81618T100
2648
110200
SH
DFND
1
0
110200
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
4293
141672
SH
DFND
1
0
141672
0
SHIRE PLC
SPONSORED ADR
82481R106
842
5092
SH
DFND
1
0
5092
0
SIBANYE GOLD LTD
SPONSORED ADR
825724206
2258
487714
SH
DFND
1
0
487714
0
SIGNET JEWELERS LIMITED
SHS
G81276100
1165
18419
SH
DFND
1
0
18419
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
4014
83236
SH
DFND
1
0
83236
0
SINOPEC SHANGHAI PETROCHEMIC
SPON ADR H
82935M109
3757
70217
SH
DFND
1
0
70217
0
SIRIUS XM HLDGS INC
COM
82968B103
55
10060
SH
DFND
1
0
10060
0
SOLAR CAP LTD
COM
83413U100
635
29036
SH
DFND
1
0
29036
0
SOLAR SR CAP LTD
COM
83416M105
483
28824
SH
DFND
1
0
28824
0
SONY CORP
SPONSORED ADR
835699307
484
12677
SH
DFND
1
0
12677
0
SOUTHCROSS ENERGY PARTNERS L
COM UNIT LTDPT
84130C100
988
311688
SH
DFND
1
0
311688
0
SPDR SERIES TRUST
BLOMBRG BRC AGRT
78464A649
650
11271
SH
DFND
1
0
11271
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
671
22500
SH
DFND
1
0
22500
0
SPDR GOLD TRUST
GOLD SHS
78463V107
586
4969
SH
DFND
1
0
4969
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
51386
212513
SH
DFND
1
0
212513
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
271
852
SH
DFND
1
0
852
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
5136
119729
SH
DFND
1
0
119729
0
SPECTRUM BRANDS HLDGS INC
COM
84763R101
938
7499
SH
DFND
1
0
7499
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
346
34151
SH
DFND
1
0
34151
0
STANLEY BLACK & DECKER INC
COM
854502101
416
2959
SH
DFND
1
0
2959
0
STAPLES INC
COM
855030102
3934
390700
SH
DFND
1
0
390700
0
STARBUCKS CORP
COM
855244109
2395
41069
SH
DFND
1
0
41069
0
STARWOOD PPTY TR INC
COM
85571B105
1190
53148
SH
DFND
1
0
53148
0
STATE STR CORP
COM
857477103
835
9303
SH
DFND
1
0
9303
0
STATOIL ASA
SPONSORED ADR
85771P102
366
22162
SH
DFND
1
0
22162
0
STELLUS CAP INVT CORP
COM
858568108
3180
232002
SH
DFND
1
0
232002
0
STURM RUGER & CO INC
COM
864159108
801
12892
SH
DFND
1
0
12892
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
1250
52545
SH
DFND
1
0
52545
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
700
89043
SH
DFND
1
0
89043
0
SUNCOR ENERGY INC NEW
COM
867224107
419
14346
SH
DFND
1
0
14346
0
SYNTEL INC
COM
87162H103
12467
735111
SH
DFND
1
0
735111
0
TABLEAU SOFTWARE INC
CL A
87336U105
959
15649
SH
DFND
1
0
15649
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
8804
251825
SH
DFND
1
0
251825
0
TARGA RES CORP
COM
87612G101
1290
28537
SH
DFND
1
0
28537
0
TARGET CORP
COM
87612E106
1170
22380
SH
DFND
1
0
22380
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
15996
142750
SH
DFND
1
0
142750
0
TATA MTRS LTD
SPONSORED ADR
876568502
3394
102806
SH
DFND
1
0
102806
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
4964
90260
SH
DFND
1
0
90260
0
TE CONNECTIVITY LTD
REG SHS
H84989104
1213
15416
SH
DFND
1
0
15416
0
TEGNA INC
COM
87901J105
12586
873439
SH
DFND
1
0
873439
0
TELECOM ARGENTINA S A
SPON ADR REP B
879273209
9209
363463
SH
DFND
1
0
363463
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
3656
271051
SH
DFND
1
0
271051
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
8181
242973
SH
DFND
1
0
242973
0
TEMPUR SEALY INTL INC
COM
88023U101
237
4438
SH
DFND
1
0
4438
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
4889
94590
SH
DFND
1
0
94590
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
3592
