0001062993-14-000786.txt : 20140213 0001062993-14-000786.hdr.sgml : 20140213 20140213162623 ACCESSION NUMBER: 0001062993-14-000786 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC CENTRAL INDEX KEY: 0001470876 IRS NUMBER: 261341800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13894 FILM NUMBER: 14606508 BUSINESS ADDRESS: STREET 1: 1918 EIGHTH AVENUE STREET 2: SUITE 3400 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-398-1100 MAIL ADDRESS: STREET 1: 1918 EIGHTH AVENUE STREET 2: SUITE 3400 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470876 XXXXXXXX 12-31-2013 12-31-2013 Freestone Capital Holdings, LLC

1918 EIGHTH AVENUE SUITE 3400 SEATTLE WA 98101

13F HOLDINGS REPORT 028-13894 N James Rooney 206-774-2660 James Rooney Seattle WA 02-13-2014 1 348 563986 false 1 0001128159 028-05975 FREESTONE CAPITAL MANAGEMENT LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ABB LTD SPONSORED ADR 000375204 404 15196 SH DFND 1 0 15196 0 THE ADT CORPORATION COM 00101J106 696 17197 SH DFND 1 0 17197 0 AFLAC INC COM 001055102 1350 20205 SH DFND 1 0 20205 0 AES CORP COM 00130H105 8 566 SH DFND 1 0 566 0 AES CORP COM 00130H105 243 16755 SH DFND 1 0 16755 0 AT&T INC COM 00206R102 18 505 SH DFND 1 0 505 0 AT&T INC COM 00206R102 244 6933 SH DFND 1 0 6933 0 ATMI INC COM 00207R101 239 7913 SH DFND 1 0 7913 0 ABBOTT LABS COM 002824100 13300 346982 SH DFND 1 0 346982 0 ABBVIE INC COM 00287Y109 283 5353 SH DFND 1 0 5353 0 ABBVIE INC COM 00287Y109 58 1096 SH DFND 1 0 1096 0 ACCESS MIDSTREAM PARTNERS L UNIT 00434L109 269 4746 SH DFND 1 0 4746 0 ACTIVISION BLIZZARD INC COM 00507V109 649 36410 SH DFND 1 0 36410 0 ADVANCE AUTO PARTS INC COM 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COM 88732J207 5 40 SH DFND 1 0 40 0 TIME WARNER CABLE INC COM 88732J207 1144 8441 SH DFND 1 0 8441 0 TOTAL S A SPONSORED ADR 89151E109 1258 20538 SH DFND 1 0 20538 0 TRUNKBOW INTL HLDGS LTD COM 89818A102 17 12918 SH DFND 1 0 12918 0 UCP INC CL A 90265Y106 5402 369002 SH DFND 1 0 369002 0 UNILEVER PLC SPON ADR NEW 904767704 362 8777 SH DFND 1 0 8777 0 UNILEVER N V N Y SHS NEW 904784709 611 15188 SH DFND 1 0 15188 0 UNITEDHEALTH GROUP INC COM 91324P102 85 1125 SH DFND 1 0 1125 0 UNITEDHEALTH GROUP INC COM 91324P102 479 6362 SH DFND 1 0 6362 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 945 8051 SH DFND 1 0 8051 0 VALE S A ADR 91912E105 903 59219 SH DFND 1 0 59219 0 VALERO ENERGY CORP NEW COM 91913Y100 887 17602 SH DFND 1 0 17602 0 VALLEY NATL BANCORP COM 919794107 109 10794 SH DFND 1 0 10794 0 VALUECLICK INC COM 92046N102 13689 585755 SH DFND 1 0 585755 0 VANTIV INC CL A 92210H105 656 20104 SH DFND 1 0 20104 0 VARIAN MED SYS INC COM 92220P105 968 12458 SH DFND 1 0 12458 0 VERIZON COMMUNICATIONS INC COM 92343V104 182 3697 SH DFND 