0001062993-13-005787.txt : 20131114 0001062993-13-005787.hdr.sgml : 20131114 20131114170156 ACCESSION NUMBER: 0001062993-13-005787 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC CENTRAL INDEX KEY: 0001470876 IRS NUMBER: 261341800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13894 FILM NUMBER: 131221217 BUSINESS ADDRESS: STREET 1: 1918 EIGHTH AVENUE STREET 2: SUITE 3400 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-398-1100 MAIL ADDRESS: STREET 1: 1918 EIGHTH AVENUE STREET 2: SUITE 3400 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470876 XXXXXXXX 09-30-2013 09-30-2013 Freestone Capital Holdings, LLC

1918 EIGHTH AVENUE SUITE 3400 SEATTLE WA 98101

13F HOLDINGS REPORT 028-13894 N James Rooney 206-774-2660 James Rooney Seattle WA 11-14-2013 1 360 561550 false 1 0001128159 028-05975 FREESTONE CAPITAL MANAGEMENT LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ABB LTD SPONSORED ADR 000375204 392 16609 SH DFND 1 0 16609 0 AFLAC INC COM 001055102 1224 19740 SH DFND 1 0 19740 0 AES CORP COM 00130H105 1996 181906 SH DFND 1 0 181906 0 ABBOTT LABS COM 002824100 10807 324967 SH DFND 1 0 324967 0 ABBVIE INC COM 00287Y109 237 5298 SH DFND 1 0 5298 0 ACTIVISION BLIZZARD INC COM 00507V109 580 37463 SH DFND 1 0 37463 0 ADVANCE AUTO PARTS INC COM 00751Y106 1215 14698 SH DFND 1 0 14698 0 ADVENT SOFTWARE INC COM 007974108 786 24743 SH DFND 1 0 24743 0 AETNA INC NEW COM 00817Y108 570 8898 SH DFND 1 0 8898 0 AGILENT TECHNOLOGIES INC COM 00846U101 306 5969 SH DFND 1 0 5969 0 AIR PRODS & CHEMS INC COM 009158106 547 5129 SH DFND 1 0 5129 0 ALBEMARLE CORP COM 012653101 1227 19497 SH DFND 1 0 19497 0 ALEXANDER & BALDWIN INC NEW COM 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INVS INC PA CL B 314211103 1194 43962 SH DFND 1 0 43962 0 F5 NETWORKS INC COM 315616102 2343 27310 SH DFND 1 0 27310 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 550 11804 SH DFND 1 0 11804 0 FLUOR CORP NEW COM 343412102 11643 164084 SH DFND 1 0 164084 0 FORD MTR CO DEL COM PAR $0.01 345370860 1162 81773 SH DFND 1 0 81773 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 279 7366 SH DFND 1 0 7366 0 GT ADVANCED TECHNOLOGIES INC COM 36191U106 68 12421 SH DFND 1 0 12421 0 GAMESTOP CORP NEW CL A 36467W109 949 45024 SH DFND 1 0 45024 0 GENERAL CABLE CORP DEL NEW COM 369300108 386 12155 SH DFND 1 0 12155 0 GENERAL ELECTRIC CO COM 369604103 234 10213 SH DFND 1 0 10213 0 GENERAL MTRS CO COM 37045V100 7969 221553 SH DFND 1 0 221553 0 GENWORTH FINL INC COM CL A 37247D106 9798 765472 SH DFND 1 0 765472 0 GILEAD SCIENCES INC COM 375558103 1033 16303 SH DFND 1 0 16303 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 456 9087 SH DFND 1 0 9087 0 GLIMCHER RLTY TR SH BEN INT 379302102 465 44000 SH DFND 1 0 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ISHARES RUSSELL 2000 ETF 464287655 626 7500 SH DFND 1 0 7500 0 ISHARES RUSSELL 2000 ETF 464287655 1514 14200 SH Put DFND 1 0 14200 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1181 29211 SH DFND 1 0 29211 0 JACOBS ENGR GROUP INC DEL COM 469814107 669 