0001062993-17-000818.txt : 20170214
0001062993-17-000818.hdr.sgml : 20170214
20170213180513
ACCESSION NUMBER: 0001062993-17-000818
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170213
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC
CENTRAL INDEX KEY: 0001470876
IRS NUMBER: 261341800
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13894
FILM NUMBER: 17601234
BUSINESS ADDRESS:
STREET 1: 701 5TH AVENUE
STREET 2: 74TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: 206-398-1100
MAIL ADDRESS:
STREET 1: 701 5TH AVENUE
STREET 2: 74TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98104
13F-HR
1
primary_doc.xml
13F-HR
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0001470876
XXXXXXXX
12-31-2016
12-31-2016
Freestone Capital Holdings, LLC
701 5TH AVENUE
74TH FLOOR
SEATTLE
WA
98104
13F HOLDINGS REPORT
028-13894
N
SCOTT AKINS
GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
206-707-7300
/s/ Scott Akins
SEATTLE
WA
02-13-2017
1
347
1164320
false
1
0001128159
028-05975
FREESTONE CAPITAL MANAGEMENT LLC
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ALPS ETF TR
ALERIAN MLP
00162Q866
3532
109465
SH
DFND
1
0
109465
0
AMC NETWORKS INC
CL A
00164V103
530
84
SH
DFND
1
0
84
0
AT&T INC
COM
00206R102
1145
26924
SH
DFND
1
0
26924
0
ABBOTT LABS
COM
002824100
971
25278
SH
DFND
1
0
25278
0
ABBVIE INC
COM
00287Y109
3781
60374
SH
DFND
1
0
60374
0
AECOM
COM
00766T100
1045
28754
SH
DFND
1
0
28754
0
ADVANCED ENERGY INDS
COM
007973100
743
8065
SH
DFND
1
0
8065
0
AETNA INC NEW
COM
00817Y108
690
5563
SH
DFND
1
0
5563
0
ALPHABET INC
CAP STK CL C
02079K107
240
311
SH
DFND
1
0
311
0
ALPHABET INC
CAP STK CL A
02079K305
1094
1380
SH
DFND
1
0
1380
0
ALTRIA GROUP INC
COM
02209S103
2741
40531
SH
DFND
1
0
40531
0
AMAZON COM INC
COM
023135106
483
644
SH
DFND
1
0
644
0
AMERCO
COM
023586100
18306
48035
SH
DFND
1
0
48035
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
2157
171613
SH
DFND
1
0
171613
0
AMERICAN CAP SR FLOATING LTD
COM
02504D108
1921
114972
SH
DFND
1
0
114972
0
AMERICAN EXPRESS CO
COM
025816109
1661
22427
SH
DFND
1
0
22427
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1117
17100
SH
DFND
1
0
17100
0
AMERISOURCEBERGEN CORP
COM
03073E105
7371
87188
SH
DFND
1
0
87188
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
1220
1700
SH
DFND
1
0
1700
0
AMGEN INC
COM
031162100
4452
26486
SH
DFND
1
0
26486
0
ANALOG DEVICES INC
COM
032654105
3204
44114
SH
DFND
1
0
44114
0
ANGIES LIST INC
COM
034754101
123
15000
SH
DFND
1
0
15000
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
3952
37479
SH
DFND
1
0
37479
0
ANNALY CAP MGMT INC
COM
035710409
249
25000
SH
DFND
1
0
25000
0
ANTERO RES CORP
COM
03674X106
373
15773
SH
DFND
1
0
15773
0
APPLE INC
COM
037833100
22087
180648
SH
DFND
1
0
180648
0
ARGAN INC
COM
04010E109
1184
8555
SH
DFND
1
0
8555
0
ARES CAP CORP
COM
04010L103
9600
4911
SH
DFND
1
0
4911
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
618
14774
SH
DFND
1
0
14774
0
AUTOLIV INC
COM
052800109
2286
20205
SH
DFND
1
0
20205
0
AVON PRODS INC
COM
054303102
507
100672
SH
