0001062993-14-000786.txt : 20140213
0001062993-14-000786.hdr.sgml : 20140213
20140213162623
ACCESSION NUMBER: 0001062993-14-000786
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140213
DATE AS OF CHANGE: 20140213
EFFECTIVENESS DATE: 20140213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC
CENTRAL INDEX KEY: 0001470876
IRS NUMBER: 261341800
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13894
FILM NUMBER: 14606508
BUSINESS ADDRESS:
STREET 1: 1918 EIGHTH AVENUE
STREET 2: SUITE 3400
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-398-1100
MAIL ADDRESS:
STREET 1: 1918 EIGHTH AVENUE
STREET 2: SUITE 3400
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001470876
XXXXXXXX
12-31-2013
12-31-2013
Freestone Capital Holdings, LLC
1918 EIGHTH AVENUE
SUITE 3400
SEATTLE
WA
98101
13F HOLDINGS REPORT
028-13894
N
James Rooney
Senior Partner
206-774-2660
James Rooney
Seattle
WA
02-13-2014
1
348
563986
false
1
0001128159
028-05975
FREESTONE CAPITAL MANAGEMENT LLC
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ABB LTD
SPONSORED ADR
000375204
404
15196
SH
DFND
1
0
15196
0
THE ADT CORPORATION
COM
00101J106
696
17197
SH
DFND
1
0
17197
0
AFLAC INC
COM
001055102
1350
20205
SH
DFND
1
0
20205
0
AES CORP
COM
00130H105
8
566
SH
DFND
1
0
566
0
AES CORP
COM
00130H105
243
16755
SH
DFND
1
0
16755
0
AT&T INC
COM
00206R102
18
505
SH
DFND
1
0
505
0
AT&T INC
COM
00206R102
244
6933
SH
DFND
1
0
6933
0
ATMI INC
COM
00207R101
239
7913
SH
DFND
1
0
7913
0
ABBOTT LABS
COM
002824100
13300
346982
SH
DFND
1
0
346982
0
ABBVIE INC
COM
00287Y109
283
5353
SH
DFND
1
0
5353
0
ABBVIE INC
COM
00287Y109
58
1096
SH
DFND
1
0
1096
0
ACCESS MIDSTREAM PARTNERS L
UNIT
00434L109
269
4746
SH
DFND
1
0
4746
0
ACTIVISION BLIZZARD INC
COM
00507V109
649
36410
SH
DFND
1
0
36410
0
ADVANCE AUTO PARTS INC
COM
00751Y106
1397
12620
SH
DFND
1
0
12620
0
AETNA INC NEW
COM
00817Y108
571
8331
SH
DFND
1
0
8331
0
AETNA INC NEW
COM
00817Y108
17
246
SH
DFND
1
0
246
0
AGILENT TECHNOLOGIES INC
COM
00846U101
290
5076
SH
DFND
1
0
5076
0
ALBEMARLE CORP
COM
012653101
1303
20555
SH
DFND
1
0
20555
0
ALEXANDER & BALDWIN INC NEW
COM
014491104
565
13542
SH
DFND
1
0
13542
0
ALLERGAN INC
COM
018490102
1455
13099
SH
DFND
1
0
13099
0
ALLERGAN INC
COM
018490102
49
439
SH
DFND
1
0
439
0
ALLIANT TECHSYSTEMS INC
COM
018804104
1146
9416
SH
DFND
1
0
9416
0
AMERICAN EXPRESS CO
COM
025816109
775
8543
SH
DFND
1
0
8543
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1419
27804
SH
DFND
1
0
27804
0
ANADARKO PETE CORP
COM
032511107
705
8886
SH
DFND
1
0
8886
0
ANADARKO PETE CORP
COM
032511107
103
1298
SH
DFND
1
0
1298
0
APACHE CORP
COM
037411105
1386
16130
SH
DFND
1
0
16130
0
APPLE INC
COM
037833100
18605
33163
SH
DFND
1
0
33163
0
APPLE INC
COM
037833100
457
815
SH
DFND
1
0
815
0
ATWOOD OCEANICS INC
COM
050095108
992
18572
SH
DFND
1
0
18572
0
BB&T CORP
COM
054937107
585
15665
