0001062993-14-006648.txt : 20141114
0001062993-14-006648.hdr.sgml : 20141114
20141114113341
ACCESSION NUMBER: 0001062993-14-006648
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC
CENTRAL INDEX KEY: 0001470876
IRS NUMBER: 261341800
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13894
FILM NUMBER: 141221678
BUSINESS ADDRESS:
STREET 1: 701 5TH AVENUE
STREET 2: 74TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: 206-398-1100
MAIL ADDRESS:
STREET 1: 701 5TH AVENUE
STREET 2: 74TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001470876
XXXXXXXX
09-30-2014
09-30-2014
Freestone Capital Holdings, LLC
701 5TH AVENUE
74TH FLOOR
SEATTLE
WA
98104
13F HOLDINGS REPORT
028-13894
N
JAMES ROONEY
SENIOR PARTNER
206-707-7300
/s/ James Rooney
SEATTLE
WA
11-13-2014
1
131
578377
false
1
028-05975
FREESTONE CAPITAL MANAGEMENT, LLC
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AFLAC INC
COM
001055102
1029
17657
SH
DFND
1
0
17657
0
ABBOTT LABS
COM
002824100
269
6477
SH
DFND
1
0
6477
0
ADVENT SOFTWARE INC
COM
007974108
885
28040
SH
DFND
1
0
28040
0
ALBEMARLE CORP
COM
012653101
1170
19859
SH
DFND
1
0
19859
0
ALLERGAN INC
COM
018490102
1717
9638
SH
DFND
1
0
9638
0
ALLIANT TECHSYSTEMS INC
COM
018804104
1392
10906
SH
DFND
1
0
10906
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1321
24445
SH
DFND
1
0
24445
0
ANADARKO PETE CORP
COM
032511107
682
6725
SH
DFND
1
0
6725
0
APACHE CORP
COM
037411105
1148
12234
SH
DFND
1
0
12234
0
APPLE INC
COM
037833100
20938
207821
SH
DFND
1
0
207821
0
ARISTA NETWORKS INC
COM
040413106
382
4330
SH
DFND
1
0
4330
0
ATWOOD OCEANICS INC
COM
050095108
894
20452
SH
DFND
1
0
20452
0
BP PLC
SPONSORED ADR
055622104
9048
205872
SH
DFND
1
0
205872
0
BAIDU INC
SPON ADR REP A
056752108
638
2923
SH
DFND
1
0
2923
0
BANK AMER CORP
COM
060505104
194
11400
SH
DFND
1
0
11400
0
BAXTER INTL INC
COM
071813109
1270
17701
SH
DFND
1
0
17701
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1022
7400
SH
DFND
1
0
7400
0
BHP BILLITON LTD
SPONSORED ADR
088606108
2320
39394
SH
DFND
1
0
39394
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
18506
790849
SH
DFND
1
0
790849
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
1584
14012
SH
DFND
1
0
14012
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
27168
2499323
SH
DFND
1
0
2499323
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
566
12581
SH
DFND
1
0
12581
0
BROWN FORMAN CORP
CL B
115637209
315
3496
SH
DFND
1
0
3496
0
CF INDS HLDGS INC
COM
125269100
281
1007
SH
DFND
1
0
1007
0
CVS HEALTH CORP
COM
126650100
1360
17085
SH
DFND
1
0
17085
0
CABELAS INC
COM
126804301
739
12547
SH
DFND
1
0
12547
0
CANADIAN NATL RY CO
COM
136375102
2188
30832
SH
DFND
1
0
30832
0
CANADIAN NAT RES LTD
COM
136385101
1915
49305
SH
DFND
1
0
49305
0
CARMAX INC
COM
143130102
1260
27126
SH
DFND
1
0
27126
0
CHEVRON CORP NEW
COM
166764100
667
5587
SH
DFND
1
0
5587
0
CIRRUS LOGIC INC
COM
172755100
14199
680991
SH
DFND
1
0
680991
0
COACH INC
COM
189754104
9965
279826
SH
DFND
1
0
279826
0
DECKERS OUTDOOR CORP
COM
243537107
1799
18517
SH
DFND
1
0
18517
0
DELUXE CORP
COM
248019101
17336
314279
SH
DFND
1
0
314279
0
DOLLAR GEN CORP NEW
COM