DFND
1
0
100672
0
BT GROUP PLC
ADR
05577E101
1629
70754
SH
DFND
1
0
70754
0
BAKER HUGHES INC
COM
057224107
1168
17978
SH
DFND
1
0
17978
0
BANK AMER CORP
COM
060505104
2011
90975
SH
DFND
1
0
90975
0
BAXTER INTL INC
COM
071813109
126
2844
SH
DFND
1
0
2844
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
230
1413
SH
DFND
1
0
1413
0
BEST BUY INC
COM
086516101
3239
75905
SH
DFND
1
0
75905
0
BHP BILLITON LTD
SPONSORED ADR
088606108
570
15943
SH
DFND
1
0
15943
0
BIOGEN INC
COM
09062X103
659
263
SH
DFND
1
0
263
0
BLACK STONE MINERALS L P
COM UNIT
09225M101
1258
67000
SH
DFND
1
0
67000
0
BLOCK H & R INC
COM
093671105
19434
820563
SH
DFND
1
0
820563
0
BOEING CO
COM
097023105
1721
11057
SH
DFND
1
0
11057
0
BORGWARNER INC
COM
099724106
498
12624
SH
DFND
1
0
12624
0
BRASKEM S A
SP ADR PFD A
105532105
4685
220889
SH
DFND
1
0
220889
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
1082
9606
SH
DFND
1
0
9606
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
22940
1782864
SH
DFND
1
0
1782864
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
4152
62761
SH
DFND
1
0
62761
0
BUCKLE INC
COM
118440106
506
102
SH
DFND
1
0
102
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
2737
37354
SH
DFND
1
0
37354
0
CIGNA CORPORATION
COM
125509109
2401
18000
SH
DFND
1
0
18000
0
CNX COAL RES LP
COM UNIT RP LP
12592V100
1277
9947
SH
DFND
1
0
9947
0
CA INC
COM
12673P105
21426
642318
SH
DFND
1
0
642318
0
CABELAS INC
COM
126804301
299
5112
SH
DFND
1
0
5112
0
CANADIAN NATL RY CO
COM
136375102
345
5115
SH
DFND
1
0
5115
0
CAPITAL ONE FINL CORP
COM
14040H105
980
11236
SH
DFND
1
0
11236
0
CARMAX INC
COM
143130102
1268
19696
SH
DFND
1
0
19696
0
CATERPILLAR INC DEL
COM
149123101
1187
12800
SH
DFND
1
0
12800
0
CHEVRON CORP NEW
COM
166764100
4258
36177
SH
DFND
1
0
36177
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
516
10061
SH
DFND
1
0
10061
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
4941
94237
SH
DFND
1
0
94237
0
CISCO SYS INC
COM
17275R102
23328
736364
SH
DFND
1
0
736364
0
CITIGROUP INC
COM NEW
172967424
2432
40927
SH
DFND
1
0
40927
0
CITY OFFICE REIT INC
COM
178587101
132
10000
SH
DFND
1
0
10000
0
CIVEO CORP CDA
COM
17878Y108
1956
488967
SH
DFND
1
0
488967
0
CLEARBRIDGE AMERN ENERG MLP
COM
184691103
1915
208654
SH
DFND
1
0
208654
0
CLEARBRIDGE ENERGY MLP TR FD
COM
18469Q108
1238
96840
SH
DFND
1
0
96840
0
CLOROX CO DEL
COM
189054109
2316
19294
SH
DFND
1
0
19294
0
COACH INC
COM
189754104
2783
79473
SH
DFND
1
0
79473
0
COHEN & STEERS MLP INC & ENR
COM SHS
19249B106
1678
154067
SH
DFND
1
0
154067
0
COLLIERS INTL GROUP INC
SUB VTG SHS
194693107
1863
50689
SH
DFND
1
0
50689
0
COLONY CAP INC
CL A
19624R106
3544
174999
SH
DFND
1
0
174999
0
COMPANHIA BRASILEIRA DE DIST
SPN ADR PFD CL A
20440T201
226
13630
SH
DFND
1
0
13630
0
CONOCOPHILLIPS
COM
20825C104
328
6547
SH
DFND
1
0
6547
0
COPART INC
COM
217204106
1007
18171
SH
DFND
1
0
18171
0
COSTCO WHSL CORP NEW
COM
22160K105
2687
16783
SH
DFND
1
0
16783
0
CRANE CO
COM
224399105
22811
299323
SH
DFND
1
0
299323
0
CUMMINS INC
COM
231021106
275
2012
SH
DFND
1