SH
DFND
1
0
15665
0
BAIDU INC
SPON ADR REP A
056752108
1111
6246
SH
DFND
1
0
6246
0
BAIDU INC
SPON ADR REP A
056752108
98
550
SH
DFND
1
0
550
0
BANK OF AMERICA CORPORATION
COM
060505104
180
11546
SH
DFND
1
0
11546
0
BAXTER INTL INC
COM
071813109
1164
16736
SH
DFND
1
0
16736
0
BAXTER INTL INC
COM
071813109
106
1530
SH
DFND
1
0
1530
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2644
22304
SH
DFND
1
0
22304
0
BHP BILLITON LTD
SPONSORED ADR
088606108
1485
21768
SH
DFND
1
0
21768
0
BLOCK H & R INC
COM
093671105
12925
445066
SH
DFND
1
0
445066
0
BOEING CO
COM
097023105
318
2332
SH
DFND
1
0
2332
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
6483
338521
SH
DFND
1
0
338521
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
743
6920
SH
DFND
1
0
6920
0
BROADCOM CORP
CL A
111320107
0
1
SH
DFND
1
0
1
0
BROADCOM CORP
CL A
111320107
578
19487
SH
DFND
1
0
19487
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
234
6033
SH
DFND
1
0
6033
0
BROOKFIELD OFFICE PPTYS INC
COM
112900105
243
12626
SH
DFND
1
0
12626
0
BROWN FORMAN CORP
CL B
115637209
647
8560
SH
DFND
1
0
8560
0
BUCKLE INC
COM
118440106
11482
218455
SH
DFND
1
0
218455
0
CF INDS HLDGS INC
COM
125269100
14180
60848
SH
DFND
1
0
60848
0
CF INDS HLDGS INC
COM
125269100
748
3209
SH
DFND
1
0
3209
0
CIT GROUP INC
COM NEW
125581801
730
14003
SH
DFND
1
0
14003
0
CMS ENERGY CORP
COM
125896100
6
220
SH
DFND
1
0
220
0
CMS ENERGY CORP
COM
125896100
246
9198
SH
DFND
1
0
9198
0
CRH PLC
ADR
12626K203
351
13731
SH
DFND
1
0
13731
0
CVS CAREMARK CORPORATION
COM
126650100
2099
29331
SH
DFND
1
0
29331
0
CVS CAREMARK CORPORATION
COM
126650100
13
175
SH
DFND
1
0
175
0
CA INC
COM
12673P105
13678
406484
SH
DFND
1
0
406484
0
CABELAS INC
COM
126804301
791
11873
SH
DFND
1
0
11873
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
890
49656
SH
DFND
1
0
49656
0
CAMELOT INFORMATION SYS INC
ADS RP ORD SHS
13322V105
56
28091
SH
DFND
1
0
28091
0
CANADIAN NATL RY CO
COM
136375102
921
16148
SH
DFND
1
0
16148
0
CANADIAN NAT RES LTD
COM
136385101
906
26769
SH
DFND
1
0
26769
0
CANADIAN PAC RY LTD
COM
13645T100
1838
12145
SH
DFND
1
0
12145
0
CANON INC
SPONSORED ADR
138006309
212
6623
SH
DFND
1
0
6623
0
CAPITAL ONE FINL CORP
COM
14040H105
622
8121
SH
DFND
1
0
8121
0
CAREFUSION CORP
COM
14170T101
493
12369
SH
DFND
1
0
12369
0
CARMAX INC
COM
143130102
1128
23991
SH
DFND
1
0
23991
0
CARNIVAL CORP
PAIRED CTF
143658300
653
16261
SH
DFND
1
0
16261
0
CARTER INC
COM
146229109
644
8977
SH
DFND
1
0
8977
0
CATERPILLAR INC DEL
COM
149123101
262
2886
SH
DFND
1
0
2886
0
CENVEO INC
COM
15670S105
108
31400
SH
DFND
1
0
31400
0
CHART INDS INC
COM PAR $0.01
16115Q308
416
4346
SH
DFND
1
0
4346
0
CHEMED CORP NEW
COM
16359R103
11887
155136
SH
DFND
1
0
155136
0
CHEVRON CORP NEW
COM
166764100
1705
13647
SH
DFND
1
0
13647
0
CIRRUS LOGIC INC
COM
172755100
1018
49848
SH
DFND
1
0
49848
0
CISCO SYS INC