256677105
1147
18769
SH
DFND
1
0
18769
0
DOLLAR TREE INC
COM
256746108
1093
19485
SH
DFND
1
0
19485
0
EATON VANCE CORP
COM NON VTG
278265103
864
22896
SH
DFND
1
0
22896
0
EBAY INC
COM
278642103
6349
112114
SH
DFND
1
0
112114
0
F5 NETWORKS INC
COM
315616102
2530
21310
SH
DFND
1
0
21310
0
FLUOR CORP NEW
COM
343412102
13160
197036
SH
DFND
1
0
197036
0
GENTEX CORP
COM
371901109
593
22162
SH
DFND
1
0
22162
0
HALLIBURTON CO
COM
406216101
1264
19595
SH
DFND
1
0
19595
0
HASBRO INC
COM
418056107
1002
18221
SH
DFND
1
0
18221
0
HONDA MOTOR LTD
AMERN SHS
438128308
560
16336
SH
DFND
1
0
16336
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1205
6348
SH
DFND
1
0
6348
0
JOHNSON & JOHNSON
COM
478160104
398
3730
SH
DFND
1
0
3730
0
LORILLARD INC
COM
544147101
1122
18724
SH
DFND
1
0
18724
0
MADDEN STEVEN LTD
COM
556269108
15449
479327
SH
DFND
1
0
479327
0
MANTECH INTL CORP
CL A
564563104
13595
504445
SH
DFND
1
0
504445
0
MARATHON OIL CORP
COM
565849106
528
14054
SH
DFND
1
0
14054
0
MARKEL CORP
COM
570535104
663
1042
SH
DFND
1
0
1042
0
MARTIN MARIETTA MATLS INC
COM
573284106
996
7721
SH
DFND
1
0
7721
0
MESABI TR
CTF BEN INT
590672101
1108
58042
SH
DFND
1
0
58042
0
MICROSOFT CORP
COM
594918104
20403
440096
SH
DFND
1
0
440096
0
MONROE CAP CORP
COM
610335101
701
51900
SH
DFND
1
0
51900
0
NEWMARKET CORP
COM
651587107
1767
4638
SH
DFND
1
0
4638
0
NORTHROP GRUMMAN CORP
COM
666807102
19563
148472
SH
DFND
1
0
148472
0
OLD DOMINION FGHT LINES INC
COM
679580100
1185
16771
SH
DFND
1
0
16771
0
OMNICOM GROUP INC
COM
681919106
15649
227261
SH
DFND
1
0
227261
0
OWENS RLTY MTG INC
COM
690828108
11974
840303
SH
DFND
1
0
840303
0
PRICESMART INC
COM
741511109
949
11079
SH
DFND
1
0
11079
0
RAYTHEON CO
COM NEW
755111507
17887
176017
SH
DFND
1
0
176017
0
RENTECH INC
COM
760112102
1299
759660
SH
DFND
1
0
759660
0
RIO TINTO PLC
SPONSORED ADR
767204100
2408
48967
SH
DFND
1
0
48967
0
SCHLUMBERGER LTD
COM
806857108
3217
31639
SH
DFND
1
0
31639
0
SCIENCE APPLICATNS INTL CP N
COM
808625107
15768
356507
SH
DFND
1
0
356507
0
STARBUCKS CORP
COM
855244109
391
5182
SH
DFND
1
0
5182
0
STURM RUGER & CO INC
COM
864159108
1043
21413
SH
DFND
1
0
21413
0
SUNCOR ENERGY INC NEW
COM
867224107
2618
72420
SH
DFND
1
0
72420
0
TECK RESOURCES LTD
CL B
878742204
435
23009
SH
DFND
1
0
23009
0
UNILEVER N V
N Y SHS NEW
904784709
1265
31891
SH
DFND
1
0
31891
0
ZIONS BANCORPORATION
COM
989701107
3889
133832
SH
DFND
1
0
133832
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
15204
129426
SH
DFND
1
0
129426
0
PREMIER EXIBITIONS INC
COM
74051E102
78
105337
SH
DFND
1
0
105337
0
DYAX CORP
COM
26746E103
101
10000
SH
DFND
1
0
10000
0
TALISMAN ENERGY INC
COM
87425E103
431
49841
SH
DFND
1
0
49841
0
SALLY BEAUTY HLDGS INC
COM
79546E104
689
25164
SH
DFND
1
0
25164
0
VALE S A
ADR
91912E105
1667
151398
SH
DFND
1
0
151398
0
TARGET CORP
COM
87612E106
1471
23475
SH
DFND
1
0
23475
0
NCR CORP NEW
COM
62886E108
1196
35791
SH
DFND
1
0
35791
0
THE ADT CORPORATION
COM
00101J106
1560
43989
SH
DFND
1
0
43989
0
ABBVIE INC
COM
00287Y109
292
5047
SH
DFND
1
0
5047
0
ACCESS MIDSTREAM PARTNERS L
UNIT
00434L109
295
4635
SH
DFND
1
0
4635
0
ACTIVISION BLIZZARD INC
COM
00507V109
