0001062993-15-006006.txt : 20151112 0001062993-15-006006.hdr.sgml : 20151112 20151112170622 ACCESSION NUMBER: 0001062993-15-006006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC CENTRAL INDEX KEY: 0001470876 IRS NUMBER: 261341800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13894 FILM NUMBER: 151225778 BUSINESS ADDRESS: STREET 1: 701 5TH AVENUE STREET 2: 74TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 206-398-1100 MAIL ADDRESS: STREET 1: 701 5TH AVENUE STREET 2: 74TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98104 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470876 XXXXXXXX 09-30-2015 09-30-2015 Freestone Capital Holdings, LLC

701 5TH AVENUE 74TH FLOOR SEATTLE WA 98104

13F HOLDINGS REPORT 028-13894 N JAMES ROONEY 206-707-7300 /s/ James Rooney SEATTLE WA 11-12-2015 1 347 921284 false 1 0001128159 028-05975 FREESTONE CAPITAL MANAGEMENT LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 213 1500 SH DFND 1 0 1500 0 ABBOTT LABS COM 002824100 265 6593 SH DFND 1 0 6593 0 ABBVIE INC COM 00287Y109 828 15215 SH DFND 1 0 15215 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 931 9478 SH DFND 1 0 9478 0 ACE LTD SHS H0023R105 992 9594 SH DFND 1 0 9594 0 THE ADT CORPORATION COM 00101J106 1248 41729 SH DFND 1 0 41729 0 AECOM COM 00766T100 564 20500 SH DFND 1 0 20500 0 AERCAP HOLDINGS NV SHS N00985106 375 9816 SH DFND 1 0 9816 0 AETNA INC NEW COM 00817Y108 380 3471 SH DFND 1 0 3471 0 AIRCASTLE LTD COM G0129K104 902 43757 SH DFND 1 0 43757 0 ALPS ETF TR ALERIAN MLP 00162Q866 375 30036 SH DFND 1 0 30036 0 ALLEGIANT TRAVEL CO COM 01748X102 216 1000 SH Put DFND 1 0 1000 0 ALLEGION PUB LTD CO ORD SHS G0176J109 452 7834 SH DFND 1 0 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TRUST UNIT 85207H104 305 33276 SH DFND 1 0 33276 0 STARBUCKS CORP COM 855244109 1721 30273 SH DFND 1 0 30273 0 STARZ COM SER A 85571Q102 14657 392529 SH DFND 1 0 392529 0 STATE STR CORP COM 857477103 587 8727 SH DFND 1 0 8727 0 MADDEN STEVEN LTD COM 556269108 386 10548 SH DFND 1 0 10548 0 STURM RUGER & CO INC COM 864159108 975 16606 SH DFND 1 0 16606 0 SUNCOR ENERGY INC NEW COM 867224107 2287 85597 SH DFND 1 0 85597 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 3398 118569 SH DFND 1 0 118569 0 SYMANTEC CORP COM 871503108 552 28327 SH DFND 1 0 28327 0 SYNTEL INC COM 87162H103 398 8777 SH DFND 1 0 8777 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2290 110351 SH DFND 1 0 110351 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 3255 112091 SH DFND 1 0 112091 0 TARGET CORP COM 87612E106 1780 22632 SH DFND 1 0 22632 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 1092 7638 SH DFND 1 0 7638 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 3873 81356 SH DFND 1 0 81356 0 TE CONNECTIVITY LTD REG SHS H84989104 706 11794 SH DFND 1 0 11794 0 TECK RESOURCES LTD CL B 878742204 137 28495 SH DFND 1 0 28495 0 TEGNA INC COM 87901J105 430 19225 SH DFND 1 0 19225 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 1730 189435 SH DFND 1 0 189435 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 2060 57792 SH DFND 1 0 57792 0 TEMPUR SEALY INTL INC COM 88023U101 1514 21195 SH DFND 1 0 21195 0 TENARIS S A SPONSORED ADR 88031M109 3458 143429 SH DFND 1 0 143429 0 TENET HEALTHCARE CORP COM NEW 88033G407 1237 33500 SH DFND 1 0 33500 0 TERADATA CORP DEL COM 88076W103 820 28313 SH DFND 1 0 28313 0 TERNIUM SA SPON ADR 880890108 