COM
17275R102
11496
512530
SH
DFND
1
0
512530
0
COACH INC
COM
189754104
13510
240691
SH
DFND
1
0
240691
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
1549
15337
SH
DFND
1
0
15337
0
COMCAST CORP NEW
CL A
20030N101
664
12786
SH
DFND
1
0
12786
0
COMCAST CORP NEW
CL A
20030N101
0
0
SH
DFND
1
0
0
0
CONAGRA FOODS INC
COM
205887102
568
16857
SH
DFND
1
0
16857
0
CONAGRA FOODS INC
COM
205887102
51
1528
SH
DFND
1
0
1528
0
CONOCOPHILLIPS
COM
20825C104
1079
15278
SH
DFND
1
0
15278
0
CONTROLADORA VUELA CIA DE AV
SPON ADR RP 10
21240E105
140
10300
SH
DFND
1
0
10300
0
COVANTA HLDG CORP
COM
22282E102
425
23944
SH
DFND
1
0
23944
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
338
10885
SH
DFND
1
0
10885
0
CUMMINS INC
COM
231021106
1186
8411
SH
DFND
1
0
8411
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
1
15
SH
DFND
1
0
15
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
491
7748
SH
DFND
1
0
7748
0
DECKERS OUTDOOR CORP
COM
243537107
1335
15812
SH
DFND
1
0
15812
0
DENBURY RES INC
COM NEW
247916208
480
29191
SH
DFND
1
0
29191
0
DENBURY RES INC
COM NEW
247916208
240
14636
SH
DFND
1
0
14636
0
DELUXE CORP
COM
248019101
14668
281050
SH
DFND
1
0
281050
0
DIAGEO P L C
SPON ADR NEW
25243Q205
1268
9575
SH
DFND
1
0
9575
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
430
7550
SH
DFND
1
0
7550
0
DIRECTV
COM
25490A309
474
6858
SH
DFND
1
0
6858
0
DOLBY LABORATORIES INC
COM
25659T107
12696
329246
SH
DFND
1
0
329246
0
DOLLAR GEN CORP NEW
COM
256677105
1334
22115
SH
DFND
1
0
22115
0
DOLLAR TREE INC
COM
256746108
848
15024
SH
DFND
1
0
15024
0
DOW CHEM CO
COM
260543103
668
15037
SH
DFND
1
0
15037
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
13707
111666
SH
DFND
1
0
111666
0
DYAX CORP
COM
26746E103
75
10000
SH
DFND
1
0
10000
0
E-COMMERCE CHINA DANGDANG IN
SPN ADS COM A
26833A105
115
12000
SH
DFND
1
0
12000
0
E M C CORP MASS
COM
268648102
2173
86421
SH
DFND
1
0
86421
0
E M C CORP MASS
COM
268648102
658
26174
SH
DFND
1
0
26174
0
ENI S P A
SPONSORED ADR
26874R108
381
7859
SH
DFND
1
0
7859
0
EATON VANCE CORP
COM NON VTG
278265103
883
20645
SH
DFND
1
0
20645
0
EDISON INTL
COM
281020107
245
5283
SH
DFND
1
0
5283
0
EMERITUS CORP
COM
291005106
275
12700
SH
DFND
1
0
12700
0
ENERGIZER HLDGS INC
COM
29266R108
1221
11276
SH
DFND
1
0
11276
0
EQUAL ENERGY LTD
COM
29390Q109
81
15226
SH
DFND
1
0
15226
0
ERICSSON
ADR B SEK 10
294821608
299
24463
SH
DFND
1
0
24463
0
EURONET WORLDWIDE INC
COM
298736109
510
10664
SH
DFND
1
0
10664
0
EXPRESS INC
COM
30219E103
10662
571058
SH
DFND
1
0
571058
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1948
27740
SH
DFND
1
0
27740
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
14
197
SH
DFND
1
0
197
0
EXXON MOBIL CORP
COM
30231G102
225
2223
SH
DFND
1
0
2223
0
FEDERATED INVS INC PA
CL B
314211103
1246
43275
SH
DFND
1
0
43275
0
F5 NETWORKS INC
COM
315616102
2481
27310
SH
