0001062993-14-003009.txt : 20140515 0001062993-14-003009.hdr.sgml : 20140515 20140515133125 ACCESSION NUMBER: 0001062993-14-003009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC CENTRAL INDEX KEY: 0001470876 IRS NUMBER: 261341800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13894 FILM NUMBER: 14845645 BUSINESS ADDRESS: STREET 1: 1918 EIGHTH AVENUE STREET 2: SUITE 3400 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-398-1100 MAIL ADDRESS: STREET 1: 1918 EIGHTH AVENUE STREET 2: SUITE 3400 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470876 XXXXXXXX 03-31-2014 03-31-2014 Freestone Capital Holdings, LLC

1918 EIGHTH AVENUE SUITE 3400 SEATTLE WA 98101

13F HOLDINGS REPORT 028-13894 N JAMES ROONEY 206-398-1100 /S/ JAMES ROONEY SEATTLE WA 05-15-2014 1 277 564197 false 1 0001128159 028-05975 FREESTONE CAPITAL MANAGEMENT LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AFLAC INC COM 001055102 1215 19270 SH DFND 1 0 19270 0 AARONS INC COM PAR $0.50 002535300 78 2591 SH DFND 1 0 2591 0 AARONS INC COM PAR $0.50 002535300 165 5470 SH OTR 0 5470 0 ABBOTT LABS COM 002824100 14661 380719 SH DFND 1 0 380719 0 ADVENT SOFTWARE INC COM 007974108 851 28993 SH DFND 1 0 28993 0 ALBEMARLE CORP COM 012653101 1348 20295 SH DFND 1 0 20295 0 ALEXANDER & BALDWIN INC NEW COM 014491104 841 19772 SH DFND 1 0 19772 0 ALLERGAN INC COM 018490102 1265 10192 SH DFND 1 0 10192 0 ALLERGAN INC COM 018490102 4 29 SH OTR 0 29 0 ALLIANT TECHSYSTEMS INC COM 018804104 1525 10725 SH DFND 1 0 10725 0 AMERICAN INTL GROUP INC COM NEW 026874784 1336 26719 SH DFND 1 0 26719 0 ANADARKO PETE CORP COM 032511107 1357 16009 SH DFND 1 0 16009 0 ANADARKO PETE CORP COM 032511107 384 4532 SH OTR 0 4532 0 APACHE CORP COM 037411105 1330 16034 SH DFND 1 0 16034 0 APACHE CORP COM 037411105 227 2732 SH OTR 0 2732 0 APPLE INC COM 037833100 18085 33694 SH DFND 1 0 33694 0 APPLE INC COM 037833100 415 773 SH OTR 0 773 0 ARTHROCARE CORP COM 043136100 213 4410 SH OTR 0 4410 0 ATWOOD OCEANICS INC COM 050095108 1017 20186 SH DFND 1 0 20186 0 AUGUSTA RES CORP COM NEW 050912203 35 11244 SH OTR 0 11244 0 BP PLC SPONSORED ADR 055622104 1158 24074 SH DFND 1 0 24074 0 BP PLC SPONSORED ADR 055622104 0 8 SH OTR 0 8 0 BAIDU INC SPON ADR REP A 056752108 674 4426 SH DFND 1 0 4426 0 BANK OF AMERICA CORPORATION COM 060505104 196 11400 SH DFND 1 0 11400 0 BARD C R INC COM 067383109 423 2857 SH OTR 0 2857 0 BAXTER INTL INC COM 071813109 1433 19481 SH DFND 1 0 19481 0 BAXTER INTL INC COM 071813109 81 1103 SH OTR 0 1103 0 BEAM INC COM 073730103 229 2745 SH OTR 0 2745 0 BECTON DICKINSON & CO COM 075887109 210 1791 SH DFND 1 0 1791 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 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CO COM 136375102 1687 30006 SH DFND 1 0 30006 0 CANADIAN NAT RES LTD COM 136385101 1829 47672 SH DFND 1 0 47672 0 CARMAX INC COM 143130102 1284 27427 SH DFND 1 0 27427 0 CATERPILLAR INC DEL COM 149123101 226 2278 SH OTR 0 2278 0 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 88 10700 SH OTR 0 10700 0 CHEVRON CORP NEW COM 166764100 2106 17708 SH DFND 1 0 17708 0 CITRIX SYS INC