1 0 3697 0 VERIZON COMMUNICATIONS INC COM 92343V104 242 4920 SH DFND 1 0 4920 0 VERISK ANALYTICS INC CL A 92345Y106 831 12648 SH DFND 1 0 12648 0 VIACOM INC NEW CL B 92553P201 94 1082 SH DFND 1 0 1082 0 VIACOM INC NEW CL B 92553P201 537 6153 SH DFND 1 0 6153 0 VISA INC COM CL A 92826C839 953 4280 SH DFND 1 0 4280 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 613 15599 SH DFND 1 0 15599 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 371 9442 SH DFND 1 0 9442 0 WPP PLC NEW ADR 92937A102 488 4246 SH DFND 1 0 4246 0 WABTEC CORP COM 929740108 506 6812 SH DFND 1 0 6812 0 WADDELL & REED FINL INC CL A 930059100 675 10369 SH DFND 1 0 10369 0 WESTERN DIGITAL CORP COM 958102105 13 154 SH DFND 1 0 154 0 WESTERN DIGITAL CORP COM 958102105 507 6042 SH DFND 1 0 6042 0 WESTERN UN CO COM 959802109 679 39355 SH DFND 1 0 39355 0 WESTERN UN CO COM 959802109 469 27197 SH DFND 1 0 27197 0 XEROX CORP COM 984121103 261 21452 SH DFND 1 0 21452 0 YAMANA GOLD INC COM 98462Y100 378 43846 SH DFND 1 0 43846 0 YONGYE INTL INC COM 98607B106 88 13689 SH DFND 1 0 13689 0 AMDOCS LTD ORD G02602103 603 14627 SH DFND 1 0 14627 0 EATON CORP PLC SHS G29183103 892 11724 SH DFND 1 0 11724 0 ENSCO PLC SHS CLASS A G3157S106 665 11634 SH DFND 1 0 11634 0 FRONTLINE LTD SHS G3682E127 235 62957 SH DFND 1 0 62957 0 INGERSOLL-RAND PLC SHS G47791101 748 12141 SH DFND 1 0 12141 0 NABORS INDUSTRIES LTD SHS G6359F103 636 37429 SH DFND 1 0 37429 0 PARTNERRE LTD COM G6852T105 1042 9887 SH DFND 1 0 9887 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 6 110 SH DFND 1 0 110 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 519 9245 SH DFND 1 0 9245 0 WHITE MTNS INS GROUP LTD COM G9618E107 1053 1746 SH DFND 1 0 1746 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 424 9462 SH DFND 1 0 9462 0 ACE LTD SHS H0023R105 612 5914 SH DFND 1 0 5914 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 1601 103382 SH DFND 1 0 103382 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1200 32029 SH DFND 1 0 32029 0 UBS AG SHS NEW H89231338 502 26064 SH DFND 1 0 26064 0 UBS AG SHS NEW H89231338 48 2500 SH DFND 1 0 2500 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 1451 22500 SH DFND 1 0 22500 0 CORE LABORATORIES N V COM N22717107 282 1479 SH DFND 1 0 1479 0 FLEXTRONICS INTL LTD ORD Y2573F102 139 17860 SH DFND 1 0 17860 0 STAR BULK CARRIERS CORP SHS NEW Y8162K121 4919 368981 SH DFND 1 0 368981 0 ISHARES CALL 464286908 121 10000 SH DFND 1 0 10000 0 SYNOVUS FINL CORP CALL 87161C905 45 12400 SH DFND 1 0 12400 0 TIME WARNER CABLE INC CALL 88732J907 840 6200 SH DFND 1 0 6200 0 WISDOMTREE TR PUT 97717W951 4809 94600 SH DFND 1 0 94600 0 SPDR S&P 500 ETF TR PUT 78462F953 462 2500 SH DFND 1 0 2500 0 LULULEMON ATHLETICA INC PUT 550021959 2361 4000 SH DFND 1 0 4000 0