DFND
1
0
27310
0
F5 NETWORKS INC
COM
315616102
173
1905
SH
DFND
1
0
1905
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
500
28660
SH
DFND
1
0
28660
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
541
10339
SH
DFND
1
0
10339
0
FIRST SOLAR INC
COM
336433107
223
4081
SH
DFND
1
0
4081
0
FLUOR CORP NEW
COM
343412102
13691
170515
SH
DFND
1
0
170515
0
FORD MTR CO DEL
COM PAR $0.01
345370860
766
49617
SH
DFND
1
0
49617
0
GENERAL CABLE CORP DEL NEW
COM
369300108
254
8642
SH
DFND
1
0
8642
0
GENERAL MTRS CO
COM
37045V100
9069
221887
SH
DFND
1
0
221887
0
GENERAL MTRS CO
COM
37045V100
380
9287
SH
DFND
1
0
9287
0
GENWORTH FINL INC
COM CL A
37247D106
7237
465993
SH
DFND
1
0
465993
0
GENTIUM S P A
SPONSORED ADR
37250B104
221
3866
SH
DFND
1
0
3866
0
GILEAD SCIENCES INC
COM
375558103
658
8762
SH
DFND
1
0
8762
0
GILEAD SCIENCES INC
COM
375558103
21
274
SH
DFND
1
0
274
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
449
8406
SH
DFND
1
0
8406
0
GLU MOBILE INC
COM
379890106
194
50000
SH
DFND
1
0
50000
0
GOOGLE INC
CL A
38259P508
2107
1880
SH
DFND
1
0
1880
0
HCC INS HLDGS INC
COM
404132102
759
16455
SH
DFND
1
0
16455
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
407
7390
SH
DFND
1
0
7390
0
HALLIBURTON CO
COM
406216101
2143
42225
SH
DFND
1
0
42225
0
HARRIS CORP DEL
COM
413875105
0
6
SH
DFND
1
0
6
0
HARRIS CORP DEL
COM
413875105
491
7028
SH
DFND
1
0
7028
0
HARRIS INTERACTIVE INC
COM
414549105
64
31752
SH
DFND
1
0
31752
0
HASBRO INC
COM
418056107
946
17199
SH
DFND
1
0
17199
0
HECLA MNG CO
COM
422704106
488
158490
SH
DFND
1
0
158490
0
HEWLETT PACKARD CO
COM
428236103
8
295
SH
DFND
1
0
295
0
HEWLETT PACKARD CO
COM
428236103
250
8926
SH
DFND
1
0
8926
0
HEXCEL CORP NEW
COM
428291108
903
20196
SH
DFND
1
0
20196
0
HOMETRUST BANCSHARES INC
COM
437872104
496
31030
SH
DFND
1
0
31030
0
HONEYWELL INTL INC
COM
438516106
653
7151
SH
DFND
1
0
7151
0
HOST HOTELS & RESORTS INC
COM
44107P104
691
35535
SH
DFND
1
0
35535
0
HUDSON CITY BANCORP
COM
443683107
113
11937
SH
DFND
1
0
11937
0
IDEX CORP
COM
45167R104
612
8286
SH
DFND
1
0
8286
0
IMPERIAL HLDGS INC
COM
452834104
9144
1398226
SH
DFND
1
0
1398226
0
INTEL CORP
COM
458140100
227
8739
SH
DFND
1
0
8739
0
INTEL CORP
COM
458140100
609
23454
SH
DFND
1
0
23454
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1350
7198
SH
DFND
1
0
7198
0
INVESTORS BANCORP INC
COM
46146P102
350
13687
SH
DFND
1
0
13687
0
ISHARES
1-3 YR TR BD ETF
464287457
2457
29116
SH
DFND
1
0
29116
0
JABIL CIRCUIT INC
COM
466313103
2
119
SH
DFND
1
0
119
0
JABIL CIRCUIT INC
COM
466313103
210
12044
SH
DFND
1
0
12044
0
JACOBS ENGR GROUP INC DEL
COM
469814107
649
10310
SH
DFND
1
0
10310
0
JOHNSON & JOHNSON
COM
478160104
854
9325
SH
DFND
1
0
9325
0
KBR INC
COM
48242W106
524
16421
SH
DFND
1
0
16421
0
KINDER MORGAN MANAGEMENT LLC
SHS
49455U100
3441
45480
SH
DFND
1
0
45480
0
KROGER CO
COM
501044101
811
20517