11494 SH DFND 1 0 11494 0 JOHNSON & JOHNSON COM 478160104 1442 18685 SH DFND 1 0 18685 0 J2 GLOBAL INC COM 48123V102 221 6133 SH DFND 1 0 6133 0 KBR INC COM 48242W106 624 19246 SH DFND 1 0 19246 0 KILROY RLTY CORP COM 49427F108 1312 29300 SH DFND 1 0 29300 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 2973 39660 SH DFND 1 0 39660 0 KINDER MORGAN INC DEL COM 49456B101 2175 61234 SH DFND 1 0 61234 0 KROGER CO COM 501044101 975 24179 SH DFND 1 0 24179 0 KULICKE & SOFFA INDS INC COM 501242101 156 14856 SH DFND 1 0 14856 0 LAM RESEARCH CORP COM 512807108 238 7500 SH DFND 1 0 7500 0 LENDER PROCESSING SVCS INC COM 52602E102 12254 368331 SH DFND 1 0 368331 0 LENNAR CORP CL A 526057104 351 10090 SH DFND 1 0 10090 0 LOCKHEED MARTIN CORP COM 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806857108 2322 27114 SH DFND 1 0 27114 0 SCHWAB CHARLES CORP NEW COM 808513105 580 27440 SH DFND 1 0 27440 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 101 2741 SH DFND 1 0 2741 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 126 3000 SH Put DFND 1 0 3000 0 SEMPRA ENERGY COM 816851109 2767 42911 SH DFND 1 0 42911 0 SERVICE CORP INTL COM 817565104 787 42233 SH DFND 1 0 42233 0 SIGA TECHNOLOGIES INC COM 826917106 8 2000 SH Call DFND 1 0 2000 0 SIGA TECHNOLOGIES INC COM 826917106 93 29000 SH DFND 1 0 29000 0 SKYWORKS SOLUTIONS INC COM 83088M102 876 37190 SH DFND 1 0 37190 0 STANLEY BLACK & DECKER INC COM 854502101 626 6908 SH DFND 1 0 6908 0 STAPLES INC COM 855030102 565 38531 SH DFND 1 0 38531 0 STARBUCKS CORP COM 855244109 448 6505 SH DFND 1 0 6505 0 STARZ COM SER A 85571Q102 10724 381213 SH DFND 1 0 381213 0 STERICYCLE INC COM 858912108 1049 9195 SH DFND 1 0 9195 0 STRYKER CORP COM 863667101 317 5700 SH DFND 1 0 5700 0 STURM RUGER & CO INC COM 864159108 800 12780 SH DFND 1 0 12780 0 SUNCOR ENERGY INC NEW COM 867224107 1156 32564 SH DFND 1 0 32564 0 SUPERIOR ENERGY SVCS INC COM 868157108 542 21638 SH DFND 1 0 21638 0 SUPPORT COM INC COM 86858W101 72 17000 SH DFND 1 0 17000 0 SYMANTEC CORP COM 871503108 1252 60696 SH DFND 1 0 60696 0 SYNGENTA AG SPONSORED ADR 87160A100 422 5193 SH DFND 1 0 5193 0 TD AMERITRADE HLDG CORP COM 87236Y108 277 18000 SH DFND 1 0 18000 0 TALISMAN ENERGY INC COM 87425E103 185 16093 SH DFND 1 0 16093 0 TARGET CORP COM 87612E106 644 10061 SH DFND 1 0 10061 0 TELLABS INC COM 879664100 88 25000 SH DFND 1 0 25000 0 TEMPUR SEALY INTL INC COM 88023U101 821 18670 SH DFND 1 0 18670 0 TENARIS S A SPONSORED ADR 88031M109 960 20517 SH DFND 1 0 20517 0 TENET HEALTHCARE CORP COM NEW 88033G407 1105 26825 SH DFND 1 0 26825 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 304 8045 SH DFND 1 0 8045 0 THERMO FISHER SCIENTIFIC INC COM 883556102 681 7547 SH DFND 1 0 7547 0 TOLL BROTHERS INC COM 889478103 445 13400 SH DFND 1 0 13400 0 TOTAL S A SPONSORED ADR 89151E109 1128 19488 SH DFND 1 0 19488 0 TRIUS THERAPEUTICS INC COM 89685K100 93 16000 SH DFND 1 0 16000 0 UCP INC CL A 90265Y106 3343 225261 SH DFND 1 0 225261 0 UNILEVER PLC SPON ADR NEW 904767704 369 9566 SH DFND 1 0 9566 0 UNILEVER N V N Y