1404 114268 SH DFND 1 0 114268 0 TERRA NITROGEN CO L P COM UNIT 881005201 991 9184 SH DFND 1 0 9184 0 TESSERA TECHNOLOGIES INC COM 88164L100 1018 31410 SH DFND 1 0 31410 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2170 38442 SH DFND 1 0 38442 0 TEXAS INSTRS INC COM 882508104 1815 36655 SH DFND 1 0 36655 0 TIFFANY & CO NEW COM 886547108 154 2000 SH DFND 1 0 2000 0 TIFFANY & CO NEW COM 886547108 77 1000 SH Call DFND 1 0 1000 0 TIVO INC COM 888706108 871 100622 SH DFND 1 0 100622 0 TRAVELERS COMPANIES INC COM 89417E109 969 9733 SH DFND 1 0 9733 0 TYSON FOODS INC CL A 902494103 706 16391 SH DFND 1 0 16391 0 US BANCORP DEL COM NEW 902973304 1171 28566 SH DFND 1 0 28566 0 UBS GROUP AG SHS H42097107 590 31994 SH DFND 1 0 31994 0 UNILEVER N V N Y SHS NEW 904784709 3199 79580 SH DFND 1 0 79580 0 UNILEVER PLC SPON ADR NEW 904767704 590 14478 SH DFND 1 0 14478 0 UNITED RENTALS INC COM 911363109 808 13454 SH DFND 1 0 13454 0 UNITED TECHNOLOGIES CORP COM 913017109 481 5409 SH DFND 1 0 5409 0 UNITEDHEALTH GROUP INC COM 91324P102 225 1939 SH DFND 1 0 1939 0 UNUM GROUP COM 91529Y106 800 24952 SH DFND 1 0 24952 0 U S G CORP COM NEW 903293405 1090 40948 SH DFND 1 0 40948 0 VALE S A ADR 91912E105 962 229072 SH DFND 1 0 229072 0 VALSPAR CORP COM 920355104 18689 260000 SH DFND 1 0 260000 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 29382 689227 SH DFND 1 0 689227 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 6111 171478 SH DFND 1 0 171478 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 34654 1047257 SH DFND 1 0 1047257 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 551 6914 SH DFND 1 0 6914 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 295 2992 SH DFND 1 0 2992 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 722 13056 SH DFND 1 0 13056 0 VECTOR GROUP LTD COM 92240M108 882 38991 SH DFND 1 0 38991 0 VERIZON COMMUNICATIONS INC COM 92343V104 674 15484 SH DFND 1 0 15484 0 V F CORP COM 918204108 503 7368 SH DFND 1 0 7368 0 VIACOM INC NEW CL B 92553P201 12938 299850 SH DFND 1 0 299850 0 VISA INC COM CL A 92826C839 395 5676 SH DFND 1 0 5676 0 VISTA OUTDOOR INC COM 928377100 842 18959 SH DFND 1 0 18959 0 GRAINGER W W INC COM 384802104 808 3760 SH DFND 1 0 3760 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 100 1200 SH Call DFND 1 0 1200 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 116 1396 SH DFND 1 0 1396 0 WEATHERFORD INTL PLC ORD SHS G48833100 1418 167271 SH DFND 1 0 167271 0 WELLS FARGO & CO NEW COM 949746101 1728 33645 SH DFND 1 0 33645 0 WESTERN DIGITAL CORP COM 958102105 519 6531 SH DFND 1 0 6531 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 3055 65260 SH DFND 1 0 65260 0 WESTERN UN CO COM 959802109 1648 89742 SH DFND 1 0 89742 0 WEYERHAEUSER CO COM 962166104 497 18193 SH DFND 1 0 18193 0 WHITE MTNS INS GROUP LTD COM G9618E107 1409 1885 SH DFND 1 0 1885 0 WHOLE FOODS MKT INC COM 966837106 626 19774 SH DFND 1 0 19774 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 3129 98025 SH DFND 1 0 98025 0 WIPRO LTD SPON ADR 1 SH 97651M109 1893 154001 SH DFND 1 0 154001 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1122 33520 SH DFND 1 0 33520 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 234 4406 SH DFND 1 0 4406 0 WPP PLC NEW ADR 92937A102 2216 21297 SH DFND 1 0 21297 0 WPX ENERGY INC COM 98212B103 218 33005 SH DFND 1 0 33005 0 XILINX INC COM 983919101 1521 35868 SH DFND 1 0 35868 0