0
2012
0
DST SYS INC DEL
COM
233326107
706
6592
SH
DFND
1
0
6592
0
DECKERS OUTDOOR CORP
COM
243537107
675
12191
SH
DFND
1
0
12191
0
DEERE & CO
COM
244199105
1236
12000
SH
DFND
1
0
12000
0
DENBURY RES INC
COM NEW
247916208
512
19173
SH
DFND
1
0
19173
0
DELUXE CORP
COM
248019101
20925
275462
SH
DFND
1
0
275462
0
DEVON ENERGY CORP NEW
COM
25179M103
465
10173
SH
DFND
1
0
10173
0
DOLLAR TREE INC
COM
256746108
1006
13028
SH
DFND
1
0
13028
0
DOW CHEM CO
COM
260543103
400
6984
SH
DFND
1
0
6984
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
2627
28969
SH
DFND
1
0
28969
0
DU PONT E I DE NEMOURS & CO
COM
263534109
718
9786
SH
DFND
1
0
9786
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
920
7582
SH
DFND
1
0
7582
0
EAGLE PT CR CO LLC
COM
269808101
5618
3552
SH
DFND
1
0
3552
0
EATON VANCE CORP
COM NON VTG
278265103
753
17980
SH
DFND
1
0
17980
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
104
10000
SH
DFND
1
0
10000
0
EBAY INC
COM
278642103
19317
632247
SH
DFND
1
0
632247
0
EDGEWELL PERS CARE CO
COM
28035Q102
991
13577
SH
DFND
1
0
13577
0
EMERSON ELEC CO
COM
291011104
280
5030
SH
DFND
1
0
5030
0
EMERGENT CAP INC
COM
29102N105
500
47850
SH
DFND
1
0
47850
0
ENERGIZER HLDGS INC NEW
COM
29272W109
840
18834
SH
DFND
1
0
18834
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
3178
570
SH
DFND
1
0
570
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
4432
163904
SH
DFND
1
0
163904
0
ERICSSON
ADR B SEK 10
294821608
3525
604697
SH
DFND
1
0
604697
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
539
490
SH
DFND
1
0
490
0
EXXON MOBIL CORP
COM
30231G102
860
9533
SH
DFND
1
0
9533
0
FEDERATED INVS INC PA
CL B
314211103
212
7494
SH
DFND
1
0
7494
0
FEDEX CORP
COM
31428X106
1399
7512
SH
DFND
1
0
7512
0
F5 NETWORKS INC
COM
315616102
1593
11010
SH
DFND
1
0
11010
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
735
26221
SH
DFND
1
0
26221
0
FISERV INC
COM
337738108
292
2746
SH
DFND
1
0
2746
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1759
145045
SH
DFND
1
0
145045
0
FREEPORT-MCMORAN INC
CL B
35671D857
634
48030
SH
DFND
1
0
48030
0
GAMESTOP CORP NEW
CL A
36467W109
439
134
SH
DFND
1
0
134
0
GAP INC DEL
COM
364760108
2898
106765
SH
DFND
1
0
106765
0
GENERAL DYNAMICS CORP
COM
369550108
20326
114023
SH
DFND
1
0
114023
0
GENERAL ELECTRIC CO
COM
369604103
571
18081
SH
DFND
1
0
18081
0
GENERAL MLS INC
COM
370334104
236
3828
SH
DFND
1
0
3828
0
GENERAL MTRS CO
COM
37045V100
3078
88339
SH
DFND
1
0
88339
0
GILEAD SCIENCES INC
COM
375558103
13657
177045
SH
DFND
1
0
177045
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
2683
69681
SH
DFND
1
0
69681
0
GOLDCORP INC NEW
COM
380956409
377
27716
SH
DFND
1
0
27716
0
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
1932
31309
SH
DFND
1
0
31309
0
GRAHAM HLDGS CO
COM
384637104
581
11
SH
DFND
1
0
11
0
GRUPO AEROPORTUARIO DEL SURE
SPON ADR SER B
40051E202
2672
18567
SH
DFND
1
0
18567
0
HP INC
COM
40434L105
24106
1548810
SH
DFND
1
0
1548810
0
HALLIBURTON CO
COM
406216101
530
9800
SH
DFND
1
0
9800
0
HASBRO INC
COM
418056107
862
11083
SH
DFND