SHS NEW 904784709 446 11811 SH DFND 1 0 11811 0 UNITEDHEALTH GROUP INC COM 91324P102 310 5575 SH DFND 1 0 5575 0 UNITIL CORP COM 913259107 330 12128 SH DFND 1 0 12128 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 977 9362 SH DFND 1 0 9362 0 VALE S A ADR 91912E105 750 47763 SH DFND 1 0 47763 0 VALERO ENERGY CORP NEW COM 91913Y100 811 23861 SH DFND 1 0 23861 0 VALUECLICK INC COM 92046N102 3331 159701 SH DFND 1 0 159701 0 VARIAN MED SYS INC COM 92220P105 1021 13668 SH DFND 1 0 13668 0 VERIZON COMMUNICATIONS INC COM 92343V104 884 19362 SH DFND 1 0 19362 0 VERISK ANALYTICS INC CL A 92345Y106 880 13542 SH DFND 1 0 13542 0 VIACOM INC NEW CL B 92553P201 494 8619 SH DFND 1 0 8619 0 VISA INC COM CL A 92826C839 883 4622 SH DFND 1 0 4622 0 VMWARE INC CL A COM 928563402 886 9160 SH DFND 1 0 9160 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 2551 72862 SH DFND 1 0 72862 0 VONAGE HLDGS CORP COM 92886T201 103 45306 SH DFND 1 0 45306 0 WPP PLC NEW ADR 92937A102 481 4676 SH DFND 1 0 4676 0 WABTEC CORP COM 929740108 517 8218 SH DFND 1 0 8218 0 WADDELL & REED FINL INC CL A 930059100 635 12332 SH DFND 1 0 12332 0 WALGREEN CO COM 931422109 216 4680 SH DFND 1 0 4680 0 WELLCARE HEALTH PLANS INC COM 94946T106 882 15600 SH DFND 1 0 15600 0 WELLCARE HEALTH PLANS INC COM 94946T106 976 14000 SH Put DFND 1 0 14000 0 WELLS FARGO & CO NEW COM 949746101 263 7581 SH DFND 1 0 7581 0 WESTERN DIGITAL CORP COM 958102105 203 5154 SH DFND 1 0 5154 0 WESTERN UN CO COM 959802109 12789 685394 SH DFND 1 0 685394 0 XEROX CORP COM 984121103 238 32235 SH DFND 1 0 32235 0 YAMANA GOLD INC COM 98462Y100 3600 346166 SH DFND 1 0 346166 0 ZYNGA INC CL A 98986T108 78 27500 SH DFND 1 0 27500 0 EATON CORP PLC SHS G29183103 639 9289 SH DFND 1 0 9289 0 FRONTLINE LTD SHS G3682E127 168 63268 SH DFND 1 0 63268 0 INGERSOLL-RAND PLC SHS G47791101 643 9897 SH DFND 1 0 9897 0 NABORS INDUSTRIES LTD SHS G6359F103 601 38172 SH DFND 1 0 38172 0 PARTNERRE LTD COM G6852T105 985 10758 SH DFND 1 0 10758 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 296 9510 SH DFND 1 0 9510 0 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 322 62150 SH DFND 1 0 62150 0 WHITE MTNS INS GROUP LTD COM G9618E107 936 1649 SH DFND 1 0 1649 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 449 10360 SH DFND 1 0 10360 0 ACE LTD SHS H0023R105 617 6618 SH DFND 1 0 6618 0 ACE LTD SHS H0023R105 9 100 SH Put DFND 1 0 100 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 1494 97445 SH DFND 1 0 97445 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1087 28966 SH DFND 1 0 28966 0 TRANSOCEAN LTD REG SHS H8817H100 658 14749 SH DFND 1 0 14749 0 UBS AG SHS NEW H89231338 428 20875 SH DFND 1 0 20875 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 1271 22469 SH DFND 1 0 22469 0 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 232 7589 SH DFND 1 0 7589 0 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 360 9190 SH DFND 1 0 9190 0 CORE LABORATORIES N V COM N22717107 236 1391 SH DFND 1 0 1391 0 FLEXTRONICS INTL LTD ORD Y2573F102 1058 138494 SH DFND 1 0 138494 0