SH
DFND
1
0
20517
0
LSI CORPORATION
COM
502161102
4
355
SH
DFND
1
0
355
0
LSI CORPORATION
COM
502161102
191
17323
SH
DFND
1
0
17323
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
468
4382
SH
DFND
1
0
4382
0
LEGGETT & PLATT INC
COM
524660107
18
583
SH
DFND
1
0
583
0
LEGGETT & PLATT INC
COM
524660107
464
15007
SH
DFND
1
0
15007
0
LEIDOS HLDGS INC
COM
525327102
9562
205678
SH
DFND
1
0
205678
0
LENDER PROCESSING SVCS INC
COM
52602E102
14362
384206
SH
DFND
1
0
384206
0
LENDER PROCESSING SVCS INC
COM
52602E102
194
5179
SH
DFND
1
0
5179
0
LORILLARD INC
COM
544147101
965
19048
SH
DFND
1
0
19048
0
M & T BK CORP
COM
55261F104
1727
14833
SH
DFND
1
0
14833
0
MBIA INC
COM
55262C100
760
63642
SH
DFND
1
0
63642
0
MANULIFE FINL CORP
COM
56501R106
273
13827
SH
DFND
1
0
13827
0
MARATHON OIL CORP
COM
565849106
494
14000
SH
DFND
1
0
14000
0
MARATHON PETE CORP
COM
56585A102
642
7000
SH
DFND
1
0
7000
0
MARATHON PETE CORP
COM
56585A102
271
2951
SH
DFND
1
0
2951
0
MARKEL CORP
COM
570535104
699
1204
SH
DFND
1
0
1204
0
MARTIN MARIETTA MATLS INC
COM
573284106
533
5334
SH
DFND
1
0
5334
0
MCKESSON CORP
COM
58155Q103
1471
9113
SH
DFND
1
0
9113
0
MCKESSON CORP
COM
58155Q103
6
39
SH
DFND
1
0
39
0
MEADWESTVACO CORP
COM
583334107
724
19606
SH
DFND
1
0
19606
0
MERCK & CO INC NEW
COM
58933Y105
829
16568
SH
DFND
1
0
16568
0
MERCK & CO INC NEW
COM
58933Y105
22
432
SH
DFND
1
0
432
0
METLIFE INC
COM
59156R108
722
13396
SH
DFND
1
0
13396
0
MICROSOFT CORP
COM
594918104
14951
399664
SH
DFND
1
0
399664
0
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
378
56619
SH
DFND
1
0
56619
0
MONROE CAP CORP
COM
610335101
807
66148
SH
DFND
1
0
66148
0
MONSTER BEVERAGE CORP
COM
611740101
614
9057
SH
DFND
1
0
9057
0
MURPHY OIL CORP
COM
626717102
7
107
SH
DFND
1
0
107
0
MURPHY OIL CORP
COM
626717102
244
3760
SH
DFND
1
0
3760
0
MURPHY USA INC
COM
626755102
591
14224
SH
DFND
1
0
14224
0
MURPHY USA INC
COM
626755102
32
758
SH
DFND
1
0
758
0
NCR CORP NEW
COM
62886E108
1359
39892
SH
DFND
1
0
39892
0
NTT DOCOMO INC
SPONS ADR
62942M201
232
14062
SH
DFND
1
0
14062
0
NTS INC NEV
COM
62943B105
69
34833
SH
DFND
1
0
34833
0
NATIONAL OILWELL VARCO INC
COM
637071101
1298
16324
SH
DFND
1
0
16324
0
NETAPP INC
COM
64110D104
452
10991
SH
DFND
1
0
10991
0
NEUSTAR INC
CL A
64126X201
729
14628
SH
DFND
1
0
14628
0
NEWFIELD EXPL CO
COM
651290108
214
8688
SH
DFND
1
0
8688
0
NEWMARKET CORP
COM
651587107
1438
4302
SH
DFND
1
0
4302
0
NORFOLK SOUTHERN CORP
COM
655844108
708
7625
SH
DFND
1
0
7625
0
NORTHROP GRUMMAN CORP
COM
666807102
15326
133723
SH
DFND
1
0
133723
0
NOVARTIS A G
SPONSORED ADR
66987V109
3228
40156
SH
DFND
1
0
40156
0
NU SKIN ENTERPRISES INC
CL A
67018T105
1086
7857
SH
DFND
1
0
7857
0
NUPATHE INC
COM
67059M100
40
12130
SH
DFND
1
0
12130
0
NVIDIA CORP
COM
67066G104
12905
805526
SH
DFND
1
0
805526
0
NVIDIA CORP
COM
67066G104
38
2354
SH
DFND
1
0
2354
0
OI S.A.