1
0
11083
0
HESS CORP
COM
42809H107
469
7530
SH
DFND
1
0
7530
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
1461
63127
SH
DFND
1
0
63127
0
HONEYWELL INTL INC
COM
438516106
1489
12852
SH
DFND
1
0
12852
0
INFOSYS LTD
SPONSORED ADR
456788108
2855
192543
SH
DFND
1
0
192543
0
INTEL CORP
COM
458140100
4084
112603
SH
DFND
1
0
112603
0
INTERCONTINENTAL HOTELS GROU
SPON ADR NW 2016
45857P608
5178
116817
SH
DFND
1
0
116817
0
INTERDIGITAL INC
COM
45867G101
28494
297432
SH
DFND
1
0
297432
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2956
17807
SH
DFND
1
0
17807
0
INTERPUBLIC GROUP COS INC
COM
460690100
21948
912624
SH
DFND
1
0
912624
0
INTERSIL CORP
CL A
46069S109
261
11723
SH
DFND
1
0
11723
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2827
80761
SH
DFND
1
0
80761
0
ISHARES TR
MSCI EAFE ETF
464287465
4223
73155
SH
DFND
1
0
73155
0
ISHARES TR
CORE S&P MCP ETF
464287507
8758
52972
SH
DFND
1
0
52972
0
ISHARES TR
RUS 1000 VAL ETF
464287598
739
6597
SH
DFND
1
0
6597
0
ISHARES TR
RUS 1000 GRW ETF
464287614
356
3391
SH
DFND
1
0
3391
0
ISHARES TR
RUS 1000 ETF
464287622
422
3390
SH
DFND
1
0
3390
0
ISHARES TR
RUS 2000 VAL ETF
464287630
228
1914
SH
DFND
1
0
1914
0
ISHARES TR
RUSSELL 2000 ETF
464287655
10485
77751
SH
DFND
1
0
77751
0
ISHARES TR
INTL TREA BD ETF
464288117
1797
12400
SH
DFND
1
0
12400
0
ISHARES TR
MSCI ACWI ETF
464288257
692
11696
SH
DFND
1
0
11696
0
JPMORGAN CHASE & CO
COM
46625H100
2451
28410
SH
DFND
1
0
28410
0
JOHNSON & JOHNSON
COM
478160104
4982
43244
SH
DFND
1
0
43244
0
KLA-TENCOR CORP
COM
482480100
2910
36979
SH
DFND
1
0
36979
0
KKR & CO L P DEL
COM UNITS
48248M102
213
13850
SH
DFND
1
0
13850
0
L BRANDS INC
COM
501797104
1955
29689
SH
DFND
1
0
29689
0
LEJU HLDGS LTD
SPONSORED ADS
50187J108
1812
377487
SH
DFND
1
0
377487
0
LENDINGCLUB CORP
COM
52603A109
65
12300
SH
DFND
1
0
12300
0
LILLY ELI & CO
COM
532457108
1750
23792
SH
DFND
1
0
23792
0
LINCOLN NATL CORP IND
COM
534187109
2418
36493
SH
DFND
1
0
36493
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
6917
281859
SH
DFND
1
0
281859
0
M & T BK CORP
COM
55261F104
727
4646
SH
DFND
1
0
4646
0
MBIA INC
COM
55262C100
852
79662
SH
DFND
1
0
79662
0
MPLX LP
COM UNIT REP LTD
55336V100
4652
134364
SH
DFND
1
0
134364
0
MSC INDL DIRECT INC
CL A
553530106
2263
24493
SH
DFND
1
0
24493
0
MSG NETWORK INC
CL A
553573106
19978
895570
SH
DFND
1
0
895570
0
MV OIL TR
TR UNITS
553859109
242
38804
SH
DFND
1
0
38804
0
MACYS INC
COM
55616P104
228
6370
SH
DFND
1
0
6370
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
4616
61038
SH
DFND
1
0
61038
0
MAGNA INTL INC
COM
559222401
3449
79463
SH
DFND
1
0
79463
0
MANPOWERGROUP INC
COM
56418H100
587
204
SH
DFND
1
0
204
0
MARATHON OIL CORP
COM
565849106
242
14000
SH
DFND
1
0
14000
0
MARATHON PETE CORP
COM
56585A102
506
10050
SH
DFND
1
0
10050
0
MARCUS & MILLICHAP INC
COM
566324109
550
12873
SH
DFND
1
0
12873
0
MARINE HARVEST ASA
SPONSORED ADR
56824R205
2536
139883
SH
DFND
1
0
139883
0
MARTIN MARIETTA MATLS INC
COM
573284106
1584
7151
SH
DFND
1
0
7151
0
MATTEL INC
COM
577081102
778
28241
SH