108129
SH
DFND
1
0
108129
0
TEXAS INSTRS INC
COM
882508104
5895
76628
SH
DFND
1
0
76628
0
MICHAELS COS INC
COM
59408Q106
11851
639903
SH
DFND
1
0
639903
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
685
3925
SH
DFND
1
0
3925
0
THL CR INC
COM
872438106
2295
230621
SH
DFND
1
0
230621
0
TORTOISE PIPELINE & ENERGY F
COM
89148H108
1457
74957
SH
DFND
1
0
74957
0
TRAVELERS COMPANIES INC
COM
89417E109
1188
9389
SH
DFND
1
0
9389
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
3579
128410
SH
DFND
1
0
128410
0
US BANCORP DEL
COM NEW
902973304
1439
27722
SH
DFND
1
0
27722
0
UNILEVER N V
N Y SHS NEW
904784709
4376
79181
SH
DFND
1
0
79181
0
UNILEVER PLC
SPON ADR NEW
904767704
748
13825
SH
DFND
1
0
13825
0
UNION PAC CORP
COM
907818108
599
5497
SH
DFND
1
0
5497
0
UNITED TECHNOLOGIES CORP
COM
913017109
667
5460
SH
DFND
1
0
5460
0
U S G CORP
COM NEW
903293405
1012
34876
SH
DFND
1
0
34876
0
VANECK MERK GOLD TRUST
GOLD TRUST
921078101
1191
97170
SH
DFND
1
0
97170
0
VANECK VECTORS ETF TR
BDC INCOME ETF
92189F411
1596
86939
SH
DFND
1
0
86939
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
3028
60521
SH
DFND
1
0
60521
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
32719
791832
SH
DFND
1
0
791832
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
15712
384818
SH
DFND
1
0
384818
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
16544
207183
SH
DFND
1
0
207183
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
432
5398
SH
DFND
1
0
5398
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
798
5888
SH
DFND
1
0
5888
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1822
14642
SH
DFND
1
0
14642
0
VEDANTA LTD
SPONSORED ADR
92242Y100
1661
106997
SH
DFND
1
0
106997
0
VERIZON COMMUNICATIONS INC
COM
92343V104
478
10703
SH
DFND
1
0
10703
0
V F CORP
COM
918204108
4106
71277
SH
DFND
1
0
71277
0
VIACOM INC NEW
CL B
92553P201
16617
495000
SH
DFND
1
0
495000
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
1510
96153
SH
DFND
1
0
96153
0
VISA INC
COM CL A
92826C839
961
10242
SH
DFND
1
0
10242
0
WCF BANCORP INC
COM
92940L103
256
25000
SH
DFND
1
0
25000
0
WASTE MGMT INC DEL
COM
94106L109
293
4000
SH
Put
DFND
1
0
4000
0
WASTE MGMT INC DEL
COM
94106L109
73
1000
SH
DFND
1
0
1000
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
444
114654
SH
DFND
1
0
114654
0
WELLS FARGO CO NEW
COM
949746101
2818
50853
SH
DFND
1
0
50853
0
WESTERN DIGITAL CORP
COM
958102105
785
8863
SH
DFND
1
0
8863
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
6322
113015
SH
DFND
1
0
113015
0
WESTERN UN CO
COM
959802109
20697
1086467
SH
DFND
1
0
1086467
0
WEYERHAEUSER CO
COM
962166104
882
26317
SH
DFND
1
0
26317
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
1102
1269
SH
DFND
1
0
1269
0
WHOLE FOODS MKT INC
COM
966837106
477
11331
SH
DFND
1
0
11331
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
213
5307
SH
DFND
1
0
5307
0
WIPRO LTD
SPON ADR 1 SH
97651M109
3851
740481
SH
DFND
1
0
740481
0
WPP PLC NEW
ADR
92937A102
6781
64333
SH
DFND
1
0
64333
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
4395
43772
SH
DFND
1
0
43772
0
XEROX CORP
COM NEW
984121608
3480
121133
SH
DFND
1
0
121133
0
YY INC
ADS REPCOM CLA
98426T106
5997
103356
SH
DFND
1
0
103356
0
ZEDGE INC
CL B
98923T104
44
20000
SH
DFND
1
0
20000
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
1324
10314
SH
DFND
1
0
10314
0