COM 177376100 230 4000 SH OTR 0 4000 0 COACH INC COM 189754104 13558 273009 SH DFND 1 0 273009 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 548 10826 SH DFND 1 0 10826 0 COMMERCIAL VEH GROUP INC COM 202608105 100 10950 SH OTR 0 10950 0 COMPUWARE CORP COM 205638109 142 13565 SH OTR 0 13565 0 CUMMINS INC COM 231021106 257 1727 SH DFND 1 0 1727 0 DECKERS OUTDOOR CORP COM 243537107 1391 17452 SH DFND 1 0 17452 0 DENBURY RES INC COM NEW 247916208 111 6759 SH DFND 1 0 6759 0 DENBURY RES INC COM NEW 247916208 217 13250 SH OTR 0 13250 0 DELUXE CORP COM 248019101 16742 319074 SH DFND 1 0 319074 0 DOLLAR GEN CORP NEW COM 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544147101 1037 19182 SH DFND 1 0 19182 0 LORILLARD INC COM 544147101 43 800 SH Put OTR 0 800 0 MANTECH INTL CORP CL A 564563104 14780 502556 SH DFND 1 0 502556 0 MARATHON OIL CORP COM 565849106 497 14000 SH DFND 1 0 14000 0 MARKEL CORP COM 570535104 669 1122 SH DFND 1 0 1122 0 MARTIN MARIETTA MATLS INC COM 573284106 991 7720 SH DFND 1 0 7720 0 MARTIN MARIETTA MATLS INC COM 573284106 146 1138 SH OTR 0 1138 0 MICROSOFT CORP COM 594918104 18692 456008 SH DFND 1 0 456008 0 MICROSOFT CORP COM 594918104 443 10802 SH OTR 0 10802 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 66 11885 SH DFND 1 0 11885 0 MONROE CAP CORP COM 610335101 1447 106966 SH DFND 1 0 106966 0 MURPHY OIL CORP COM 626717102 7 107 SH DFND 1 0 107 0 MURPHY OIL CORP COM 626717102 231 3671 SH OTR 0 3671 0 MURPHY USA INC COM 626755102 543 13368 SH DFND 1 0 13368 0 NMI HLDGS INC CL A 629209305 117 10000 SH OTR 0 10000 0 NATIONAL OILWELL VARCO INC COM 637071101 288 3695 SH DFND 1 0 3695 0 NEWMARKET CORP COM 651587107 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SPONSORED ADR 89151E109 1057 16119 SH DFND 1 0 16119 0 THE ADT CORPORATION COM 00101J106 55 1850 SH DFND 1 0 1850 0 THE ADT CORPORATION COM 00101J106 614 20505 SH OTR 0 20505 0 AES CORP COM 00130H105 5 338 SH DFND 1 0 338 0 AES CORP COM 00130H105 229 16037 SH OTR 0 16037 0 AT&T INC COM 00206R102 241 6875 SH OTR 0 6875 0 ATMI INC COM 00207R101 220 6483 SH OTR 0 6483 0 ABBVIE INC COM 00287Y109 275 5347 SH DFND 1 0 5347 0 ABBVIE INC COM 00287Y109 4 81 SH OTR 0 81 0 ACCESS MIDSTREAM PARTNERS L UNIT 00434L109 267 4635 SH DFND 1 0 4635 0 ACTIVISION BLIZZARD INC COM 00507V109 17586 860388 SH DFND 1 0 860388 0 ADVANCE AUTO PARTS INC COM 00751Y106 1316 10406 SH DFND 1 0 10406 0 BGC PARTNERS INC CL A 05541T101 19 2900 SH Call OTR 0 2900 0 BGC PARTNERS INC CL A 05541T101 142 21673 SH OTR 0 21673 0 CA INC COM 12673P105 14627 472154 SH DFND 1 0 472154 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 436 25826 SH OTR 0 25826 0 CALIX INC COM 13100M509 89 10500 SH OTR 0 10500 0 CALLON PETE CO DEL COM 13123X102 3657 436936 SH DFND 1 0 436936 0 CANADIAN PAC RY LTD COM 13645T100 2740 18212 SH DFND 1 0 18212 0 CHEMED CORP NEW COM 16359R103 15809 176730 SH DFND 1 0 176730 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1187 26040 SH DFND 1 0 26040 0 CHINA HYDROELECTRIC CORP SPONSORED ADR 16949D101 49 14347 SH OTR 0 14347 0 CISCO SYS INC COM 17275R102 13458 600405 SH DFND 1 0 