DFND
1
0
28241
0
MERCK & CO INC
COM
58933Y105
494
8384
SH
DFND
1
0
8384
0
MESABI TR
CTF BEN INT
590672101
3600
81183
SH
DFND
1
0
81183
0
METLIFE INC
COM
59156R108
1076
19969
SH
DFND
1
0
19969
0
MICROSOFT CORP
COM
594918104
6703
107867
SH
DFND
1
0
107867
0
MICROSTRATEGY INC
CL A NEW
594972408
671
2109
SH
DFND
1
0
2109
0
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
6055
664654
SH
DFND
1
0
664654
0
MONROE CAP CORP
COM
610335101
210
13630
SH
DFND
1
0
13630
0
NATIONAL CINEMEDIA INC
COM
635309107
512
22703
SH
DFND
1
0
22703
0
NEWMARKET CORP
COM
651587107
1613
3805
SH
DFND
1
0
3805
0
NIKE INC
CL B
654106103
24576
483502
SH
DFND
1
0
483502
0
NORDSTROM INC
COM
655664100
908
18945
SH
DFND
1
0
18945
0
NORFOLK SOUTHERN CORP
COM
655844108
1375
12725
SH
DFND
1
0
12725
0
NORTH AMERN ENERGY PARTNERS
COM
656844107
106
27500
SH
DFND
1
0
27500
0
NOVARTIS A G
SPONSORED ADR
66987V109
741
10175
SH
DFND
1
0
10175
0
NOVO-NORDISK A S
ADR
670100205
2923
81508
SH
DFND
1
0
81508
0
OFS CAP CORP
COM
67103B100
2424
176146
SH
DFND
1
0
176146
0
OLD DOMINION FGHT LINES INC
COM
679580100
1550
18065
SH
DFND
1
0
18065
0
OMNICOM GROUP INC
COM
681919106
21925
250893
SH
DFND
1
0
250893
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
5182
120477
SH
DFND
1
0
120477
0
ORACLE CORP
COM
68389X105
18790
462158
SH
DFND
1
0
462158
0
ORBITAL ATK INC
COM
68557N103
1113
12687
SH
DFND
1
0
12687
0
ORGANOVO HLDGS INC
COM
68620A104
41
12000
SH
DFND
1
0
12000
0
OWENS RLTY MTG INC
COM
690828108
14682
115966
SH
DFND
1
0
115966
0
PNC FINL SVCS GROUP INC
COM
693475105
751
6420
SH
DFND
1
0
6420
0
PACCAR INC
COM
693718108
374
5860
SH
DFND
1
0
5860
0
PACIFIC COAST OIL TR
UNIT BEN INT
694103102
879
403911
SH
DFND
1
0
403911
0
PACIFIC CONTINENTAL CORP
COM
69412V108
503
23000
SH
DFND
1
0
23000
0
PARKER HANNIFIN CORP
COM
701094104
872
6231
SH
DFND
1
0
6231
0
PAYCHEX INC
COM
704326107
2940
48286
SH
DFND
1
0
48286
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
4208
213234
SH
DFND
1
0
213234
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
5829
199912
SH
DFND
1
0
199912
0
PFIZER INC
COM
717081103
3030
93290
SH
DFND
1
0
93290
0
PHILIP MORRIS INTL INC
COM
718172109
2634
28787
SH
DFND
1
0
28787
0
PHILLIPS 66
COM
718546104
551
6374
SH
DFND
1
0
6374
0
PITNEY BOWES INC
COM
724479100
467
261
SH
DFND
1
0
261
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
5333
165165
SH
DFND
1
0
165165
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
274
2310
SH
DFND
1
0
2310
0
PRICESMART INC
COM
741511109
727
8703
SH
DFND
1
0
8703
0
PROCTER AND GAMBLE CO
COM
742718109
1371
16311
SH
DFND
1
0
16311
0
PRUDENTIAL PLC
ADR
74435K204
437
10983
SH
DFND
1
0
10983
0
QUALCOMM INC
COM
747525103
22546
336713
SH
DFND
1
0
336713
0
RALPH LAUREN CORP
CL A
751212101
813
8998
SH
DFND
1
0
8998
0
RANDOLPH BANCORP INC
COM
752378109
403
25000
SH
DFND
1
0
25000
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
1069
13435
SH
DFND
1
0
13435
0
RELX PLC
SPONSORED ADR
759530108
401
22304
SH
DFND
1
0
22304
0
REYNOLDS AMERICAN INC
COM
761713106
2899
51737
SH
DFND
1
0
51737