17796
856006
SH
DFND
1
0
856006
0
ADVANCE AUTO PARTS INC
COM
00751Y106
1281
9832
SH
DFND
1
0
9832
0
ALLY FINL INC
COM
02005N100
13048
563870
SH
DFND
1
0
563870
0
ALPHA NATURAL RESOURCES INC
COM
02076X102
2391
964086
SH
DFND
1
0
964086
0
BABCOCK & WILCOX CO NEW
COM
05615F102
12573
454047
SH
DFND
1
0
454047
0
BANC CALIF INC
COM
05990K106
3386
291185
SH
DFND
1
0
291185
0
CA INC
COM
12673P105
13311
476418
SH
DFND
1
0
476418
0
CANADIAN PAC RY LTD
COM
13645T100
3703
17848
SH
DFND
1
0
17848
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
1473
25068
SH
DFND
1
0
25068
0
CISCO SYS INC
COM
17275R102
14329
569273
SH
DFND
1
0
569273
0
CONOCOPHILLIPS
COM
20825C104
1110
14505
SH
DFND
1
0
14505
0
CONVERSANT INC
COM
21249J105
22606
660031
SH
DFND
1
0
660031
0
CROSSROADS SYS INC
COM NEW
22765D209
902
316348
SH
DFND
1
0
316348
0
DIAGEO P L C
SPON ADR NEW
25243Q205
1455
12613
SH
DFND
1
0
12613
0
ENERGIZER HLDGS INC
COM
29266R108
1906
15468
SH
DFND
1
0
15468
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
551
32602
SH
DFND
1
0
32602
0
GAMESTOP CORP NEW
CL A
36467W109
16554
401792
SH
DFND
1
0
401792
0
INVESTORS BANCORP INC NEW
COM
46146L101
9971
984290
SH
DFND
1
0
984290
0
KINDER MORGAN MANAGEMENT LLC
SHS
49455U100
5847
62100
SH
DFND
1
0
62100
0
KRAFT FOODS GROUP INC
COM
50076Q106
15677
277957
SH
DFND
1
0
277957
0
M & T BK CORP
COM
55261F104
728
5902
SH
DFND
1
0
5902
0
MBIA INC
COM
55262C100
832
90650
SH
DFND
1
0
90650
0
MANULIFE FINL CORP
COM
56501R106
517
26855
SH
DFND
1
0
26855
0
MARATHON PETE CORP
COM
56585A102
508
6000
SH
DFND
1
0
6000
0
NOVARTIS A G
SPONSORED ADR
66987V109
2563
27232
SH
DFND
1
0
27232
0
ORACLE CORP
COM
68389X105
1379
36014
SH
DFND
1
0
36014
0
PENNYMAC MTG INVT TR
COM
70931T103
2914
135978
SH
DFND
1
0
135978
0
POTASH CORP SASK INC
COM
73755L107
2335
67566
SH
DFND
1
0
67566
0
SHANDA GAMES LTD
SP ADR REPTG A
81941U105
118
17977
SH
DFND
1
0
17977
0
STARZ
COM SER A
85571Q102
14617
441856
SH
DFND
1
0
441856
0
SYNTEL INC
COM
87162H103
16346
185877
SH
DFND
1
0
185877
0
TEMPUR SEALY INTL INC
COM
88023U101
1253
22299
SH
DFND
1
0
22299
0
TENARIS S A
SPONSORED ADR
88031M109
2709
59482
SH
DFND
1
0
59482
0
TENET HEALTHCARE CORP
COM NEW
88033G407
1843
31035
SH
DFND
1
0
31035
0
TERADATA CORP DEL
COM
88076W103
887
21162
SH
DFND
1
0
21162
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
336
7063
SH
DFND
1
0
7063
0
EATON CORP PLC
SHS
G29183103
1582
24971
SH
DFND
1
0
24971
0
ENSCO PLC
SHS CLASS A
G3157S106
1045
25302
SH
DFND
1
0
25302
0
FRONTLINE LTD
SHS
G3682E127
73
58196
SH
DFND
1
0
58196
0
INGERSOLL-RAND PLC
SHS
G47791101
1400
24843
SH
DFND
1
0
24843
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
2917
140236
SH
DFND
1
0
140236
0
NABORS INDUSTRIES LTD
SHS
G6359F103
1242
54591
SH
DFND
1
0
54591
0
NOBLE CORP PLC
SHS USD
G65431101
1780
80088
SH
DFND
1
0
80088
0
PARTNERRE LTD
COM
G6852T105
583
5302
SH
DFND
1
0
5302
0
PARAGON OFFSHORE PLC
SHS
G6S01W108
158
25741
SH
DFND
1
0
25741
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
1287
2042
SH
DFND
1
0
2042
0
UBS AG
SHS NEW
H89231338
948
54583
SH
DFND
1
0
54583
0
CORE LABORATORIES N V
COM
N22717107
423
2887
SH
DFND
1
0
2887
0