600405 0 CISCO SYS INC COM 17275R102 123 5500 SH OTR 0 5500 0 COMCAST CORP NEW CL A 20030N101 167 3341 SH DFND 1 0 3341 0 COMCAST CORP NEW CL A 20030N101 40 800 SH Put OTR 0 800 0 CONOCOPHILLIPS COM 20825C104 1141 16219 SH DFND 1 0 16219 0 CONVERSANT INC COM 21249J105 18811 668252 SH DFND 1 0 668252 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 416 6036 SH OTR 0 6036 0 DIAGEO P L C SPON ADR NEW 25243Q205 1555 12479 SH DFND 1 0 12479 0 DIRECTV COM 25490A309 407 5325 SH OTR 0 5325 0 ENERGIZER HLDGS INC COM 29266R108 1563 15520 SH DFND 1 0 15520 0 ENTERGY CORP NEW COM 29364G103 231 3449 SH OTR 0 3449 0 EXPRESS SCRIPTS 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115 35835 SH OTR 0 35835 0 SOLITARIO EXPL & RTY CORP COM 8342EP107 49 38366 SH OTR 0 38366 0 STARZ COM SER A 85571Q102 14011 434050 SH DFND 1 0 434050 0 SYNOVUS FINL CORP COM 87161C105 84 24787 SH OTR 0 24787 0 TEMPUR SEALY INTL INC COM 88023U101 1106 21836 SH DFND 1 0 21836 0 TENARIS S A SPONSORED ADR 88031M109 2385 53897 SH DFND 1 0 53897 0 TENET HEALTHCARE CORP COM NEW 88033G407 1346 31451 SH DFND 1 0 31451 0 TIBCO SOFTWARE INC COM 88632Q103 248 12200 SH OTR 0 12200 0 TIME WARNER CABLE INC COM 88732J207 7 48 SH DFND 1 0 48 0 TIME WARNER CABLE INC COM 88732J207 868 6328 SH OTR 0 6328 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 141 10517 SH OTR 0 10517 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 11 800 SH Put OTR 0 800 0 TRUNKBOW INTL HLDGS LTD COM 89818A102 21 14542 SH OTR 0 14542 0 UCP INC CL A 90265Y106 5311 352628 SH DFND 1 0 352628 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 206 1559 SH DFND 1 0 1559 0 VALERO ENERGY CORP NEW COM 91913Y100 229 4311 SH DFND 1 0 4311 0 VARIAN MED SYS INC COM 92220P105 213 2533 SH DFND 1 0 2533 0 VERIZON COMMUNICATIONS INC COM 92343V104 233 4888 SH DFND 1 0 4888 0 VERIZON COMMUNICATIONS INC COM 92343V104 221 4650 SH OTR 0 4650 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 57 1543 SH DFND 1 0 1543 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 153 4153 SH OTR 0 4153 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 3328 70300 SH Put OTR 0 70300 0 YAMANA GOLD INC COM 98462Y100 3834 436618 SH DFND 1 0 436618 0 ALLEGION PUB LTD CO ORD SHS G0176J109 328 6280 SH DFND 1 0 6280 0 EATON CORP PLC SHS G29183103 1686 22439 SH DFND 1 0 22439 0 ENSCO PLC SHS CLASS A G3157S106 1221 23140 SH DFND 1 0 23140 0 ENSCO PLC SHS CLASS A G3157S106 219 4153 SH OTR 0 4153 0 FRONTLINE LTD SHS G3682E127 237 60324 SH DFND 1 0 60324 0 INGERSOLL-RAND PLC SHS G47791101 1311 22901 SH DFND 1 0 22901 0 NABORS INDUSTRIES LTD SHS G6359F103 1389 56358 SH DFND 1 0 56358 0 PARTNERRE LTD COM G6852T105 687 6642 SH DFND 1 0 6642 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 439 7819 SH OTR 0 7819 0 WHITE MTNS INS GROUP LTD COM G9618E107 1226 2044 SH DFND 1 0 2044 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 2648 152530 SH DFND 1 0 152530 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 25 1429 SH OTR 0 1429 0 UBS AG SHS NEW H89231338 975 47046 SH DFND 1 0 47046 0 CORE LABORATORIES N V COM N22717107 489 2462 SH DFND 1 0 2462 0