0
RIVERVIEW BANCORP INC
COM
769397100
147
20999
SH
DFND
1
0
20999
0
ROBERT HALF INTL INC
COM
770323103
754
367
SH
DFND
1
0
367
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1064
19574
SH
DFND
1
0
19574
0
RUBICON TECHNOLOGY INC
COM
78112T107
7
12000
SH
DFND
1
0
12000
0
RYANAIR HLDGS PLC
SPONSORED ADR NE
783513203
415
4982
SH
DFND
1
0
4982
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
46952
210048
SH
DFND
1
0
210048
0
SPDR GOLD TRUST
GOLD SHS
78463V107
556
5070
SH
DFND
1
0
5070
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
595
22500
SH
DFND
1
0
22500
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
10332
328115
SH
DFND
1
0
328115
0
SPDR SERIES TRUST
BLOMBERG INTL TR
78464A516
2079
49600
SH
DFND
1
0
49600
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
3265
10821
SH
DFND
1
0
10821
0
ST JUDE MED INC
COM
790849103
992
12366
SH
DFND
1
0
12366
0
SANOFI
SPONSORED ADR
80105N105
2683
66336
SH
DFND
1
0
66336
0
SAP SE
SPON ADR
803054204
3657
42313
SH
DFND
1
0
42313
0
SELECT COMFORT CORP
COM
81616X103
1043
26458
SH
DFND
1
0
26458
0
SELECT INCOME REIT
COM SH BEN INT
81618T100
2811
1334
SH
DFND
1
0
1334
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
2975
148312
SH
DFND
1
0
148312
0
SHIRE PLC
SPONSORED ADR
82481R106
370
2173
SH
DFND
1
0
2173
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
2939
69174
SH
DFND
1
0
69174
0
SINOPEC SHANGHAI PETROCHEMIC
SPON ADR H
82935M109
2834
52357
SH
DFND
1
0
52357
0
SOLAR CAP LTD
COM
83413U100
605
29036
SH
DFND
1
0
29036
0
SOLAR SR CAP LTD
COM
83416M105
1162
70711
SH
DFND
1
0
70711
0
SONY CORP
ADR NEW
835699307
335
11948
SH
DFND
1
0
11948
0
SPANISH BROADCASTING SYS INC
CL A NEW
846425833
54
17367
SH
DFND
1
0
17367
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
4314
94100
SH
DFND
1
0
94100
0
SPECTRUM BRANDS HLDGS INC
COM
84763R101
1047
8562
SH
DFND
1
0
8562
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
321
34151
SH
DFND
1
0
34151
0
STAPLES INC
COM
855030102
2740
302770
SH
DFND
1
0
302770
0
STARBUCKS CORP
COM
855244109
2295
41339
SH
DFND
1
0
41339
0
STARWOOD PPTY TR INC
COM
85571B105
1114
1000
SH
DFND
1
0
1000
0
STATE STR CORP
COM
857477103
671
8638
SH
DFND
1
0
8638
0
STATOIL ASA
SPONSORED ADR
85771P102
390
21380
SH
DFND
1
0
21380
0
STELLUS CAP INVT CORP
COM
858568108
3407
186294
SH
DFND
1
0
186294
0
STURM RUGER & CO INC
COM
864159108
734
13928
SH
DFND
1
0
13928
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
1129
37570
SH
DFND
1
0
37570
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
649
84915
SH
DFND
1
0
84915
0
SUNCOR ENERGY INC NEW
COM
867224107
449
13736
SH
DFND
1
0
13736
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
3686
153472
SH
DFND
1
0
153472
0
SYNTEL INC
COM
87162H103
9951
473688
SH
DFND
1
0
473688
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
4721
80233
SH
DFND
1
0
80233
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
3583
124614
SH
DFND
1
0
124614
0
TARGET CORP
COM
87612E106
1583
21919
SH
DFND
1
0
21919
0
TARGA RES CORP
COM
87612G101
7400
131986
SH
DFND
1
0
131986