SPN ADR REP PFD
670851203
22
13659
SH
DFND
1
0
13659
0
OIL STS INTL INC
COM
678026105
642
6310
SH
DFND
1
0
6310
0
OLD DOMINION FGHT LINES INC
COM
679580100
821
15487
SH
DFND
1
0
15487
0
OMNICOM GROUP INC
COM
681919106
5
70
SH
DFND
1
0
70
0
OMNICOM GROUP INC
COM
681919106
261
3505
SH
DFND
1
0
3505
0
OMNIAMERICAN BANCORP INC
COM
68216R107
445
20826
SH
DFND
1
0
20826
0
1 800 FLOWERS COM
CL A
68243Q106
11
2000
SH
DFND
1
0
2000
0
1 800 FLOWERS COM
CL A
68243Q106
73
13500
SH
DFND
1
0
13500
0
ORACLE CORP
COM
68389X105
1444
37751
SH
DFND
1
0
37751
0
ORACLE CORP
COM
68389X105
492
12847
SH
DFND
1
0
12847
0
OWENS RLTY MTG INC
COM
690828108
7747
639205
SH
DFND
1
0
639205
0
PVH CORP
COM
693656100
605
4445
SH
DFND
1
0
4445
0
PACIFIC PREMIER BANCORP
COM
69478X105
161
10200
SH
DFND
1
0
10200
0
PENNYMAC MTG INVT TR
COM
70931T103
3148
137125
SH
DFND
1
0
137125
0
PENNYMAC FINL SVCS INC
CL A
70932B101
1676
95500
SH
DFND
1
0
95500
0
PERRIGO CO
COM
714290103
1053
6863
SH
DFND
1
0
6863
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
201
14552
SH
DFND
1
0
14552
0
PFIZER INC
COM
717081103
193
6309
SH
DFND
1
0
6309
0
PFIZER INC
COM
717081103
15
488
SH
DFND
1
0
488
0
PHILLIPS 66
COM
718546104
90
1169
SH
DFND
1
0
1169
0
PHILLIPS 66
COM
718546104
270
3507
SH
DFND
1
0
3507
0
PIONEER NAT RES CO
COM
723787107
904
4912
SH
DFND
1
0
4912
0
POTASH CORP SASK INC
COM
73755L107
1002
30399
SH
DFND
1
0
30399
0
PREMIER EXIBITIONS INC
COM
74051E102
131
113164
SH
DFND
1
0
113164
0
PRICELINE COM INC
COM NEW
741503403
742
638
SH
DFND
1
0
638
0
PRICESMART INC
COM
741511109
1130
9777
SH
DFND
1
0
9777
0
PROCTER & GAMBLE CO
COM
742718109
654
8039
SH
DFND
1
0
8039
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
201
6118
SH
DFND
1
0
6118
0
PULTE GROUP INC
COM
745867101
265
13013
SH
DFND
1
0
13013
0
QUALCOMM INC
COM
747525103
1680
22620
SH
DFND
1
0
22620
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
14334
263251
SH
DFND
1
0
263251
0
RAYTHEON CO
COM NEW
755111507
14164
156162
SH
DFND
1
0
156162
0
REED ELSEVIER P L C
SPONS ADR NEW
758205207
414
6891
SH
DFND
1
0
6891
0
REGIONS FINL CORP NEW
COM
7591EP100
547
55274
SH
DFND
1
0
55274
0
REGIONS FINL CORP NEW
COM
7591EP100
79
8000
SH
DFND
1
0
8000
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
616
8121
SH
DFND
1
0
8121
0
RENREN INC
SPONSORED ADR
759892102
229
75000
SH
DFND
1
0
75000
0
RESPONSYS INC
COM
761248103
212
7720
SH
DFND
1
0
7720
0
RIO TINTO PLC
SPONSORED ADR
767204100
1420
25168
SH
DFND
1
0
25168
0
ROPER INDS INC NEW
COM
776696106
402
2899
SH
DFND
1
0
2899
0
ROSS STORES INC
COM
778296103
708
9443
SH
DFND
1
0
9443
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
444
6231
SH
DFND
1
0
6231
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
84
1183
SH
DFND
1
0
1183
0
SEI INVESTMENTS CO
COM
784117103
565
16259
SH
DFND
1
0
16259
0
SANOFI
SPONSORED ADR
80105N105
1906
35533
SH
DFND
1
0
35533
0
SAP AG
SPON ADR
803054204
498
5712
SH
DFND
1
0
5712
0
SCHLUMBERGER LTD
COM
806857108
2151