0
TATA MTRS LTD
SPONSORED ADR
876568502
1715
49862
SH
DFND
1
0
49862
0
TEGNA INC
COM
87901J105
7045
277929
SH
DFND
1
0
277929
0
TELECOM ARGENTINA S A
SPON ADR REP B
879273209
2783
153176
SH
DFND
1
0
153176
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
2792
208640
SH
DFND
1
0
208640
0
TEMPUR SEALY INTL INC
COM
88023U101
1061
15543
SH
DFND
1
0
15543
0
TERRA NITROGEN CO L P
COM UNIT
881005201
985
6158
SH
DFND
1
0
6158
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
279
5495
SH
DFND
1
0
5495
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
1552
42827
SH
DFND
1
0
42827
0
TESSERA HLDG CORP
COM
88166T101
25067
537115
SH
DFND
1
0
537115
0
TEXAS INSTRS INC
COM
882508104
5047
69163
SH
DFND
1
0
69163
0
3M CO
COM
88579Y101
694
3884
SH
DFND
1
0
3884
0
TIDEWATER INC
COM
886423102
170
49749
SH
DFND
1
0
49749
0
TIME INC NEW
COM
887228104
707
1
SH
DFND
1
0
1
0
TORTOISE PIPELINE & ENERGY F
COM
89148H108
1616
74957
SH
DFND
1
0
74957
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
2875
24532
SH
DFND
1
0
24532
0
TRAVELERS COMPANIES INC
COM
89417E109
1149
9388
SH
DFND
1
0
9388
0
TRINITY INDS INC
COM
896522109
664
152
SH
DFND
1
0
152
0
UBS AG LONDON BRH
ETRAC 2X LEV LNG
90267B765
2357
119641
SH
DFND
1
0
119641
0
US BANCORP DEL
COM NEW
902973304
1370
26670
SH
DFND
1
0
26670
0
USANA HEALTH SCIENCES INC
COM
90328M107
579
74
SH
DFND
1
0
74
0
U S G CORP
COM NEW
903293405
1286
44536
SH
DFND
1
0
44536
0
UNILEVER PLC
SPON ADR NEW
904767704
2709
66559
SH
DFND
1
0
66559
0
UNILEVER N V
N Y SHS NEW
904784709
2458
59874
SH
DFND
1
0
59874
0
UNITED RENTALS INC
COM
911363109
582
3410
SH
DFND
1
0
3410
0
UNITED TECHNOLOGIES CORP
COM
913017109
609
5555
SH
DFND
1
0
5555
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
1255
36
SH
DFND
1
0
36
0
UNITEDHEALTH GROUP INC
COM
91324P102
315
1967
SH
DFND
1
0
1967
0
V F CORP
COM
918204108
206
3854
SH
DFND
1
0
3854
0
VALSPAR CORP
COM
920355104
24639
237810
SH
DFND
1
0
237810
0
VANECK MERK GOLD TRUST
GOLD TRUST
921078101
1014
89065
SH
DFND
1
0
89065
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
254
12148
SH
DFND
1
0
12148
0
VANECK VECTORS ETF TR
BDC INCOME ETF
92189F411
871
48400
SH
DFND
1
0
48400
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
24712
676301
SH
DFND
1
0
676301
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
3467
56837
SH
DFND
1
0
56837
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
2839
64264
SH
DFND
1
0
64264
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
14762
412565
SH
DFND
1
0
412565
0
VECTOR GROUP LTD
COM
92240M108
622
16991
SH
DFND
1
0
16991
0
VEDANTA LTD
SPONSORED ADR
92242Y100
310
24952
SH
DFND
1
0
24952
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
444
2161
SH
DFND
1
0
2161
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
751
6513
SH
DFND
1
0
6513
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3507
65691
SH
DFND
1
0
65691
0
VIACOM INC NEW
CL B
92553P201
12123
320090
SH
DFND
1
0
320090
0
VISA INC
COM CL A
92826C839
466
5968
SH
DFND
1
0
5968
0
VISTA OUTDOOR INC
COM
928377100
577
15646
SH