23868
SH
DFND
1
0
23868
0
SCIENCE APPLICATNS INTL CP N
COM
808625107
3709
112168
SH
DFND
1
0
112168
0
SERVICE CORP INTL
COM
817565104
830
45783
SH
DFND
1
0
45783
0
SHANDA GAMES LTD
SP ADR REPTG A
81941U105
82
17977
SH
DFND
1
0
17977
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
14
1000
SH
DFND
1
0
1000
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
398
28117
SH
DFND
1
0
28117
0
SOLITARIO EXPL & RTY CORP
COM
8342EP107
33
38366
SH
DFND
1
0
38366
0
SPRINT CORP
COM SER 1
85207U105
154
14300
SH
DFND
1
0
14300
0
STANLEY BLACK & DECKER INC
COM
854502101
536
6646
SH
DFND
1
0
6646
0
STARBUCKS CORP
COM
855244109
353
4505
SH
DFND
1
0
4505
0
STARZ
COM SER A
85571Q102
11274
385553
SH
DFND
1
0
385553
0
STERICYCLE INC
COM
858912108
907
7806
SH
DFND
1
0
7806
0
STURM RUGER & CO INC
COM
864159108
1263
17279
SH
DFND
1
0
17279
0
STURM RUGER & CO INC
COM
864159108
73
1000
SH
DFND
1
0
1000
0
SUNCOR ENERGY INC NEW
COM
867224107
1273
36328
SH
DFND
1
0
36328
0
SUPERIOR ENERGY SVCS INC
COM
868157108
544
20454
SH
DFND
1
0
20454
0
SYMANTEC CORP
COM
871503108
845
35835
SH
DFND
1
0
35835
0
SYNGENTA AG
SPONSORED ADR
87160A100
375
4693
SH
DFND
1
0
4693
0
SYNOVUS FINL CORP
COM
87161C105
168
46681
SH
DFND
1
0
46681
0
T-MOBILE US INC
COM
872590104
338
10045
SH
DFND
1
0
10045
0
TALISMAN ENERGY INC
COM
87425E103
232
19937
SH
DFND
1
0
19937
0
TALISMAN ENERGY INC
COM
87425E103
33
2853
SH
DFND
1
0
2853
0
TARGET CORP
COM
87612E106
848
13407
SH
DFND
1
0
13407
0
TARGET CORP
COM
87612E106
242
3819
SH
DFND
1
0
3819
0
TECK RESOURCES LTD
CL B
878742204
227
8745
SH
DFND
1
0
8745
0
TEMPUR SEALY INTL INC
COM
88023U101
1033
19139
SH
DFND
1
0
19139
0
TENARIS S A
SPONSORED ADR
88031M109
1170
26783
SH
DFND
1
0
26783
0
TENET HEALTHCARE CORP
COM NEW
88033G407
1189
28237
SH
DFND
1
0
28237
0
TENET HEALTHCARE CORP
COM NEW
88033G407
10
241
SH
DFND
1
0
241
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
290
7227
SH
DFND
1
0
7227
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
237
5906
SH
DFND
1
0
5906
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
786
7062
SH
DFND
1
0
7062
0
TIME WARNER CABLE INC
COM
88732J207
5
40
SH
DFND
1
0
40
0
TIME WARNER CABLE INC
COM
88732J207
1144
8441
SH
DFND
1
0
8441
0
TOTAL S A
SPONSORED ADR
89151E109
1258
20538
SH
DFND
1
0
20538
0
TRUNKBOW INTL HLDGS LTD
COM
89818A102
17
12918
SH
DFND
1
0
12918
0
UCP INC
CL A
90265Y106
5402
369002
SH
DFND
1
0
369002
0
UNILEVER PLC
SPON ADR NEW
904767704
362
8777
SH
DFND
1
0
8777
0
UNILEVER N V
N Y SHS NEW
904784709
611
15188
SH
DFND
1
0
15188
0
UNITEDHEALTH GROUP INC
COM
91324P102
85
1125
SH
DFND
1
0
1125
0
UNITEDHEALTH GROUP INC
COM
91324P102
479
6362
SH
DFND
1
0
6362
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
945
8051
SH
DFND
1
0
8051
0
VALE S A
ADR
91912E105
903
59219
SH
DFND
1
0
59219
0
VALERO ENERGY CORP NEW
COM
91913Y100
887
17602
SH
DFND
1
0
17602
0
VALLEY NATL BANCORP
COM
919794107
109
10794
SH
DFND
1
0
10794
0
VALUECLICK INC
COM
92046N102
13689
585755
SH
DFND
1
0
585755
0
VANTIV INC
CL A
92210H105
656
20104
SH
DFND
1
0
20104
0
VARIAN MED SYS INC
COM
92220P105
968
12458
SH
DFND
1
0
12458
0
VERIZON COMMUNICATIONS INC
COM
92343V104
182
3697
SH
DFND
1
0
3697
0
VERIZON COMMUNICATIONS INC
COM
92343V104
242
4920
SH
DFND
1
0
4920
0
VERISK ANALYTICS INC
CL A
92345Y106
831
12648
SH
DFND
1
0
12648
0
VIACOM INC NEW
CL B
92553P201
94
1082
SH
DFND
1
0
1082
0
VIACOM INC NEW
CL B
92553P201
537
6153
SH
DFND
1
0
6153
0
VISA INC
COM CL A
92826C839
953
4280
SH
DFND
1
0
4280
0
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
613
15599
SH
DFND
1
0
15599
0
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
371
9442
SH
DFND
1
0
9442
0
WPP PLC NEW
ADR
92937A102
488
4246
SH
DFND
1
0
4246
0
WABTEC CORP
COM
929740108
506
6812
SH
DFND
1
0
6812
0
WADDELL & REED FINL INC
CL A
930059100
675
10369
SH
DFND
1
0
10369
0
WESTERN DIGITAL CORP
COM
958102105
13
154
SH
DFND
1
0
154
0
WESTERN DIGITAL CORP
COM
958102105
507
6042
SH
DFND
1
0
6042
0
WESTERN UN CO
COM
959802109
679
39355
SH
DFND
1
0
39355
0
WESTERN UN CO
COM
959802109
469
27197
SH
DFND
1
0
27197
0
XEROX CORP
COM
984121103
261
21452
SH
DFND
1
0
21452
0
YAMANA GOLD INC
COM
98462Y100
378
43846
SH
DFND
1
0
43846
0
YONGYE INTL INC
COM
98607B106
88
13689
SH
DFND
1
0
13689
0
AMDOCS LTD
ORD
G02602103
603
14627
SH
DFND
1
0
14627
0
EATON CORP PLC
SHS
G29183103
892
11724
SH
DFND
1
0
11724
0
ENSCO PLC
SHS CLASS A
G3157S106
665
11634
SH
DFND
1
0
11634
0
FRONTLINE LTD
SHS
G3682E127
235
62957
SH
DFND
1
0
62957
0
INGERSOLL-RAND PLC
SHS
G47791101
748
12141
SH
DFND
1
0
12141
0
NABORS INDUSTRIES LTD
SHS
G6359F103
636
37429
SH
DFND
1
0
37429
0
PARTNERRE LTD
COM
G6852T105
1042
9887
SH
DFND
1
0
9887
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
6
110
SH
DFND
1
0
110
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
519
9245
SH
DFND
1
0
9245
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
1053
1746
SH
DFND
1
0
1746
0
WILLIS GROUP HOLDINGS PUBLIC
SHS
G96666105
424
9462
SH
DFND
1
0
9462
0
ACE LTD
SHS
H0023R105
612
5914
SH
DFND
1
0
5914
0
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
1601
103382
SH
DFND
1
0
103382
0
NOBLE CORPORATION BAAR
NAMEN -AKT
H5833N103
1200
32029
SH
DFND
1
0
32029
0
UBS AG
SHS NEW
H89231338
502
26064
SH
DFND
1
0
26064
0
UBS AG
SHS NEW
H89231338
48
2500
SH
DFND
1
0
2500
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
1451
22500
SH
DFND
1
0
22500
0
CORE LABORATORIES N V
COM
N22717107
282
1479
SH
DFND
1
0
1479
0
FLEXTRONICS INTL LTD
ORD
Y2573F102
139
17860
SH
DFND
1
0
17860
0
STAR BULK CARRIERS CORP
SHS NEW
Y8162K121
4919
368981
SH
DFND
1
0
368981
0
ISHARES
CALL
464286908
121
10000
SH
DFND
1
0
10000
0
SYNOVUS FINL CORP
CALL
87161C905
45
12400
SH
DFND
1
0
12400
0
TIME WARNER CABLE INC
CALL
88732J907
840
6200
SH
DFND
1
0
6200
0
WISDOMTREE TR
PUT
97717W951
4809
94600
SH
DFND
1
0
94600
0
SPDR S&P 500 ETF TR
PUT
78462F953
462
2500
SH
DFND
1
0
2500
0
LULULEMON ATHLETICA INC
PUT
550021959
2361
4000
SH
DFND
1
0
4000
0