DFND
1
0
15646
0
WPP PLC NEW
ADR
92937A102
5267
47593
SH
DFND
1
0
47593
0
WCF BANCORP INC
COM
92940L103
250
25000
SH
DFND
1
0
25000
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
99
1200
SH
DFND
1
0
1200
0
WELLS FARGO & CO NEW
COM
949746101
3039
55145
SH
DFND
1
0
55145
0
WESTERN DIGITAL CORP
COM
958102105
3863
56854
SH
DFND
1
0
56854
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
6360
88108
SH
DFND
1
0
88108
0
WESTERN UN CO
COM
959802109
23511
1030221
SH
DFND
1
0
1030221
0
WEYERHAEUSER CO
COM
962166104
689
22914
SH
DFND
1
0
22914
0
WHOLE FOODS MKT INC
COM
966837106
231
7500
SH
DFND
1
0
7500
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
5583
146811
SH
DFND
1
0
146811
0
WIPRO LTD
SPON ADR 1 SH
97651M109
1710
176636
SH
DFND
1
0
176636
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
2511
32875
SH
DFND
1
0
32875
0
XILINX INC
COM
983919101
3264
54068
SH
DFND
1
0
54068
0
YY INC
ADS REPCOM CLA
98426T106
1497
37978
SH
DFND
1
0
37978
0
ZEDGE INC
CL B
98923T104
63
20100
SH
DFND
1
0
20100
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
1056
10236
SH
DFND
1
0
10236
0
AIRCASTLE LTD
COM
G0129K104
579
17334
SH
DFND
1
0
17334
0
AON PLC
SHS CL A
G0408V102
575
5155
SH
DFND
1
0
5155
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
909
2736
SH
DFND
1
0
2736
0
ENSCO PLC
SHS CLASS A
G3157S106
215
22076
SH
DFND
1
0
22076
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
948
14149
SH
DFND
1
0
14149
0
NOMAD HLDGS LTD
USD ORD SHS
G6564A105
592
38260
SH
DFND
1
0
38260
0
SIGNET JEWELERS LIMITED
SHS
G81276100
861
9137
SH
DFND
1
0
9137
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
1333
1594
SH
DFND
1
0
1594
0
CHUBB LIMITED
COM
H1467J104
903
6834
SH
DFND
1
0
6834
0
GARMIN LTD
SHS
H2906T109
2927
60373
SH
DFND
1
0
60373
0
TE CONNECTIVITY LTD
REG SHS
H84989104
1081
15607
SH
DFND
1
0
15607
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
8937
79386
SH
DFND
1
0
79386
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
3902
427858
SH
DFND
1
0
427858
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2724
31752
SH
DFND
1
0
31752
0
BAXTER INTL INC
COM
071813109
89
2000
SH
Call
DFND
1
0
2000
0
BOEING CO
COM
097023105
156
1000
SH
Put
DFND
1
0
1000
0
GILEAD SCIENCES INC
COM
375558103
72
1000
SH
Put
DFND
1
0
1000
0
INTEL CORP
COM
458140100
181
5000
SH
Call
DFND
1
0
5000
0
JOHNSON & JOHNSON
COM
478160104
115
1000
SH
Call
DFND
1
0
1000
0
MICROSOFT CORP
COM
594918104
186
3000
SH
Put
DFND
1
0
3000
0
PHILLIPS 66
COM
718546104
259
3000
SH
Call
DFND
1
0
3000
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
187
2400
SH
Put
DFND
1
0
2400
0
WHOLE FOODS MKT INC
COM
966837106
246
8000
SH
Put
DFND
1
0
8000
0
AT&T INC
COM
00206R102
170
4000
SH
Put
DFND
1
0
4000
0
COSTCO WHSL CORP NEW
COM
22160K105
320
2000
SH
Put
DFND
1
0
2000
0
EXXON MOBIL CORP
COM
30231G102
90
1000
SH
Put
DFND
1
0
1000
0
JPMORGAN CHASE & CO
COM
46625H100
406
4700
SH
Call
DFND
1
0
4700
0
UNITEDHEALTH GROUP INC
COM
91324P102
320
2000
SH
Put
DFND
1
0
2000
0
VISA INC
COM CL A
92826C839
234
3000
SH
Put
DFND
1
0
3000
0